Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Retail Opportunity Investments Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ROIC is no longer listed, so this page shows Q4 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 230
- −2 vs. Q3 2024
- Shares held
- 123.9M
- +1.38M (+1.1%) vs. Q3 2024
- Total value
- $2.16B
- +$229.4M (+11.9%) vs. Q3 2024
- New holders
- 51
- 76 more added
- Sold out
- 53
- 73 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock, Inc. | 23,571,753 | $409.2M | 0.01% | +397,326+1.7% | Added |
| Vanguard Group Inc | 19,482,398 | $338.2M | 0.01% | +14,122+0.1% | Added |
| State Street Corp | 7,508,526 | $131.5M | 0.01% | +200,714+2.7% | Added |
| HBK Investments L P | 6,327,788 | $109.9M | 2.09% | +6,327,788 | New |
| Principal Financial Group Inc | 5,872,537 | $101.9M | 0.06% | −235,056−3.8% | Reduced |
| Vivaldi Asset Management, LLC | 5,308,294 | $92.2M | 7.04% | +5,308,294 | New |
| Geode Capital Management, LLC | 3,277,049 | $56.9M | 0.00% | −13,924−0.4% | Reduced |
| JPMorgan Chase & Co | 3,235,094 | $56.2M | 0.00% | +1,196,057+58.7% | Added |
| Highland Capital Management Fund Advisors, L.P. | 2,908,421 | $50.5M | 5.87% | +2,908,421 | New |
| Citigroup Inc | 2,701,833 | $46.9M | 0.05% | +2,463,518+1,033.7% | Added |
| Charles Schwab Investment Management Inc | 2,379,547 | $41.3M | 0.01% | +32,429+1.4% | Added |
| Northern Trust Corp | 2,226,804 | $38.7M | 0.01% | +788,156+54.8% | Added |
| Glazer Capital, LLC | 1,914,917 | $33.2M | 2.25% | +1,914,917 | New |
| Federated Hermes, Inc. | 1,797,666 | $31.2M | 0.07% | −2,887,799−61.6% | Reduced |
| Picton Mahoney Asset Management | 1,575,000 | $27.3M | 1.04% | +1,575,000 | New |
| Morgan Stanley | 1,470,522 | $25.5M | 0.00% | −761,464−34.1% | Reduced |
| Goldman Sachs Group Inc | 1,468,939 | $25.5M | 0.00% | +619,360+72.9% | Added |
| Quinn Opportunity Partners LLC | 1,464,385 | $25.4M | 1.83% | +468,704+47.1% | Added |
| Millennium Management LLC | 1,364,688 | $23.7M | 0.02% | +466,985+52.0% | Added |
| Alpine Associates Management Inc. | 1,350,000 | $23.4M | 1.42% | +1,350,000 | New |
| Water Island Capital LLC | 1,311,468 | $22.8M | 2.74% | +1,311,468 | New |
| CNH Partners LLC | 1,154,266 | $20.0M | 0.47% | +1,154,266 | New |
| Bank of New York Mellon Corp | 1,124,585 | $19.5M | 0.00% | −17,437−1.5% | Reduced |
| Norges Bank | 1,106,780 | $19.2M | 0.00% | +548,227+98.2% | Added |
| Dimensional Fund Advisors LP | 1,025,737 | $17.8M | 0.00% | −779,120−43.2% | Reduced |
| Legal & General Group Plc | 899,968 | $15.6M | 0.00% | −62,592−6.5% | Reduced |
| Bank of America Corp | 892,627 | $15.5M | 0.00% | +528,502+145.1% | Added |
| UBS Asset Management Americas Inc | 871,745 | $15.1M | 0.00% | −80,507−8.5% | Reduced |
| Strategy Asset Managers LLC | 811,554 | $14.1M | 2.73% | −64,625−7.4% | Reduced |
| Rbo & Co LLC | 740,529 | $12.9M | 2.10% | −16,376−2.2% | Reduced |
| Deutsche Bank AG | 688,570 | $12.0M | 0.00% | +564,115+453.3% | Added |
| Alberta Investment Management Corp | 600,000 | $10.4M | 0.07% | +600,000 | New |
| Trans-Canada Capital Inc. | 279,722 | $10.1M | 1.02% | +279,722 | New |
| Cbre Clarion Securities LLC | 581,300 | $10.1M | 0.18% | −1,071,577−64.8% | Reduced |
| Invesco Ltd. | 559,279 | $9.71M | 0.00% | −7,868−1.4% | Reduced |
| Capula Management Ltd | 516,829 | $8.97M | 0.06% | +516,829 | New |
| UBS Group AG | 474,451 | $8.24M | 0.00% | +260,196+121.4% | Added |
| Balyasny Asset Management LLC | 452,955 | $7.86M | 0.02% | −2,223,863−83.1% | Reduced |
| TIG Advisors, LLC | 420,751 | $7.30M | 0.57% | +420,751 | New |
| Rhumbline Advisers | 404,822 | $7.03M | 0.01% | −8,823−2.1% | Reduced |
| New York Life Investment Management LLC | 368,056 | $6.39M | 0.06% | +368,056 | New |
| Gabelli Funds LLC | 360,750 | $6.26M | 0.05% | +360,750 | New |
| Nuveen Asset Management, LLC | 331,367 | $5.75M | 0.00% | −3,637−1.1% | Reduced |
| State of New Jersey Common Pension Fund D | 319,775 | $5.55M | 0.02% | −338,091−51.4% | Reduced |
| Public Sector Pension Investment Board | 318,375 | $5.53M | 0.02% | +47,927+17.7% | Added |
| Ameriprise Financial Inc | 309,494 | $5.38M | 0.00% | −182,606−37.1% | Reduced |
| Great West Life Assurance Co | 295,644 | $5.13M | 0.01% | +9,239+3.2% | Added |
| Wolverine Asset Management LLC | 262,585 | $4.56M | 0.08% | +165,712+171.1% | Added |
| Barclays PLC | 259,711 | $4.51M | 0.00% | +47,895+22.6% | Added |
| Swiss National Bank | 249,800 | $4.34M | 0.00% | 00.0% | Unchanged |
| Phocas Financial Corp. | 232,571 | $4.04M | 0.54% | −241,432−50.9% | Reduced |
| Stableford Capital II LLC | 199,725 | $3.47M | 1.37% | −2,741−1.4% | Reduced |
| Alliancebernstein L.P. | 199,590 | $3.46M | 0.00% | +29,698+17.5% | Added |
| New York State Teachers Retirement System | 192,873 | $3.35M | 0.01% | 00.0% | Unchanged |
| Bardin Hill Management Partners LP | 189,396 | $3.29M | 1.85% | +189,396 | New |
| Asset Management One Co.,Ltd. | 184,913 | $3.21M | 0.01% | +972+0.5% | Added |
| Public Employees Retirement System of Ohio | 182,697 | $3.17M | 0.01% | −1,083−0.6% | Reduced |
| Yakira Capital Management, Inc. | 180,885 | $3.14M | 1.25% | +180,885 | New |
| Neuberger Berman Group LLC | 179,381 | $3.11M | 0.00% | −596,496−76.9% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 173,250 | $3.01M | 0.51% | +173,250 | New |
| Nomura Asset Management Co Ltd | 165,800 | $2.88M | 0.01% | +9,800+6.3% | Added |
| Gardner Lewis Asset Management L P | 159,893 | $2.78M | 0.70% | +159,893 | New |
| Macquarie Group Ltd | 151,896 | $2.64M | 0.00% | −752−0.5% | Reduced |
| Winton Group Ltd | 151,516 | $2.63M | 0.17% | +151,516 | New |
| Harvest Management LLC | 140,000 | $2.43M | 1.27% | +140,000 | New |
| Sagefield Capital LP | 137,618 | $2.39M | 0.26% | +137,618 | New |
| Prudential Financial Inc | 137,134 | $2.38M | 0.00% | −269,360−66.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 136,878 | $2.38M | 0.00% | −1,367,407−90.9% | Reduced |
| State of Alaska, Department of Revenue | 131,970 | $2.29M | 0.03% | +471+0.4% | Added |
| Amundi | 131,511 | $2.29M | 0.00% | +40,458+44.4% | Added |
| Algert Global LLC | 130,769 | $2.27M | 0.05% | +130,769 | New |
| Susquehanna International Group, LLP | 123,463 | $2.14M | 0.00% | +11,760+10.5% | Added |
| First Trust Advisors LP | 123,327 | $2.14M | 0.00% | −118,981−49.1% | Reduced |
| ClearAlpha Technologies LP | 119,767 | $2.08M | 1.78% | +119,767 | New |
| California State Teachers Retirement System | 118,971 | $2.07M | 0.00% | −1,351−1.1% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 117,365 | $2.04M | 0.01% | +68,350+139.4% | Added |
| CIBRA Capital Ltd | 115,818 | $2.01M | 1.52% | +115,818 | New |
| Susquehanna Fundamental Investments, LLC | 114,211 | $1.98M | 0.03% | +114,211 | New |
| HSBC Holdings PLC | 107,457 | $1.87M | 0.00% | +12,013+12.6% | Added |
| Price T Rowe Associates Inc | 106,351 | $1.85M | 0.00% | +8,998+9.2% | Added |
| Stifel Financial Corp | 105,074 | $1.82M | 0.00% | −10,050−8.7% | Reduced |
| Citadel Advisors LLC | 102,400 | $1.78M | 0.00% | −1,356,480−93.0% | Reduced |
| Adage Capital Partners GP, L.L.C. | 100,000 | $1.74M | 0.00% | −50,000−33.3% | Reduced |
| Thrivent Financial for Lutherans | 98,774 | $1.72M | 0.00% | −1,314−1.3% | Reduced |
| Carmignac Gestion | 98,051 | $1.70M | 0.03% | +98,051 | New |
| FMR LLC | 97,046 | $1.68M | 0.00% | +4,376+4.7% | Added |
| Qube Research & Technologies Ltd | 94,736 | $1.64M | 0.00% | −276,704−74.5% | Reduced |
| Westpac Banking Corp | 93,668 | $1.63M | 0.11% | −17,474−15.7% | Reduced |
| Third Avenue Management LLC | 90,000 | $1.56M | 0.30% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 89,904 | $1.56M | 0.00% | +46,421+106.8% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 88,355 | $1.53M | 0.00% | −10,004−10.2% | Reduced |
| Two Sigma Investments, LP | 85,300 | $1.48M | 0.00% | −108,508−56.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 84,057 | $1.46M | 0.00% | +8,308+11.0% | Added |
| MetLife Investment Management | 78,662 | $1.37M | 0.01% | +3,993+5.3% | Added |
| Wells Fargo & Company | 78,501 | $1.36M | 0.00% | +15,818+25.2% | Added |
| Intech Investment Management LLC | 71,949 | $1.25M | 0.01% | +39,633+122.6% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 70,524 | $1.22M | 0.00% | +2,656+3.9% | Added |
| Arrowstreet Capital, Limited Partnership | 70,465 | $1.22M | 0.00% | −540,858−88.5% | Reduced |
| Illinois Municipal Retirement Fund | 67,602 | $1.17M | 0.02% | +1,002+1.5% | Added |
| Corebridge Financial, Inc. | 66,132 | $1.15M | 0.01% | −5,154−7.2% | Reduced |