Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 219
- −3 vs. Q2 2021
- Shares held
- 117.2M
- +4.26M (+3.8%) vs. Q2 2021
- Total value
- $2.05B
- +$48.4M (+2.4%) vs. Q2 2021
- New holders
- 20
- 85 more added
- Sold out
- 23
- 76 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 3,356 | $0 | 0.00% | −449−11.8% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Exane Derivatives | 41 | $714 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 58 | $1.00K | 0.00% | +58 | New |
| TD Private Client Wealth LLC | 84 | $1.46K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 100 | $2.00K | 0.00% | −100−50.0% | Reduced |
| Ellevest, Inc. | 89 | $2.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 140 | $2.00K | 0.00% | +1+0.7% | Added |
| Your Advocates Ltd., LLP | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 250 | $4.00K | 0.00% | +35+16.3% | Added |
| Harbour Investments, Inc. | 221 | $4.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 208 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 220 | $4.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 207 | $4.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 281 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 291 | $5.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 270 | $5.00K | 0.00% | +270 | New |
| IFP Advisors, Inc | 342 | $6.00K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 379 | $6.00K | 0.00% | +379 | New |
| Parkside Financial Bank & Trust | 454 | $8.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 480 | $8.00K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 585 | $10.0K | 0.00% | +563+2,559.1% | Added |
| Parallel Advisors, LLC | 778 | $14.0K | 0.00% | −427−35.4% | Reduced |
| Lindbrook Capital, LLC | 803 | $14.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 917 | $16.0K | 0.00% | +117+14.6% | Added |
| Sutton Wealth Advisors Inc. | 1,023 | $17.8K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 1,139 | $20.0K | 0.00% | +375+49.1% | Added |
| Meeder Asset Management Inc | 1,238 | $22.0K | 0.00% | +22+1.8% | Added |
| FIL Ltd | 1,300 | $23.0K | 0.00% | +1,300 | New |
| Johnson Midwest Financial, LLC | 1,418 | $25.0K | 0.02% | +9+0.6% | Added |
| US Bancorp | 1,997 | $35.0K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 2,156 | $38.0K | 0.01% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 2,644 | $46.0K | 0.01% | +500+23.3% | Added |
| Arkadios Wealth Advisors | 2,719 | $47.0K | 0.01% | +445+19.6% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 2,843 | $50.0K | 0.00% | −52,964−94.9% | Reduced |
| Signaturefd, LLC | 2,948 | $51.0K | 0.00% | −32−1.1% | Reduced |
| Van Eck Associates Corp | 5,543 | $97.0K | 0.00% | +853+18.2% | Added |
| The PNC Financial Services Group, Inc. | 6,671 | $116.0K | 0.00% | −1,267−16.0% | Reduced |
| Advisor Group Holdings, Inc. | 6,815 | $118.0K | 0.00% | −907−11.7% | Reduced |
| Schroder Investment Management Group | 7,723 | $135.0K | 0.00% | +115+1.5% | Added |
| Ameritas Investment Partners, Inc. | 9,412 | $164.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 10,103 | $176.0K | 0.00% | +10,103 | New |
| Caxton Associates LP | 10,135 | $177.0K | 0.02% | +10,135 | New |
| AXA S.A. | 10,741 | $187.0K | 0.00% | −587−5.2% | Reduced |
| Paloma Partners Management Co | 11,004 | $192.0K | 0.01% | +952+9.5% | Added |
| Ergoteles LLC | 11,200 | $195.0K | 0.01% | +11,200 | New |
| M&T Bank Corp | 11,395 | $198.0K | 0.00% | +11,395 | New |
| Evergreen Capital Management LLC | 11,615 | $202.0K | 0.01% | +1,163+11.1% | Added |
| Tower Research Capital LLC (TRC) | 11,825 | $206.0K | 0.01% | +1,354+12.9% | Added |
| Janus Henderson Group PLC | 11,920 | $208.0K | 0.00% | +11,920 | New |
| Russell Investments Group, Ltd. | 12,311 | $214.0K | 0.00% | −7,055−36.4% | Reduced |
| Crossmark Global Holdings, Inc. | 12,260 | $214.0K | 0.01% | −180−1.4% | Reduced |
| CIBC Private Wealth Group, LLC | 12,309 | $214.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 12,564 | $219.0K | 0.03% | −41,041−76.6% | Reduced |
| Nissay Asset Management Corp | 12,849 | $224.0K | 0.00% | +1,318+11.4% | Added |
| Profund Advisors LLC | 12,937 | $225.0K | 0.01% | −3,183−19.7% | Reduced |
| CWM Advisors, LLC | 13,398 | $233.0K | 0.03% | +13,398 | New |
| Cambria Investment Management, L.P. | 13,524 | $236.0K | 0.04% | +13,524 | New |
| CIBC Asset Management Inc | 13,742 | $239.0K | 0.00% | +76+0.6% | Added |
| Brasada Capital Management, LP | 14,600 | $254.0K | 0.05% | −181,750−92.6% | Reduced |
| Everence Capital Management Inc | 15,690 | $273.0K | 0.02% | −7,180−31.4% | Reduced |
| Mutual of America Capital Management LLC | 16,193 | $282.0K | 0.00% | −694−4.1% | Reduced |
| Private Advisor Group, LLC | 16,496 | $287.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 16,518 | $288.0K | 0.00% | −4,322−20.7% | Reduced |
| Blueshift Asset Management, LLC | 17,143 | $299.0K | 0.02% | +17,143 | New |
| Royal Bank of Canada | 18,022 | $313.0K | 0.00% | −698−3.7% | Reduced |
| ProShare Advisors LLC | 18,366 | $320.0K | 0.00% | −15,034−45.0% | Reduced |
| SEI Investments Co | 19,639 | $328.0K | 0.00% | +2,931+17.5% | Added |
| Teacher Retirement System of Texas | 19,040 | $332.0K | 0.00% | +3,626+23.5% | Added |
| Fort Washington Investment Advisors Inc | 19,831 | $345.0K | 0.00% | +5,700+40.3% | Added |
| Eii Capital Management, Inc. | 20,030 | $349.0K | 0.17% | +649+3.3% | Added |
| Algert Global LLC | 20,364 | $355.0K | 0.05% | +20,364 | New |
| Vanderbilt University | 20,819 | $362.7K | 0.09% | +20,819 | New |
| Natixis Advisors, L.P. | 21,096 | $367.0K | 0.00% | +1,778+9.2% | Added |
| American Century Companies Inc | 22,261 | $388.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 22,581 | $394.0K | 0.00% | −198,876−89.8% | Reduced |
| AlphaCrest Capital Management LLC | 23,841 | $415.0K | 0.02% | +6,622+38.5% | Added |
| Standard Life Aberdeen plc | 24,132 | $420.0K | 0.00% | −783−3.1% | Reduced |
| First Foundation Advisors | 25,849 | $450.0K | 0.02% | −10,333−28.6% | Reduced |
| Jacobs Levy Equity Management, Inc | 27,739 | $483.0K | 0.00% | −15,964−36.5% | Reduced |
| Campbell & CO Investment Adviser LLC | 28,600 | $498.0K | 0.16% | +16,300+132.5% | Added |
| Quantinno Capital Management LP | 31,089 | $542.0K | 0.61% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 31,507 | $549.0K | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 31,727 | $553.0K | 0.00% | +683+2.2% | Added |
| Allstate Corp | 31,915 | $556.0K | 0.02% | +8,409+35.8% | Added |
| Arizona State Retirement System | 32,354 | $564.0K | 0.00% | +245+0.8% | Added |
| Davenport & Co LLC | 32,745 | $570.0K | 0.00% | −1,000−3.0% | Reduced |
| Daiwa Securities Group Inc. | 32,695 | $570.0K | 0.00% | +1,808+5.9% | Added |
| Raymond James & Associates | 33,100 | $577.0K | 0.00% | −4,995−13.1% | Reduced |
| Handelsbanken Fonder AB | 33,297 | $580.0K | 0.00% | +1,700+5.4% | Added |
| Gamco Investors, Inc. Et Al | 33,500 | $584.0K | 0.01% | 00.0% | Unchanged |
| HSBC Holdings PLC | 35,137 | $613.0K | 0.00% | −2,605−6.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 36,245 | $631.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 39,577 | $689.4K | 0.01% | +2,085+5.6% | Added |
| State Board of Administration of Florida Retirement System | 40,824 | $711.0K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 41,514 | $723.0K | 0.03% | +1,816+4.6% | Added |