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Rocket Pharmaceuticals, Inc.

RCKT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
SEC CIK
0001281895

In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.

13F holders, Q4 2025

Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
186
+13 vs. Q3 2025
Shares held
91.3M
−5.33M (−5.5%) vs. Q3 2025
Total value
$320.0M
+$5.25M (+1.7%) vs. Q3 2025
New holders
31
60 more added
Sold out
18
71 more reduced

Compare with Q3 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2025: 186 institutions
Q1 2021: 173 institutionsQ2 2021: 150 institutionsQ3 2021: 147 institutionsQ4 2021: 148 institutionsQ1 2022: 149 institutionsQ2 2022: 147 institutionsQ3 2022: 164 institutionsQ4 2022: 168 institutionsQ1 2023: 163 institutionsQ2 2023: 164 institutionsQ3 2023: 175 institutionsQ4 2023: 194 institutionsQ1 2024: 185 institutionsQ2 2024: 178 institutionsQ3 2024: 192 institutionsQ4 2024: 225 institutionsQ1 2025: 236 institutionsQ2 2025: 196 institutionsQ3 2025: 173 institutionsQ4 2025: 186 institutionsQ1 2026: 199 institutionsQ2 2026: 180 institutions
Value heldQ4 2025: $320.0M
Q1 2021: $2.75BQ2 2021: $2.74BQ3 2021: $1.85BQ4 2021: $1.38BQ1 2022: $1.02BQ2 2022: $891.6MQ3 2022: $1.10BQ4 2022: $1.49BQ1 2023: $1.34BQ2 2023: $1.52BQ3 2023: $1.83BQ4 2023: $2.67BQ1 2024: $2.48BQ2 2024: $1.96BQ3 2024: $1.71BQ4 2024: $1.38BQ1 2025: $722.5MQ2 2025: $233.0MQ3 2025: $314.8MQ4 2025: $320.0MQ1 2026: $347.9MQ2 2026: $340.9M
Institutions holding RCKT and their total value by quarter
QuarterHoldersValue
Q2 2026180$340.9M
Q1 2026199$347.9M
Q4 2025186$320.0M
Q3 2025173$314.8M
Q2 2025196$233.0M
Q1 2025236$722.5M
Q4 2024225$1.38B
Q3 2024192$1.71B
Q2 2024178$1.96B
Q1 2024185$2.48B
Q4 2023194$2.67B
Q3 2023175$1.83B
Q2 2023164$1.52B
Q1 2023163$1.34B
Q4 2022168$1.49B
Q3 2022164$1.10B
Q2 2022147$891.6M
Q1 2022149$1.02B
Q4 2021148$1.38B
Q3 2021147$1.85B
Q2 2021150$2.74B
Q1 2021173$2.75B

Institutions, Q4 2025

Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2025.

Institutions holding RCKT in Q4 2025
InstitutionSharesValue% of portfolioChange in sharesAction
Hudson Bay Capital Management LP35,000$122.8K0.00%+300+0.9%Added
MetLife Investment Management33,480$117.5K0.00%−12,825−27.7%Reduced
Axq Capital, LP33,277$116.8K0.03%−8,717−20.8%Reduced
Assenagon Asset Management S.A.32,515$114.1K0.00%−3,301−9.2%Reduced
CWM, LLC32,480$114.0K0.00%+665+2.1%Added
Quest Partners LLC28,236$99.1K0.01%00.0%Unchanged
CI Private Wealth, LLC28,024$98.4K0.00%+28,024New
Marshall Wace, LLP26,347$92.5K0.00%+26,347New
Quadrant Capital Group LLC23,096$81.1K0.00%+7,056+44.0%Added
Cerity Partners LLC22,792$80.0K0.00%+9,605+72.8%Added
Police & Firemen's Retirement System of New Jersey22,110$77.6K0.00%00.0%Unchanged
Scientech Research LLC22,079$77.5K0.05%+22,079New
ProShare Advisors LLC20,268$71.1K0.00%+1,933+10.5%Added
Rathbone Brothers plc20,000$70.2K0.00%00.0%Unchanged
Skopos Labs, Inc.19,199$66.8K0.00%−73,895−79.4%Reduced
Wealth Enhancement Advisory Services, LLC18,230$64.5K0.00%+1,102+6.4%Added
China Universal Asset Management Co., Ltd.17,635$61.9K0.00%−1,279−6.8%Reduced
Sanctuary Advisors, LLC17,437$61.2K0.00%+6,769+63.5%Added
Steward Partners Investment Advisory, LLC16,340$57.4K0.00%+2,500+18.1%Added
Mercer Global Advisors Inc16,046$56.3K0.00%+601+3.9%Added
New York State Common Retirement Fund15,117$53.1K0.00%00.0%Unchanged
Voya Investment Management LLC14,650$51.4K0.00%00.0%Unchanged
Abel Hall, LLC14,157$49.7K0.01%+14,157New
HSBC Holdings PLC13,581$48.6K0.00%+13,581New
Signaturefd, LLC13,492$47.4K0.00%+1,971+17.1%Added
Ameriprise Financial Inc13,060$45.8K0.00%−140−1.1%Reduced
Evergreen Capital Management LLC12,915$45.3K0.00%+12,915New
Grimes & Company, Inc.12,645$44.4K0.00%−2,766−17.9%Reduced
Mariner, LLC12,634$44.2K0.00%−16,832−57.1%Reduced
Sequoia Financial Advisors, LLC12,051$42.3K0.00%+12,051New
Two Sigma Securities, LLC12,038$42.3K0.01%+12,038New
Victory Capital Management Inc11,469$40.3K0.00%+79+0.7%Added
a16z Perennial Management, L.P.11,335$39.8K0.00%00.0%Unchanged
Franklin Resources Inc10,848$38.1K0.00%+10,848New
Russell Investments Group, Ltd.10,229$35.9K0.00%−3,843−27.3%Reduced
Great West Life Assurance Co9,434$33.0K0.00%+1,808+23.7%Added
Group One Trading, L.P.9,204$32.3K0.00%−6,280−40.6%Reduced
Legal & General Group Plc7,888$27.7K0.00%00.0%Unchanged
Ameritas Investment Partners, Inc.7,797$27.4K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.7,145$25.1K0.00%+637+9.8%Added
Caitong International Asset Management Co., Ltd5,822$20.4K0.01%+5,822New
Harbour Investments, Inc.5,367$18.8K0.00%00.0%Unchanged
Mirae Asset Global Investments Co., Ltd.5,259$18.5K0.00%+1,087+26.1%Added
California State Teachers Retirement System5,217$18.3K0.00%+397+8.2%Added
Sterling Capital Management LLC4,224$14.8K0.00%−763−15.3%Reduced
Tower Research Capital LLC (TRC)4,219$14.8K0.00%−5,387−56.1%Reduced
Zurcher Kantonalbank (Zurich Cantonalbank)3,557$12.5K0.00%−788−18.1%Reduced
Royal Bank of Canada2,872$11.0K0.00%−277,837−99.0%Reduced
Allworth Financial LP2,988$10.5K0.00%+967+47.8%Added
US Bancorp2,987$10.5K0.00%+2,040+215.4%Added
Essential Partners LLC2,871$10.1K0.00%+91+3.3%Added
EverSource Wealth Advisors, LLC2,811$9.87K0.00%+297+11.8%Added
Pinnacle Wealth Planning Services, Inc.2,566$9.01K0.00%+2,566New
Amalgamated Bank2,662$9.00K0.00%+5+0.2%Added
GF Fund Management Co. Ltd.2,125$7.46K0.00%−196−8.4%Reduced
Umb Bank N A2,046$7.18K0.00%00.0%Unchanged
Jones Financial Companies LLLP1,985$6.97K0.00%+110+5.9%Added
Optiver Holding B.V.1,825$6.41K0.00%+745+69.0%Added
Farther Finance Advisors, LLC1,752$6.15K0.00%−774−30.6%Reduced
Larson Financial Group LLC1,629$5.72K0.00%+1,484+1,023.4%Added
Advisor Group Holdings, Inc.1,611$5.66K0.00%−1,437−47.1%Reduced
Sankala Group LLC828$4.15K0.00%+828New
Nisa Investment Advisors, LLC933$3.27K0.00%−700−42.9%Reduced
Massmutual Trust Co FSB825$2.90K0.00%+199+31.8%Added
Clear Street Markets LLC736$2.58K0.00%+736New
GWM Advisors LLC700$2.46K0.00%00.0%Unchanged
UMA Financial Services, Inc.568$1.99K0.00%−594−51.1%Reduced
IFP Advisors, Inc326$1.14K0.00%−317−49.3%Reduced
Daiwa Securities Group Inc.304$1.00K0.00%00.0%Unchanged
True Wealth Design, LLC210$7380.00%00.0%Unchanged
Fortitude Family Office, LLC164$5760.00%+164New
Comerica Bank136$4770.00%−1,222−90.0%Reduced
MAI Capital Management131$4600.00%+29+28.4%Added
SBI Securities Co., Ltd.117$4110.00%−118−50.2%Reduced
Basecamp Wealth Advisors LLC105$3690.00%+105New
UBS Asset Management Americas Inc92$3230.00%−21,830−99.6%Reduced
GAMMA Investing LLC91$3190.00%+91New
Sunbelt Securities, Inc.62$2180.00%+31+100.0%Added
Parallel Advisors, LLC51$1790.00%−228−81.7%Reduced
SRS Capital Advisors, Inc.35$1230.00%−35,820−99.9%Reduced
Rothschild Investment LLC31$1090.00%+31New
Global Retirement Partners, LLC19$670.00%+19New
Clearstead Advisors, LLC14$500.00%−712−98.1%Reduced
Covestor Ltd10$00.00%00.0%Unchanged
Avion Wealth133$00.00%+133New
DekaBank Deutsche Girozentrale89,700––00.0%Unchanged
Voss Capital, LLC0$00.00%−300,000−100.0%Sold out
MYDA Advisors LLC0$00.00%−100,000−100.0%Sold out
Man Group plc0$00.00%−62,576−100.0%Sold out
Macquarie Group Ltd0$00.00%−58,000−100.0%Sold out
Erste Asset Management GmbH0$00.00%−44,700−100.0%Sold out
Thrivent Financial for Lutherans0$00.00%−35,817−100.0%Sold out
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.0$00.00%−34,532−100.0%Sold out
Sanders Morris Harris LLC0$00.00%−27,709−100.0%Sold out
Capstone Investment Advisors, LLC0$00.00%−14,496−100.0%Sold out
Virtu Financial LLC0$00.00%−12,386−100.0%Sold out
Pallas Capital Advisors LLC0$00.00%−11,321−100.0%Sold out
PFG Investments, LLC0$00.00%−10,700−100.0%Sold out
JustInvest LLC0$00.00%−10,418−100.0%Sold out
Prudential Financial Inc0$00.00%−10,260−100.0%Sold out