Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Retail Opportunity Investments Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ROIC is no longer listed, so this page shows Q4 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 230
- −2 vs. Q3 2024
- Shares held
- 123.9M
- +1.38M (+1.1%) vs. Q3 2024
- Total value
- $2.16B
- +$229.4M (+11.9%) vs. Q3 2024
- New holders
- 51
- 76 more added
- Sold out
- 53
- 73 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hemington Wealth Management | 38 | $0 | 0.00% | −8−17.4% | Reduced |
| Skopos Labs, Inc. | 1 | $18 | 0.00% | +1 | New |
| Caitong International Asset Management Co., Ltd | 2 | $35 | 0.00% | +2 | New |
| Dunhill Financial, LLC | 9 | $151 | 0.00% | 00.0% | Unchanged |
| Abound Wealth Management | 12 | $209 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 20 | $348 | 0.00% | +20 | New |
| Private Trust Co NA | 51 | $885 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 55 | $954 | 0.00% | +31+129.2% | Added |
| Cassady Schiller Wealth Management, LLC | 56 | $972 | 0.00% | +56 | New |
| Farmers & Merchants Investments Inc | 85 | $1.48K | 0.00% | −10−10.5% | Reduced |
| Whittier Trust Co of Nevada Inc | 89 | $1.54K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 89 | $1.54K | 0.00% | +4+4.7% | Added |
| Quent Capital, LLC | 95 | $1.65K | 0.00% | +95 | New |
| Farther Finance Advisors, LLC | 103 | $1.79K | 0.00% | −15−12.7% | Reduced |
| Trust Co of Vermont | 129 | $2.24K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 141 | $2.45K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 150 | $2.60K | 0.00% | +35+30.4% | Added |
| Cullen/Frost Bankers, Inc. | 154 | $2.67K | 0.00% | +154 | New |
| HighMark Wealth Management LLC | 159 | $2.76K | 0.00% | +2+1.3% | Added |
| Sierra Ocean, LLC | 161 | $2.79K | 0.00% | +161 | New |
| Bessemer Group Inc | 182 | $3.00K | 0.00% | +107+142.7% | Added |
| GeoWealth Management, LLC | 260 | $4.51K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 318 | $5.52K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 328 | $5.69K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 372 | $6.46K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 592 | $10.3K | 0.00% | +466+369.8% | Added |
| Parallel Advisors, LLC | 734 | $12.8K | 0.00% | +36+5.2% | Added |
| Millstone Evans Group, LLC | 760 | $13.2K | 0.01% | +760 | New |
| Fifth Third Bancorp | 791 | $13.7K | 0.00% | +78+10.9% | Added |
| Advisor Group Holdings, Inc. | 888 | $15.4K | 0.00% | −159−15.2% | Reduced |
| CWM, LLC | 934 | $16.0K | 0.00% | +367+64.7% | Added |
| Larson Financial Group LLC | 1,000 | $17.4K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,157 | $20.1K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,653 | $28.7K | 0.00% | +29+1.8% | Added |
| Allworth Financial LP | 1,706 | $29.8K | 0.00% | −1,565−47.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,077 | $36.1K | 0.00% | 00.0% | Unchanged |
| GF Fund Management Co. Ltd. | 2,316 | $40.2K | 0.00% | +2,316 | New |
| US Bancorp | 2,521 | $43.8K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 3,315 | $57.5K | 0.00% | −7,130−68.3% | Reduced |
| Signaturefd, LLC | 3,426 | $59.5K | 0.00% | −50−1.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 3,557 | $61.7K | 0.00% | −1,390−28.1% | Reduced |
| Versant Capital Management, Inc | 3,572 | $62.0K | 0.01% | +1,932+117.8% | Added |
| Sterling Capital Management LLC | 3,906 | $67.8K | 0.00% | +3,473+802.1% | Added |
| FIL Ltd | 4,433 | $77.0K | 0.00% | −45−1.0% | Reduced |
| Tower Research Capital LLC (TRC) | 4,515 | $78.4K | 0.00% | −8,600−65.6% | Reduced |
| Quadrant Capital Group LLC | 4,760 | $82.6K | 0.01% | +60+1.3% | Added |
| Smartleaf Asset Management LLC | 5,270 | $91.6K | 0.01% | +3,440+188.0% | Added |
| KBC Group NV | 6,026 | $105.0K | 0.00% | +2,053+51.7% | Added |
| Covestor Ltd | 7,309 | $127.0K | 0.08% | −2,749−27.3% | Reduced |
| The PNC Financial Services Group, Inc. | 7,405 | $128.6K | 0.00% | +77+1.1% | Added |
| Private Advisor Group, LLC | 10,066 | $174.7K | 0.00% | −15−0.1% | Reduced |
| Atom Investors LP | 10,114 | $175.6K | 0.02% | +10,114 | New |
| GAMMA Investing LLC | 10,183 | $176.8K | 0.02% | +832+8.9% | Added |
| Evergreen Capital Management LLC | 10,335 | $181.0K | 0.01% | +10,335 | New |
| Miracle Mile Advisors, LLC | 11,200 | $194.4K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 11,250 | $195.3K | 0.08% | −2,016−15.2% | Reduced |
| CIBC World Markets Corp | 11,600 | $201.4K | 0.00% | +11,600 | New |
| Mariner, LLC | 11,778 | $204.5K | 0.00% | +795+7.2% | Added |
| Crossmark Global Holdings, Inc. | 11,831 | $205.0K | 0.00% | 00.0% | Unchanged |
| M&T Bank Corp | 11,986 | $208.1K | 0.00% | +31+0.3% | Added |
| JustInvest LLC | 12,934 | $224.5K | 0.00% | −2,184−14.4% | Reduced |
| Ameritas Investment Partners, Inc. | 12,967 | $225.1K | 0.01% | +728+5.9% | Added |
| Captrust Financial Advisors | 13,640 | $236.8K | 0.00% | +622+4.8% | Added |
| Foundations Investment Advisors, LLC | 13,820 | $239.9K | 0.00% | +1,421+11.5% | Added |
| Gamco Investors, Inc. Et Al | 14,150 | $245.6K | 0.00% | −12,350−46.6% | Reduced |
| Bank of Montreal | 14,426 | $250.4K | 0.00% | +884+6.5% | Added |
| Metis Global Partners, LLC | 14,619 | $253.8K | 0.01% | +1,492+11.4% | Added |
| Verition Fund Management LLC | 14,873 | $258.2K | 0.00% | −251,632−94.4% | Reduced |
| Landscape Capital Management, L.L.C. | 16,013 | $278.0K | 0.03% | +16,013 | New |
| Cornercap Investment Counsel Inc | 17,840 | $309.7K | 0.10% | −14,799−45.3% | Reduced |
| Jane Street Group, LLC | 18,502 | $321.2K | 0.00% | −101,748−84.6% | Reduced |
| Nissay Asset Management Corp | 18,529 | $321.5K | 0.00% | +734+4.1% | Added |
| Caption Management, LLC | 18,945 | $328.9K | 0.01% | +18,945 | New |
| Royal Bank of Canada | 19,372 | $336.0K | 0.00% | +4,289+28.4% | Added |
| Mutual of America Capital Management LLC | 19,358 | $336.1K | 0.00% | +188+1.0% | Added |
| SEI Investments Co | 19,748 | $342.8K | 0.00% | −11,155−36.1% | Reduced |
| Creative Planning | 20,094 | $348.8K | 0.00% | +1,106+5.8% | Added |
| DekaBank Deutsche Girozentrale | 30,189 | $355.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 20,500 | $355.9K | 0.00% | −2,559−11.1% | Reduced |
| PenderFund Capital Management Ltd. | 15,100 | $377.2K | 0.08% | +15,100 | New |
| BNP Paribas Arbitrage, SA | 21,918 | $380.5K | 0.00% | −19,978−47.7% | Reduced |
| Pathstone Holdings, LLC | 22,074 | $383.2K | 0.00% | −1,100−4.7% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 22,092 | $383.5K | 0.00% | 00.0% | Unchanged |
| Vestcor Inc | 22,690 | $394.0K | 0.01% | +22,690 | New |
| CWM Advisors, LLC | 23,025 | $399.7K | 0.04% | −3,101−11.9% | Reduced |
| STRS Ohio | 23,200 | $402.8K | 0.00% | 00.0% | Unchanged |
| Van Eck Associates Corp | 23,477 | $408.0K | 0.00% | +2,175+10.2% | Added |
| Vident Advisory, LLC | 23,533 | $408.5K | 0.01% | −8,766−27.1% | Reduced |
| Victory Capital Management Inc | 23,723 | $411.8K | 0.00% | −59,599−71.5% | Reduced |
| Natixis Advisors, L.P. | 26,197 | $455.0K | 0.00% | +648+2.5% | Added |
| KLP Kapitalforvaltning AS | 26,100 | $456.4K | 0.00% | +26,100 | New |
| Police & Firemen's Retirement System of New Jersey | 26,507 | $460.2K | 0.00% | +26,507 | New |
| Entropy Technologies, LP | 26,670 | $463.0K | 0.05% | +26,670 | New |
| Quantinno Capital Management LP | 28,569 | $496.0K | 0.00% | +5,496+23.8% | Added |
| IFM Investors Pty Ltd | 28,748 | $499.1K | 0.01% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 29,090 | $505.0K | 0.04% | +29,090 | New |
| Oregon Public Employees Retirement Fund | 30,060 | $521.8K | 0.01% | +100+0.3% | Added |
| Marshall Wace, LLP | 32,042 | $556.3K | 0.00% | −112,349−77.8% | Reduced |
| Nisa Investment Advisors, LLC | 33,805 | $592.5K | 0.00% | −3,432−9.2% | Reduced |
| State Board of Administration of Florida Retirement System | 35,154 | $610.3K | 0.00% | 00.0% | Unchanged |