Retail Opportunity Investments Corp

ROICDelisted Feb 12, 2025

Industry: Real Estate Investment Trusts
SEC CIK: 0001407623

SEC filings (opens in a new tab)

Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.

Q4 2024 vs. Q3 2024

How the institutions holding Retail Opportunity Investments Corp changed between Q3 2024 and Q4 2024.

All holders in Q4 2024 All holders in Q3 2024

13F holders of ROIC: Q3 2024 compared with Q4 2024
Measure	Q3 2024	Of which not filed for Q4 2024	Q4 2024	Change
Holders	234	2	230	−2
Shares	123.0M	429.4K	123.9M	+1.38M (+1.1%)
Value	$1.94B	$6.75M	$2.16B	+$229.4M (+11.9%)

2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (51)

Institutions that held Retail Opportunity Investments Corp at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to ROIC in Q4 2024
Institution	Shares	Value	% of portfolio
HBK Investments L P	6,327,788	$109.9M	2.09%
Vivaldi Asset Management, LLC	5,308,294	$92.2M	7.04%
Highland Capital Management Fund Advisors, L.P.	2,908,421	$50.5M	5.87%
Glazer Capital, LLC	1,914,917	$33.2M	2.25%
Picton Mahoney Asset Management	1,575,000	$27.3M	1.04%
Alpine Associates Management Inc.	1,350,000	$23.4M	1.42%
Water Island Capital LLC	1,311,468	$22.8M	2.74%
CNH Partners LLC	1,154,266	$20.0M	0.47%
Alberta Investment Management Corp	600,000	$10.4M	0.07%
Trans-Canada Capital Inc.	279,722	$10.1M	1.02%
Capula Management Ltd	516,829	$8.97M	0.06%
TIG Advisors, LLC	420,751	$7.30M	0.57%
New York Life Investment Management LLC	368,056	$6.39M	0.06%
Gabelli Funds LLC	360,750	$6.26M	0.05%
Bardin Hill Management Partners LP	189,396	$3.29M	1.85%
Yakira Capital Management, Inc.	180,885	$3.14M	1.25%
Gabelli & Co Investment Advisers, Inc.	173,250	$3.01M	0.51%
Gardner Lewis Asset Management L P	159,893	$2.78M	0.70%
Winton Group Ltd	151,516	$2.63M	0.17%
Harvest Management LLC	140,000	$2.43M	1.27%
Sagefield Capital LP	137,618	$2.39M	0.26%
Algert Global LLC	130,769	$2.27M	0.05%
ClearAlpha Technologies LP	119,767	$2.08M	1.78%
CIBRA Capital Ltd	115,818	$2.01M	1.52%
Susquehanna Fundamental Investments, LLC	114,211	$1.98M	0.03%
Carmignac Gestion	98,051	$1.70M	0.03%
Lazard Asset Management LLC	52,290	$907.0K	0.00%
Polar Asset Management Partners Inc.	50,000	$868.0K	0.01%
Grantham, Mayo, Van Otterloo & Co. LLC	44,903	$779.5K	0.00%
BCK Capital Management LP	40,000	$694.4K	0.50%
Oxford Asset Management LLP	36,567	$634.8K	0.28%
Prelude Capital Management, LLC	29,090	$505.0K	0.04%
Entropy Technologies, LP	26,670	$463.0K	0.05%
Police & Firemen's Retirement System of New Jersey	26,507	$460.2K	0.00%
KLP Kapitalforvaltning AS	26,100	$456.4K	0.00%
Vestcor Inc	22,690	$394.0K	0.01%
PenderFund Capital Management Ltd.	15,100	$377.2K	0.08%
Caption Management, LLC	18,945	$328.9K	0.01%
Landscape Capital Management, L.L.C.	16,013	$278.0K	0.03%
CIBC World Markets Corp	11,600	$201.4K	0.00%
Evergreen Capital Management LLC	10,335	$181.0K	0.01%
Atom Investors LP	10,114	$175.6K	0.02%
GF Fund Management Co. Ltd.	2,316	$40.2K	0.00%
Millstone Evans Group, LLC	760	$13.2K	0.01%
Sierra Ocean, LLC	161	$2.79K	0.00%
Cullen/Frost Bankers, Inc.	154	$2.67K	0.00%
Quent Capital, LLC	95	$1.65K	0.00%
Cassady Schiller Wealth Management, LLC	56	$972	0.00%
SRS Capital Advisors, Inc.	20	$348	0.00%
Caitong International Asset Management Co., Ltd	2	$35	0.00%
Skopos Labs, Inc.	1	$18	0.00%

Sold out (53)

Institutions that held Retail Opportunity Investments Corp at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of ROIC in Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Centersquare Investment Management LLC	9,508,450	$149.6M
Alyeska Investment Group, L.P.	3,131,367	$49.3M
Schroder Investment Management Group	2,042,989	$31.9M
Lasalle Investment Management Securities LLC	1,811,064	$28.5M
Renaissance Technologies LLC	361,600	$5.69M
APG Asset Management US Inc.	360,613	$5.66M
Easterly Investment Partners LLC	289,654	$4.56M
Davis Selected Advisers	265,055	$4.17M
Lighthouse Investment Partners, LLC	230,000	$3.62M
Bridgeway Capital Management, LLC	151,259	$2.38M
Nan Fung Trinity (HK) Ltd	150,400	$2.37M
D. E. Shaw & Co., Inc.	149,721	$2.36M
Sapience Investments, LLC	146,986	$2.31M
ExodusPoint Capital Management, LP	109,662	$1.73M
Nebula Research & Development LLC	104,282	$1.64M
Allstate Corp	90,967	$1.43M
Healthcare of Ontario Pension Plan Trust Fund	75,600	$1.19M
Allianz Asset Management GmbH	74,100	$1.17M
Ensign Peak Advisors, Inc	65,384	$1.03M
Gsa Capital Partners LLP	49,294	$775.0K
Quantbot Technologies LP	48,967	$770.3K
HRT Financial LP	45,901	$722.0K
Quest Partners LLC	38,875	$611.5K
Engineers Gate Manager LP	35,757	$562.5K
SG Americas Securities, LLC	35,238	$554.0K
Cubist Systematic Strategies, LLC	34,654	$545.1K
Y-Intercept (Hong Kong) Ltd	33,694	$530.0K
Boothbay Fund Management, LLC	30,474	$479.4K
Point72 Asset Management, L.P.	28,850	$453.8K
Susquehanna Portfolio Strategies, LLC	26,746	$420.7K
Miller Howard Investments Inc	22,318	$351.1K
XTX Topco Ltd	17,003	$267.5K
RSM US Wealth Management LLC	15,545	$245.4K
Mackenzie Financial Corp	14,999	$235.9K
Headlands Technologies LLC	14,604	$229.7K
Veriti Management LLC	13,274	$208.8K
CIBC Asset Management Inc	12,998	$204.5K
Cerity Partners LLC	12,428	$195.5K
Schonfeld Strategic Advisors LLC	11,999	$188.7K
Simplex Trading, LLC	7,768	$122.0K
Point72 Asia (Singapore) Pte. Ltd.	7,122	$112.0K
Catalyst Funds Management Pty Ltd	3,400	$53.5K
Clear Street Markets LLC	2,000	$31.0K
Allspring Global Investments Holdings, LLC	1,728	$27.2K
Group One Trading, L.P.	1,207	$19.0K
Aspire Private Capital, LLC	270	$4.25K
Your Advocates Ltd., LLP	200	$3.15K
Sandy Spring Bank	188	$2.96K
Capital Performance Advisors LLP	60	$944
Mendota Financial Group, LLC	10	$158
Migdal Insurance & Financial Holdings Ltd.	19	$0
Avion Wealth	40	$0
International Assets Investment Management, LLC	1,872	–

Not filed for Q4 2024 yet (2)

Institutions that held Retail Opportunity Investments Corp at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding ROIC in Q3 2024 that haven't filed for Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Ranger Global Real Estate Advisors, LLC	416,946	$6.56M
Raymond James & Associates	12,414	$195.3K