CC Neuberger Principal Holdings III
PRPCDelisted Nov 21, 2023- Industry
- Blank Checks
- SEC CIK
- 0001821329
CC Neuberger Principal Holdings III was delisted on Nov 21, 2023; its insiders filed their last Form 4 on Nov 22, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $43.3M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in CC Neuberger Principal Holdings III as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 21
- −53 vs. Q4 2022
- Shares held
- 3.82M
- −32.1M (−89.4%) vs. Q4 2022
- Total value
- $39.4M
- −$323.7M (−89.2%) vs. Q4 2022
- New holders
- 8
- 4 more added
- Sold out
- 61
- 6 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PRPC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $43.3M |
| Q2 2023 | 23 | $43.4M |
| Q1 2023 | 21 | $39.4M |
| Q4 2022 | 75 | $373.9M |
| Q3 2022 | 79 | $360.7M |
| Q2 2022 | 93 | $366.5M |
| Q1 2022 | 87 | $346.8M |
| Q4 2021 | 84 | $329.6M |
| Q3 2021 | 84 | $279.5M |
| Q2 2021 | 78 | $250.0M |
| Q1 2021 | 20 | $44.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding CC Neuberger Principal Holdings III; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sandia Investment Management LP | 625,665 | $6.46M | 1.19% | +283,818+83.0% | Added |
| Castle Creek Arbitrage, LLC | 437,030 | $4.51M | 0.50% | +362,035+482.7% | Added |
| Glazer Capital, LLC | 425,094 | $4.39M | 0.24% | −3,393,458−88.9% | Reduced |
| UBS Oconnor LLC | 409,413 | $4.22M | 0.10% | +409,413 | New |
| Meteora Capital, LLC | 392,270 | $4.05M | 0.48% | +392,270 | New |
| Fir Tree Capital Management LP | 389,910 | $4.02M | 0.32% | −530,117−57.6% | Reduced |
| Periscope Capital Inc. | 301,330 | $3.11M | 0.14% | −117,265−28.0% | Reduced |
| Shaolin Capital Management LLC | 225,000 | $2.32M | 0.07% | +25,000+12.5% | Added |
| Boothbay Fund Management, LLC | 126,843 | $1.31M | 0.04% | +24,299+23.7% | Added |
| Moore Capital Management, LP | 100,000 | $1.03M | 0.03% | −400,000−80.0% | Reduced |
| Gabelli Funds LLC | 65,693 | $677.8K | 0.01% | 00.0% | Unchanged |
| Boussard & Gavaudan Investment Management LLP | 57,400 | $591.8K | 0.06% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 50,600 | $522.1K | 0.10% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 50,000 | $516.0K | 0.00% | +50,000 | New |
| Deutsche Bank AG | 46,910 | $484.0K | 0.00% | +46,910 | New |
| Quarry LP | 31,680 | $326.9K | 0.18% | +31,680 | New |
| Walleye Capital LLC | 25,338 | $261.4K | 0.01% | +25,338 | New |
| Polar Asset Management Partners Inc. | 25,000 | $257.9K | 0.00% | −418,919−94.4% | Reduced |
| Walleye Trading LLC | 17,033 | $175.7K | 0.01% | +17,033 | New |
| Cubist Systematic Strategies, LLC | 12,952 | $133.6K | 0.00% | +12,952 | New |
| Spartan Fund Management Inc. | 1,100 | $11.3K | 0.01% | −11,170−91.0% | Reduced |
| Aristeia Capital LLC | 0 | $0 | 0.00% | −3,531,850−100.0% | Sold out |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −3,150,000−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −1,610,783−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −1,503,379−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −1,376,848−100.0% | Sold out |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −1,341,391−100.0% | Sold out |
| Mizuho Markets Americas LLC | 0 | $0 | 0.00% | −1,317,609−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −1,039,555−100.0% | Sold out |
| Radcliffe Capital Management, L.P. | 0 | $0 | 0.00% | −953,229−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −871,235−100.0% | Sold out |
| Vivaldi Asset Management, LLC | 0 | $0 | 0.00% | −785,207−100.0% | Sold out |
| Governors Lane LP | 0 | $0 | 0.00% | −700,000−100.0% | Sold out |
| Levin Capital Strategies, L.P. | 0 | $0 | 0.00% | −678,018−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −630,995−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −620,000−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −610,414−100.0% | Sold out |
| Taconic Capital Advisors LP | 0 | $0 | 0.00% | −604,400−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −595,400−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −538,994−100.0% | Sold out |
| Sculptor Capital LP | 0 | $0 | 0.00% | −516,048−100.0% | Sold out |
| Apollo Management Holdings, L.P. | 0 | $0 | 0.00% | −482,718−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −450,000−100.0% | Sold out |
| Davidson Kempner Capital Management LP | 0 | $0 | 0.00% | −360,700−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −358,800−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −350,000−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −348,999−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −343,318−100.0% | Sold out |
| Picton Mahoney Asset Management | 0 | $0 | 0.00% | −300,000−100.0% | Sold out |
| Arena Capital Advisors, LLC- CA | 0 | $0 | 0.00% | −255,013−100.0% | Sold out |
| Mizuho Securities USA LLC | 0 | $0 | 0.00% | −256,189−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| Tenor Capital Management Co., L.P. | 0 | $0 | 0.00% | −205,527−100.0% | Sold out |
| Berkley W R Corp | 0 | $0 | 0.00% | −170,196−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −161,100−100.0% | Sold out |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| Atlas Merchant Capital LLC | 0 | $0 | 0.00% | −125,000−100.0% | Sold out |
| Cohanzick Management, LLC | 0 | $0 | 0.00% | −112,487−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −110,000−100.0% | Sold out |
| Angelo Gordon & Co., L.P. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| EHP Funds Inc. | 0 | $0 | 0.00% | −99,000−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −83,550−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −76,344−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| CVI Holdings, LLC | 0 | $0 | 0.00% | −74,698−100.0% | Sold out |
| Athos Capital Ltd | 0 | $0 | 0.00% | −62,300−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −61,700−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −60,625−100.0% | Sold out |
| Schechter Investment Advisors, LLC | 0 | $0 | 0.00% | −59,079−100.0% | Sold out |
| P Schoenfeld Asset Management LP | 0 | $0 | 0.00% | −53,647−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −49,685−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −47,786−100.0% | Sold out |
| Wealthspring Capital LLC | 0 | $0 | 0.00% | −41,780−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −41,262−100.0% | Sold out |
| Omers Administration Corp | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Sea Otter Advisors LLC | 0 | $0 | 0.00% | −22,591−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −20,300−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −18,696−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −1,668−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Kepos Capital LP | – | – | – | – | Not filed |