Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- −22 vs. Q1 2021
- Shares held
- 61.9M
- −92.5K (−0.1%) vs. Q1 2021
- Total value
- $2.74B
- −$13.1M (−0.5%) vs. Q1 2021
- New holders
- 10
- 66 more added
- Sold out
- 32
- 50 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Glassman Wealth Services | 2 | $0 | 0.00% | −54−96.4% | Reduced |
| TD Private Client Wealth LLC | 18 | $797 | 0.00% | +18 | New |
| Berman Capital Advisors, LLC | 44 | $1.00K | 0.00% | −296−87.1% | Reduced |
| Newbridge Financial Services Group, Inc. | 18 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 31 | $1.00K | 0.00% | +31 | New |
| Captrust Financial Advisors | 42 | $2.00K | 0.00% | −34−44.7% | Reduced |
| Bellevue Asset Management, LLC | 34 | $2.00K | 0.00% | −4−10.5% | Reduced |
| Fifth Third Bancorp | 39 | $2.00K | 0.00% | +12+44.4% | Added |
| Bessemer Group Inc | 58 | $3.00K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 100 | $4.00K | 0.00% | +100 | New |
| Daiwa Securities Group Inc. | 120 | $5.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 108 | $5.00K | 0.00% | +63+140.0% | Added |
| Parallel Advisors, LLC | 143 | $6.00K | 0.00% | +128+853.3% | Added |
| Evolution Wealth Advisors, LLC | 153 | $7.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 247 | $11.0K | 0.00% | +186+304.9% | Added |
| Advisor Group Holdings, Inc. | 276 | $12.0K | 0.00% | −98−26.2% | Reduced |
| Quantbot Technologies LP | 300 | $13.0K | 0.00% | −2,560−89.5% | Reduced |
| FourThought Financial, LLC | 682 | $30.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 768 | $34.0K | 0.00% | +83+12.1% | Added |
| Lazard Asset Management LLC | 1,404 | $61.0K | 0.00% | +1,354+2,708.0% | Added |
| Penserra Capital Management LLC | 1,445 | $63.0K | 0.00% | +75+5.5% | Added |
| Great West Life Assurance Co | 2,052 | $91.0K | 0.00% | 00.0% | Unchanged |
| First Mercantile Trust Co | 2,153 | $95.0K | 0.01% | +41+1.9% | Added |
| Harbour Investments, Inc. | 2,230 | $99.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,720 | $120.0K | 0.00% | −33,166−92.4% | Reduced |
| Ameritas Investment Partners, Inc. | 3,009 | $133.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,209 | $142.0K | 0.00% | +1,050+48.6% | Added |
| SG Americas Securities, LLC | 3,756 | $166.0K | 0.00% | −5,777−60.6% | Reduced |
| Amundi | 3,836 | $170.0K | 0.00% | +3,836 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,708 | $209.0K | 0.00% | +37+0.8% | Added |
| Virtus ETF Advisers LLC | 4,734 | $210.0K | 0.09% | −627−11.7% | Reduced |
| Jane Street Group, LLC | 4,888 | $216.0K | 0.00% | −14,329−74.6% | Reduced |
| Rathbone Brothers plc | 5,000 | $221.0K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 5,672 | $251.0K | 0.06% | +5,672 | New |
| US Bancorp | 5,888 | $261.0K | 0.00% | +811+16.0% | Added |
| Allstate Corp | 6,024 | $267.0K | 0.01% | 00.0% | Unchanged |
| Tuttle Tactical Management | 6,027 | $267.0K | 0.12% | +6,027 | New |
| Cetera Advisor Networks LLC | 6,288 | $278.0K | 0.00% | +571+10.0% | Added |
| Vontobel Holding Ltd. | 6,955 | $301.0K | 0.00% | −41,391−85.6% | Reduced |
| Cubist Systematic Strategies, LLC | 6,962 | $308.0K | 0.00% | −13,651−66.2% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 7,375 | $327.0K | 0.00% | −3,287−30.8% | Reduced |
| Nisa Investment Advisors, LLC | 7,500 | $332.0K | 0.00% | −680−8.3% | Reduced |
| Amalgamated Bank | 7,502 | $332.0K | 0.00% | +2,179+40.9% | Added |
| Los Angeles Capital Management LLC | 8,190 | $363.0K | 0.00% | −500−5.8% | Reduced |
| Public Employees Retirement Association of Colorado | 8,193 | $363.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,297 | $368.0K | 0.00% | +651+8.5% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 8,577 | $379.0K | 0.04% | +49+0.6% | Added |
| IndexIQ Advisors LLC | 9,118 | $404.0K | 0.01% | −142−1.5% | Reduced |
| Victory Capital Management Inc | 9,390 | $416.0K | 0.00% | +457+5.1% | Added |
| Handelsbanken Fonder AB | 9,600 | $425.0K | 0.00% | +4,000+71.4% | Added |
| Arizona State Retirement System | 9,874 | $437.0K | 0.00% | +1,031+11.7% | Added |
| Silverarc Capital Management, LLC | 10,293 | $456.0K | 0.24% | +293+2.9% | Added |
| Occudo Quantitative Strategies LP | 10,645 | $471.0K | 0.07% | +1,909+21.9% | Added |
| Metropolitan Life Insurance Co | 10,885 | $482.1K | 0.01% | +653+6.4% | Added |
| UBS Group AG | 12,161 | $539.0K | 0.00% | −62,052−83.6% | Reduced |
| Blueshift Asset Management, LLC | 12,457 | $552.0K | 0.03% | +12,457 | New |
| Blair William & Co | 12,601 | $558.0K | 0.00% | −1,905−13.1% | Reduced |
| MetLife Investment Management | 14,674 | $649.9K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 16,160 | $716.0K | 0.00% | −790−4.7% | Reduced |
| Erste Asset Management GmbH | 16,700 | $723.6K | 0.01% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 17,364 | $769.0K | 0.00% | +2,348+15.6% | Added |
| Cobblestone Capital Advisors LLC | 18,000 | $797.0K | 0.05% | 00.0% | Unchanged |
| HighVista Strategies LLC | 18,424 | $816.0K | 0.58% | +4,088+28.5% | Added |
| Renaissance Technologies LLC | 20,100 | $890.0K | 0.00% | −35,490−63.8% | Reduced |
| Principal Financial Group Inc | 20,336 | $900.0K | 0.00% | +97+0.5% | Added |
| ProShare Advisors LLC | 21,696 | $961.0K | 0.00% | +3,353+18.3% | Added |
| Teachers Retirement System of the State of Kentucky | 22,083 | $978.0K | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 22,115 | $980.0K | 0.00% | +373+1.7% | Added |
| American International Group, Inc. | 22,259 | $986.0K | 0.00% | +467+2.1% | Added |
| Manufacturers Life Insurance Company, The | 22,823 | $1.01M | 0.00% | +1,422+6.6% | Added |
| Credit Suisse AG | 24,553 | $1.09M | 0.00% | +30+0.1% | Added |
| Weiss Multi-Strategy Advisers LLC | 24,948 | $1.10M | 0.03% | +894+3.7% | Added |
| Wells Fargo & Company | 26,388 | $1.17M | 0.00% | +560+2.2% | Added |
| Sanders Morris Harris LLC | 27,709 | $1.25M | 0.24% | 00.0% | Unchanged |
| Deutsche Bank AG | 31,641 | $1.40M | 0.00% | −43,792−58.1% | Reduced |
| Assenagon Asset Management S.A. | 35,711 | $1.58M | 0.01% | −161−0.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 36,203 | $1.60M | 0.02% | −298−0.8% | Reduced |
| Torray LLC | 37,360 | $1.66M | 0.24% | +8,299+28.6% | Added |
| Samsara BioCapital, LLC | 40,550 | $1.80M | 0.24% | −23,220−36.4% | Reduced |
| Synovus Financial Corp | 42,138 | $1.87M | 0.02% | +10,638+33.8% | Added |
| Rhumbline Advisers | 42,684 | $1.89M | 0.00% | −255−0.6% | Reduced |
| Barclays PLC | 45,180 | $2.00M | 0.00% | +4,533+11.2% | Added |
| UBS Asset Management Americas Inc | 48,852 | $2.16M | 0.00% | +11,512+30.8% | Added |
| Allianz Asset Management GmbH | 51,632 | $2.29M | 0.00% | −56,194−52.1% | Reduced |
| California State Teachers Retirement System | 54,761 | $2.42M | 0.00% | −1,636−2.9% | Reduced |
| Alliancebernstein L.P. | 54,847 | $2.43M | 0.00% | +6,047+12.4% | Added |
| New York State Common Retirement Fund | 55,511 | $2.46M | 0.00% | +24,811+80.8% | Added |
| Rafferty Asset Management, LLC | 56,487 | $2.50M | 0.02% | −5,646−9.1% | Reduced |
| Macquarie Group Ltd | 58,898 | $2.61M | 0.00% | 00.0% | Unchanged |
| State of New Jersey Common Pension Fund D | 59,983 | $2.66M | 0.01% | +20,412+51.6% | Added |
| Parametric Portfolio Associates LLC | 61,197 | $2.71M | 0.00% | −39,885−39.5% | Reduced |
| TD Asset Management Inc | 82,883 | $2.97M | 0.00% | −6,050−6.8% | Reduced |
| Ameriprise Financial Inc | 74,130 | $3.28M | 0.00% | +24,568+49.6% | Added |
| Comerica Bank | 120,192 | $3.30M | 0.02% | +39,487+48.9% | Added |
| Swiss National Bank | 80,100 | $3.55M | 0.00% | +10,700+15.4% | Added |
| Susquehanna International Group, LLP | 80,743 | $3.58M | 0.00% | −79,241−49.5% | Reduced |
| Alps Advisors Inc | 83,103 | $3.68M | 0.03% | −28,669−25.6% | Reduced |
| WCM Investment Management, LLC | 96,801 | $4.29M | 0.01% | +3,811+4.1% | Added |
| Morgan Stanley | 102,399 | $4.54M | 0.00% | −28,627−21.8% | Reduced |
| State of Wisconsin Investment Board | 103,988 | $4.61M | 0.01% | 00.0% | Unchanged |