CC Neuberger Principal Holdings III
PRPCDelisted Nov 21, 2023- Industry
- Blank Checks
- SEC CIK
- 0001821329
CC Neuberger Principal Holdings III was delisted on Nov 21, 2023; its insiders filed their last Form 4 on Nov 22, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $43.3M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in CC Neuberger Principal Holdings III as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +2 vs. Q3 2021
- Shares held
- 33.4M
- +4.90M (+17.2%) vs. Q3 2021
- Total value
- $329.6M
- +$51.1M (+18.3%) vs. Q3 2021
- New holders
- 11
- 21 more added
- Sold out
- 9
- 6 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PRPC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $43.3M |
| Q2 2023 | 23 | $43.4M |
| Q1 2023 | 21 | $39.4M |
| Q4 2022 | 75 | $373.9M |
| Q3 2022 | 79 | $360.7M |
| Q2 2022 | 93 | $366.5M |
| Q1 2022 | 87 | $346.8M |
| Q4 2021 | 84 | $329.6M |
| Q3 2021 | 84 | $279.5M |
| Q2 2021 | 78 | $250.0M |
| Q1 2021 | 20 | $44.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding CC Neuberger Principal Holdings III; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adage Capital Partners GP, L.L.C. | 3,150,000 | $31.1M | 0.06% | 00.0% | Unchanged |
| Aristeia Capital LLC | 2,743,230 | $27.1M | 0.49% | 00.0% | Unchanged |
| Fir Tree Capital Management LP | 1,345,205 | $13.3M | 0.36% | +39,023+3.0% | Added |
| Millennium Management LLC | 1,281,704 | $12.7M | 0.01% | +125,847+10.9% | Added |
| Nomura Holdings Inc | 1,250,000 | $12.3M | 0.07% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 1,135,013 | $11.2M | 1.05% | +1,015,803+852.1% | Added |
| HSBC Holdings PLC | 1,140,191 | $11.2M | 0.01% | +1,140,191 | New |
| Alyeska Investment Group, L.P. | 1,119,975 | $11.1M | 0.13% | 00.0% | Unchanged |
| Citadel Advisors LLC | 1,010,880 | $9.99M | 0.01% | +298,651+41.9% | Added |
| Marshall Wace, LLP | 919,178 | $9.08M | 0.02% | +516,849+128.5% | Added |
| Periscope Capital Inc. | 830,700 | $8.21M | 0.22% | +181,700+28.0% | Added |
| Canyon Capital Advisors LLC | 800,000 | $7.90M | 0.27% | 00.0% | Unchanged |
| Glazer Capital, LLC | 785,728 | $7.76M | 0.19% | −331,312−29.7% | Reduced |
| Fortress Investment Group LLC | 750,054 | $7.41M | 0.28% | 00.0% | Unchanged |
| Governors Lane LP | 700,000 | $6.92M | 0.50% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 622,315 | $6.15M | 0.12% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 596,307 | $5.89M | 0.24% | +332,302+125.9% | Added |
| LMR Partners LLP | 595,400 | $5.88M | 0.08% | 00.0% | Unchanged |
| Radcliffe Capital Management, L.P. | 594,780 | $5.88M | 0.21% | 00.0% | Unchanged |
| Arena Capital Advisors, LLC- CA | 585,748 | $5.79M | 0.53% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 511,022 | $5.05M | 0.01% | +161,319+46.1% | Added |
| Beryl Capital Management LLC | 508,576 | $5.03M | 0.26% | 00.0% | Unchanged |
| Hudson Bay Capital Management LP | 501,000 | $4.95M | 0.05% | +300,000+149.3% | Added |
| Moore Capital Management, LP | 500,000 | $4.94M | 0.13% | 00.0% | Unchanged |
| Apollo Management Holdings, L.P. | 476,200 | $4.71M | 0.02% | 00.0% | Unchanged |
| UBS Oconnor LLC | 446,938 | $4.42M | 0.04% | +11,986+2.8% | Added |
| Sculptor Capital LP | 430,000 | $4.25M | 0.04% | +250,000+138.9% | Added |
| Kepos Capital LP | 425,000 | $4.20M | 0.35% | +381,000+865.9% | Added |
| Blackstone Group Inc. | 400,000 | $3.95M | 0.01% | 00.0% | Unchanged |
| Centerbridge Partners, L.P. | 400,000 | $3.95M | 0.27% | 00.0% | Unchanged |
| Bank of America Corp | 400,000 | $3.95M | 0.00% | +350,000+700.0% | Added |
| HBK Investments L P | 382,125 | $3.77M | 0.08% | 00.0% | Unchanged |
| Davidson Kempner Capital Management LP | 360,700 | $3.56M | 0.05% | 00.0% | Unchanged |
| Jane Street Group, LLC | 342,031 | $3.38M | 0.01% | +834+0.2% | Added |
| Jefferies Group LLC | 321,509 | $3.18M | 0.06% | +321,509 | New |
| Taconic Capital Advisors LP | 300,000 | $2.96M | 0.11% | +50,000+20.0% | Added |
| Picton Mahoney Asset Management | 300,000 | $2.96M | 0.11% | 00.0% | Unchanged |
| Owl Creek Asset Management, L.P. | 280,000 | $2.77M | 0.19% | +270,000+2,700.0% | Added |
| Athos Capital Ltd | 277,300 | $2.74M | 0.96% | 00.0% | Unchanged |
| Verition Fund Management LLC | 252,052 | $2.49M | 0.03% | +1,454+0.6% | Added |
| Balyasny Asset Management LLC | 250,000 | $2.47M | 0.01% | 00.0% | Unchanged |
| Ghisallo Capital Management LLC | 250,000 | $2.47M | 0.12% | 00.0% | Unchanged |
| Tenor Capital Management Co., L.P. | 205,527 | $2.03M | 0.04% | 00.0% | Unchanged |
| Antara Capital LP | 205,502 | $2.03M | 0.20% | 00.0% | Unchanged |
| Cantor Fitzgerald, L. P. | 200,000 | $1.98M | 0.14% | +200,000 | New |
| P Schoenfeld Asset Management LP | 200,000 | $1.98M | 0.11% | +200,000 | New |
| Alliancebernstein L.P. | 156,872 | $1.55M | 0.00% | 00.0% | Unchanged |
| TD Asset Management Inc | 150,000 | $1.48M | 0.00% | 00.0% | Unchanged |
| Graticule Asia Macro Advisors LLC | 150,000 | $1.48M | 0.69% | 00.0% | Unchanged |
| Whitefort Capital Management, LP | 150,000 | $1.48M | 1.18% | +150,000 | New |
| Cowen and Company, LLC | 100,000 | $988.0K | 0.09% | 00.0% | Unchanged |
| Angelo Gordon & Co., L.P. | 100,000 | $988.0K | 0.10% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 100,000 | $988.0K | 0.04% | 00.0% | Unchanged |
| Segantii Capital Management Ltd | 100,000 | $988.0K | 0.03% | 00.0% | Unchanged |
| CVI Holdings, LLC | 100,000 | $988.0K | 0.07% | 00.0% | Unchanged |
| Weiss Asset Management LP | 83,323 | $823.0K | 0.02% | −350,000−80.8% | Reduced |
| Toronto Dominion Bank | 75,000 | $741.0K | 0.00% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 75,013 | $741.0K | 0.00% | 00.0% | Unchanged |
| Castle Creek Arbitrage, LLC | 74,995 | $740.0K | 0.04% | 00.0% | Unchanged |
| CNH Partners LLC | 70,049 | $692.0K | 0.02% | 00.0% | Unchanged |
| Gabelli Funds LLC | 65,693 | $649.0K | 0.00% | +15,893+31.9% | Added |
| Exos Asset Management LLC | 63,760 | $630.0K | 0.32% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 60,625 | $599.0K | 0.00% | +60,625 | New |
| Bluefin Capital Management, LLC | 59,185 | $585.0K | 0.05% | −26,815−31.2% | Reduced |
| Boussard & Gavaudan Investment Management LLP | 57,400 | $567.0K | 0.06% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 50,600 | $500.0K | 0.07% | +400+0.8% | Added |
| Royal Bank of Canada | 50,000 | $494.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 49,770 | $492.0K | 0.00% | +49,770 | New |
| Omni Event Management Ltd | 49,379 | $487.0K | 0.03% | +49,379 | New |
| HighTower Advisors, LLC | 40,640 | $401.0K | 0.00% | 00.0% | Unchanged |
| Sandia Investment Management LP | 35,000 | $346.0K | 0.06% | +35,000 | New |
| HRT Financial LP | 34,053 | $336.0K | 0.00% | +3,786+12.5% | Added |
| Omers Administration Corp | 25,000 | $247.0K | 0.00% | 00.0% | Unchanged |
| Myriad Asset Management Ltd. | 25,000 | $247.0K | 0.03% | 00.0% | Unchanged |
| Atalaya Capital Management LP | 25,000 | $247.0K | 0.03% | 00.0% | Unchanged |
| Bloom Tree Partners, LLC | 23,824 | $235.0K | 0.04% | −407−1.7% | Reduced |
| Sierra Capital LLC | 20,000 | $198.0K | 0.03% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 17,745 | $175.0K | 0.01% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 14,080 | $139.0K | 0.00% | +400+2.9% | Added |
| Wolverine Asset Management LLC | 11,815 | $116.0K | 0.00% | −63,232−84.3% | Reduced |
| Magnetar Financial LLC | 10,299 | $102.0K | 0.00% | 00.0% | Unchanged |
| EMG Holdings, L.P. | 10,000 | $99.0K | 0.04% | +10,000 | New |
| UBS Group AG | 671 | $7.00K | 0.00% | −1,050−61.0% | Reduced |
| FNY Investment Advisers, LLC | 100 | $0 | 0.00% | +100 | New |
| Maven Securities LTD | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −169,185−100.0% | Sold out |
| Security Benefit Life Insurance Co | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| MMCAP International Inc. SPC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Easterly Investment Partners LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −24,436−100.0% | Sold out |
| Athanor Capital, LP | 0 | $0 | 0.00% | −19,826−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −15,100−100.0% | Sold out |
| Omni Partners US LLC | – | – | – | – | Not filed |
| Marshall Wace North America L.P. | – | – | – | – | Not filed |