CC Neuberger Principal Holdings III
PRPCDelisted Nov 21, 2023- Industry
- Blank Checks
- SEC CIK
- 0001821329
CC Neuberger Principal Holdings III was delisted on Nov 21, 2023; its insiders filed their last Form 4 on Nov 22, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $43.3M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in CC Neuberger Principal Holdings III as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 23
- 0 vs. Q2 2023
- Shares held
- 3.97M
- −39.1K (−1.0%) vs. Q2 2023
- Total value
- $43.3M
- −$141.7K (−0.3%) vs. Q2 2023
- New holders
- 2
- 5 more added
- Sold out
- 2
- 6 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PRPC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $43.3M |
| Q2 2023 | 23 | $43.4M |
| Q1 2023 | 21 | $39.4M |
| Q4 2022 | 75 | $373.9M |
| Q3 2022 | 79 | $360.7M |
| Q2 2022 | 93 | $366.5M |
| Q1 2022 | 87 | $346.8M |
| Q4 2021 | 84 | $329.6M |
| Q3 2021 | 84 | $279.5M |
| Q2 2021 | 78 | $250.0M |
| Q1 2021 | 20 | $44.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding CC Neuberger Principal Holdings III; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sandia Investment Management LP | 448,910 | $4.89M | 1.34% | −134,960−23.1% | Reduced |
| UBS Oconnor LLC | 400,371 | $4.36M | 0.08% | 00.0% | Unchanged |
| Fir Tree Capital Management LP | 345,937 | $3.77M | 0.43% | −43,973−11.3% | Reduced |
| Meteora Capital, LLC | 341,151 | $3.72M | 0.64% | −51,119−13.0% | Reduced |
| Periscope Capital Inc. | 329,379 | $3.59M | 0.41% | 00.0% | Unchanged |
| Glazer Capital, LLC | 317,289 | $3.46M | 0.23% | −103,306−24.6% | Reduced |
| Mizuho Securities USA LLC | 310,480 | $3.37M | 0.10% | +221,250+248.0% | Added |
| Castle Creek Arbitrage, LLC | 287,030 | $3.13M | 0.74% | −150,000−34.3% | Reduced |
| Westchester Capital Management, LLC | 275,000 | $3.00M | 0.10% | +75,000+37.5% | Added |
| Shaolin Capital Management LLC | 224,900 | $2.45M | 0.09% | −1000.0% | Reduced |
| Berkley W R Corp | 208,695 | $2.27M | 0.15% | +134,123+179.9% | Added |
| Moore Capital Management, LP | 100,000 | $1.09M | 0.03% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 84,960 | $926.1K | 0.05% | +84,960 | New |
| Gabelli Funds LLC | 65,693 | $716.1K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 52,215 | $569.1K | 0.00% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 50,600 | $551.5K | 0.09% | 00.0% | Unchanged |
| Spartan Fund Management Inc. | 46,896 | $511.2K | 0.38% | +45,796+4,163.3% | Added |
| Walleye Capital LLC | 25,338 | $276.2K | 0.00% | 00.0% | Unchanged |
| Polar Asset Management Partners Inc. | 25,000 | $272.5K | 0.01% | 00.0% | Unchanged |
| Walleye Trading LLC | 17,033 | $185.7K | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 10,000 | $109.0K | 0.00% | 00.0% | Unchanged |
| Clear Street LLC | 5,800 | $63.2K | 0.00% | +5,000+625.0% | Added |
| UBS Group AG | 100 | $1.09K | 0.00% | +100 | New |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −85,048−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −36,780−100.0% | Sold out |