CC Neuberger Principal Holdings III
PRPCDelisted Nov 21, 2023- Industry
- Blank Checks
- SEC CIK
- 0001821329
CC Neuberger Principal Holdings III was delisted on Nov 21, 2023; its insiders filed their last Form 4 on Nov 22, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $43.3M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in CC Neuberger Principal Holdings III as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- −4 vs. Q3 2022
- Shares held
- 37.0M
- +700.8K (+1.9%) vs. Q3 2022
- Total value
- $373.9M
- +$13.2M (+3.7%) vs. Q3 2022
- New holders
- 8
- 16 more added
- Sold out
- 12
- 15 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PRPC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $43.3M |
| Q2 2023 | 23 | $43.4M |
| Q1 2023 | 21 | $39.4M |
| Q4 2022 | 75 | $373.9M |
| Q3 2022 | 79 | $360.7M |
| Q2 2022 | 93 | $366.5M |
| Q1 2022 | 87 | $346.8M |
| Q4 2021 | 84 | $329.6M |
| Q3 2021 | 84 | $279.5M |
| Q2 2021 | 78 | $250.0M |
| Q1 2021 | 20 | $44.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding CC Neuberger Principal Holdings III; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Glazer Capital, LLC | 3,818,552 | $38.6M | 1.00% | +1,862,312+95.2% | Added |
| Aristeia Capital LLC | 3,531,850 | $35.7M | 0.72% | +505,740+16.7% | Added |
| Adage Capital Partners GP, L.L.C. | 3,150,000 | $31.8M | 0.08% | 00.0% | Unchanged |
| Weiss Asset Management LP | 1,610,783 | $16.3M | 0.77% | +46,400+3.0% | Added |
| HSBC Holdings PLC | 1,503,379 | $15.2M | 0.02% | +250,598+20.0% | Added |
| Nomura Holdings Inc | 1,376,848 | $13.9M | 0.14% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 1,341,391 | $13.5M | 0.39% | +875,603+188.0% | Added |
| Mizuho Markets Americas LLC | 1,317,609 | $13.3M | 0.90% | 00.0% | Unchanged |
| Kepos Capital LP | 1,075,000 | $10.9M | 1.56% | +25,000+2.4% | Added |
| Millennium Management LLC | 1,039,555 | $10.5M | 0.01% | 00.0% | Unchanged |
| Radcliffe Capital Management, L.P. | 953,229 | $9.63M | 0.41% | 00.0% | Unchanged |
| Fir Tree Capital Management LP | 920,027 | $9.29M | 0.48% | −516,310−35.9% | Reduced |
| Saba Capital Management, L.P. | 871,235 | $8.80M | 0.15% | 00.0% | Unchanged |
| Vivaldi Asset Management, LLC | 785,207 | $7.93M | 0.43% | +785,207 | New |
| Governors Lane LP | 700,000 | $7.07M | 0.77% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 678,018 | $6.85M | 0.93% | −117,007−14.7% | Reduced |
| Marshall Wace, LLP | 630,995 | $6.37M | 0.02% | −1,032,316−62.1% | Reduced |
| D. E. Shaw & Co., Inc. | 620,000 | $6.26M | 0.01% | +8,000+1.3% | Added |
| Rivernorth Capital Management, LLC | 610,414 | $6.17M | 0.28% | +6,305+1.0% | Added |
| Taconic Capital Advisors LP | 604,400 | $6.10M | 0.22% | 00.0% | Unchanged |
| LMR Partners LLP | 595,400 | $6.01M | 0.14% | 00.0% | Unchanged |
| CNH Partners LLC | 538,994 | $5.44M | 0.14% | 00.0% | Unchanged |
| Sculptor Capital LP | 516,048 | $5.21M | 0.10% | 00.0% | Unchanged |
| Moore Capital Management, LP | 500,000 | $5.05M | 0.14% | 00.0% | Unchanged |
| Apollo Management Holdings, L.P. | 482,718 | $4.88M | 0.04% | 00.0% | Unchanged |
| Woodline Partners LP | 450,000 | $4.54M | 0.06% | +150,000+50.0% | Added |
| Polar Asset Management Partners Inc. | 443,919 | $4.48M | 0.06% | 00.0% | Unchanged |
| Periscope Capital Inc. | 418,595 | $4.23M | 0.18% | −38,101−8.3% | Reduced |
| Davidson Kempner Capital Management LP | 360,700 | $3.64M | 0.08% | 00.0% | Unchanged |
| TD Asset Management Inc | 358,800 | $3.62M | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 350,000 | $3.54M | 0.00% | 00.0% | Unchanged |
| Hudson Bay Capital Management LP | 348,999 | $3.52M | 0.04% | −101,000−22.4% | Reduced |
| Jane Street Group, LLC | 343,318 | $3.47M | 0.01% | −934−0.3% | Reduced |
| Sandia Investment Management LP | 341,847 | $3.45M | 0.61% | +245,065+253.2% | Added |
| Picton Mahoney Asset Management | 300,000 | $3.03M | 0.16% | 00.0% | Unchanged |
| Arena Capital Advisors, LLC- CA | 255,013 | $2.58M | 1.41% | 00.0% | Unchanged |
| Mizuho Securities USA LLC | 256,189 | $2.56M | 0.24% | +256,189 | New |
| Balyasny Asset Management LLC | 250,000 | $2.52M | 0.01% | 00.0% | Unchanged |
| Tenor Capital Management Co., L.P. | 205,527 | $2.08M | 0.05% | 00.0% | Unchanged |
| Shaolin Capital Management LLC | 200,000 | $2.02M | 0.06% | +200,000 | New |
| Berkley W R Corp | 170,196 | $1.72M | 0.09% | +80,954+90.7% | Added |
| Magnetar Financial LLC | 161,100 | $1.63M | 0.03% | 00.0% | Unchanged |
| Segantii Capital Management Ltd | 150,000 | $1.51M | 0.06% | 00.0% | Unchanged |
| Atlas Merchant Capital LLC | 125,000 | $1.26M | 0.21% | +125,000 | New |
| Cohanzick Management, LLC | 112,487 | $1.14M | 0.33% | −2,702−2.3% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 110,000 | $1.11M | 0.01% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 102,544 | $1.04M | 0.03% | +84,799+477.9% | Added |
| Angelo Gordon & Co., L.P. | 100,000 | $1.01M | 0.21% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 100,000 | $1.01M | 0.05% | 00.0% | Unchanged |
| EHP Funds Inc. | 99,000 | $1.00M | 0.21% | −900−0.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 83,550 | $843.9K | 0.01% | +7,200+9.4% | Added |
| Virtu Financial LLC | 76,344 | $771.0K | 0.10% | +27,553+56.5% | Added |
| Castle Creek Arbitrage, LLC | 74,995 | $757.5K | 0.07% | 00.0% | Unchanged |
| Toronto Dominion Bank | 75,000 | $757.0K | 0.00% | 00.0% | Unchanged |
| CVI Holdings, LLC | 74,698 | $754.5K | 0.10% | −28,494−27.6% | Reduced |
| Gabelli Funds LLC | 65,693 | $663.5K | 0.01% | 00.0% | Unchanged |
| Athos Capital Ltd | 62,300 | $629.0K | 0.51% | −215,000−77.5% | Reduced |
| Bulldog Investors, LLP | 61,700 | $623.2K | 0.19% | +10,000+19.3% | Added |
| Price T Rowe Associates Inc | 60,625 | $612.0K | 0.00% | 00.0% | Unchanged |
| Schechter Investment Advisors, LLC | 59,079 | $596.7K | 0.05% | −9,000−13.2% | Reduced |
| Boussard & Gavaudan Investment Management LLP | 57,400 | $579.7K | 0.06% | 00.0% | Unchanged |
| P Schoenfeld Asset Management LP | 53,647 | $541.8K | 0.06% | +53,647 | New |
| Gabelli & Co Investment Advisers, Inc. | 50,600 | $511.1K | 0.11% | 00.0% | Unchanged |
| Royal Bank of Canada | 49,685 | $502.0K | 0.00% | −3,011−5.7% | Reduced |
| Janus Henderson Group PLC | 47,786 | $482.9K | 0.00% | 00.0% | Unchanged |
| Wealthspring Capital LLC | 41,780 | $422.0K | 0.63% | −117,636−73.8% | Reduced |
| Alliancebernstein L.P. | 41,262 | $416.7K | 0.00% | −15,610−27.4% | Reduced |
| Omers Administration Corp | 25,000 | $252.5K | 0.00% | 00.0% | Unchanged |
| Sea Otter Advisors LLC | 22,591 | $228.2K | 0.34% | +22,591 | New |
| CSS LLC | 20,300 | $205.0K | 0.01% | +20,300 | New |
| Wolverine Asset Management LLC | 18,696 | $188.8K | 0.00% | −1,956−9.5% | Reduced |
| Spartan Fund Management Inc. | 12,270 | $124.0K | 0.04% | +12,270 | New |
| UBS Group AG | 1,668 | $16.8K | 0.00% | +1,000+149.7% | Added |
| Elequin Capital LP | 250 | $2.52K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| RP Investment Advisors LP | 0 | $0 | 0.00% | −600,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −470,510−100.0% | Sold out |
| UBS Oconnor LLC | 0 | $0 | 0.00% | −413,435−100.0% | Sold out |
| HBK Investments L P | 0 | $0 | 0.00% | −341,722−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −261,848−100.0% | Sold out |
| Ghisallo Capital Management LLC | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −249,995−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −80,883−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −39,087−100.0% | Sold out |
| Myriad Asset Management US LP | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Sierra Capital LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Condor Capital Management | 0 | $0 | 0.00% | −8,500−100.0% | Sold out |