Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 219
- −3 vs. Q2 2021
- Shares held
- 117.2M
- +4.26M (+3.8%) vs. Q2 2021
- Total value
- $2.05B
- +$48.4M (+2.4%) vs. Q2 2021
- New holders
- 20
- 85 more added
- Sold out
- 23
- 76 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aspire Private Capital, LLC | 270 | $5.00K | 0.00% | +270 | New |
| FMR LLC | 250 | $4.00K | 0.00% | +35+16.3% | Added |
| Harbour Investments, Inc. | 221 | $4.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 208 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 220 | $4.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 207 | $4.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 281 | $4.00K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 100 | $2.00K | 0.00% | −100−50.0% | Reduced |
| Ellevest, Inc. | 89 | $2.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 140 | $2.00K | 0.00% | +1+0.7% | Added |
| TD Private Client Wealth LLC | 84 | $1.46K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 58 | $1.00K | 0.00% | +58 | New |
| Exane Derivatives | 41 | $714 | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 3,356 | $0 | 0.00% | −449−11.8% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| HGI Capital Management, LLC | 0 | $0 | 0.00% | −270,026−100.0% | Sold out |
| Carlson Capital L P | 0 | $0 | 0.00% | −195,151−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −107,036−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −91,161−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −90,779−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −76,930−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −68,050−100.0% | Sold out |
| Vestcor Inc | 0 | $0 | 0.00% | −63,351−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −43,773−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −32,911−100.0% | Sold out |
| Cornercap Investment Counsel Inc | 0 | $0 | 0.00% | −32,817−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −21,027−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −13,723−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −12,084−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −7,224−100.0% | Sold out |
| Neo Ivy Capital Management | 0 | $0 | 0.00% | −4,631−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −2,895−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −1,573−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −375−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −90−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Investment Counselors of Maryland LLC | – | – | – | – | Not filed |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| Nachman Norwood & Parrott, Inc | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |