CC Neuberger Principal Holdings III
PRPCDelisted Nov 21, 2023- Industry
- Blank Checks
- SEC CIK
- 0001821329
CC Neuberger Principal Holdings III was delisted on Nov 21, 2023; its insiders filed their last Form 4 on Nov 22, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $43.3M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in CC Neuberger Principal Holdings III as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +2 vs. Q3 2021
- Shares held
- 33.4M
- +4.90M (+17.2%) vs. Q3 2021
- Total value
- $329.6M
- +$51.1M (+18.3%) vs. Q3 2021
- New holders
- 11
- 21 more added
- Sold out
- 9
- 6 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PRPC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $43.3M |
| Q2 2023 | 23 | $43.4M |
| Q1 2023 | 21 | $39.4M |
| Q4 2022 | 75 | $373.9M |
| Q3 2022 | 79 | $360.7M |
| Q2 2022 | 93 | $366.5M |
| Q1 2022 | 87 | $346.8M |
| Q4 2021 | 84 | $329.6M |
| Q3 2021 | 84 | $279.5M |
| Q2 2021 | 78 | $250.0M |
| Q1 2021 | 20 | $44.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding CC Neuberger Principal Holdings III; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FNY Investment Advisers, LLC | 100 | $0 | 0.00% | +100 | New |
| UBS Group AG | 671 | $7.00K | 0.00% | −1,050−61.0% | Reduced |
| EMG Holdings, L.P. | 10,000 | $99.0K | 0.04% | +10,000 | New |
| Magnetar Financial LLC | 10,299 | $102.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 11,815 | $116.0K | 0.00% | −63,232−84.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 14,080 | $139.0K | 0.00% | +400+2.9% | Added |
| Boothbay Fund Management, LLC | 17,745 | $175.0K | 0.01% | 00.0% | Unchanged |
| Sierra Capital LLC | 20,000 | $198.0K | 0.03% | 00.0% | Unchanged |
| Bloom Tree Partners, LLC | 23,824 | $235.0K | 0.04% | −407−1.7% | Reduced |
| Omers Administration Corp | 25,000 | $247.0K | 0.00% | 00.0% | Unchanged |
| Myriad Asset Management Ltd. | 25,000 | $247.0K | 0.03% | 00.0% | Unchanged |
| Atalaya Capital Management LP | 25,000 | $247.0K | 0.03% | 00.0% | Unchanged |
| HRT Financial LP | 34,053 | $336.0K | 0.00% | +3,786+12.5% | Added |
| Sandia Investment Management LP | 35,000 | $346.0K | 0.06% | +35,000 | New |
| HighTower Advisors, LLC | 40,640 | $401.0K | 0.00% | 00.0% | Unchanged |
| Omni Event Management Ltd | 49,379 | $487.0K | 0.03% | +49,379 | New |
| Credit Suisse AG | 49,770 | $492.0K | 0.00% | +49,770 | New |
| Royal Bank of Canada | 50,000 | $494.0K | 0.00% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 50,600 | $500.0K | 0.07% | +400+0.8% | Added |
| Boussard & Gavaudan Investment Management LLP | 57,400 | $567.0K | 0.06% | 00.0% | Unchanged |
| Bluefin Capital Management, LLC | 59,185 | $585.0K | 0.05% | −26,815−31.2% | Reduced |
| Price T Rowe Associates Inc | 60,625 | $599.0K | 0.00% | +60,625 | New |
| Exos Asset Management LLC | 63,760 | $630.0K | 0.32% | 00.0% | Unchanged |
| Gabelli Funds LLC | 65,693 | $649.0K | 0.00% | +15,893+31.9% | Added |
| CNH Partners LLC | 70,049 | $692.0K | 0.02% | 00.0% | Unchanged |
| Castle Creek Arbitrage, LLC | 74,995 | $740.0K | 0.04% | 00.0% | Unchanged |
| Toronto Dominion Bank | 75,000 | $741.0K | 0.00% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 75,013 | $741.0K | 0.00% | 00.0% | Unchanged |
| Weiss Asset Management LP | 83,323 | $823.0K | 0.02% | −350,000−80.8% | Reduced |
| Cowen and Company, LLC | 100,000 | $988.0K | 0.09% | 00.0% | Unchanged |
| Angelo Gordon & Co., L.P. | 100,000 | $988.0K | 0.10% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 100,000 | $988.0K | 0.04% | 00.0% | Unchanged |
| Segantii Capital Management Ltd | 100,000 | $988.0K | 0.03% | 00.0% | Unchanged |
| CVI Holdings, LLC | 100,000 | $988.0K | 0.07% | 00.0% | Unchanged |
| TD Asset Management Inc | 150,000 | $1.48M | 0.00% | 00.0% | Unchanged |
| Graticule Asia Macro Advisors LLC | 150,000 | $1.48M | 0.69% | 00.0% | Unchanged |
| Whitefort Capital Management, LP | 150,000 | $1.48M | 1.18% | +150,000 | New |
| Alliancebernstein L.P. | 156,872 | $1.55M | 0.00% | 00.0% | Unchanged |
| Cantor Fitzgerald, L. P. | 200,000 | $1.98M | 0.14% | +200,000 | New |
| P Schoenfeld Asset Management LP | 200,000 | $1.98M | 0.11% | +200,000 | New |
| Antara Capital LP | 205,502 | $2.03M | 0.20% | 00.0% | Unchanged |
| Tenor Capital Management Co., L.P. | 205,527 | $2.03M | 0.04% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 250,000 | $2.47M | 0.01% | 00.0% | Unchanged |
| Ghisallo Capital Management LLC | 250,000 | $2.47M | 0.12% | 00.0% | Unchanged |
| Verition Fund Management LLC | 252,052 | $2.49M | 0.03% | +1,454+0.6% | Added |
| Athos Capital Ltd | 277,300 | $2.74M | 0.96% | 00.0% | Unchanged |
| Owl Creek Asset Management, L.P. | 280,000 | $2.77M | 0.19% | +270,000+2,700.0% | Added |
| Picton Mahoney Asset Management | 300,000 | $2.96M | 0.11% | 00.0% | Unchanged |
| Taconic Capital Advisors LP | 300,000 | $2.96M | 0.11% | +50,000+20.0% | Added |
| Jefferies Group LLC | 321,509 | $3.18M | 0.06% | +321,509 | New |
| Jane Street Group, LLC | 342,031 | $3.38M | 0.01% | +834+0.2% | Added |
| Davidson Kempner Capital Management LP | 360,700 | $3.56M | 0.05% | 00.0% | Unchanged |
| HBK Investments L P | 382,125 | $3.77M | 0.08% | 00.0% | Unchanged |
| Blackstone Group Inc. | 400,000 | $3.95M | 0.01% | 00.0% | Unchanged |
| Centerbridge Partners, L.P. | 400,000 | $3.95M | 0.27% | 00.0% | Unchanged |
| Bank of America Corp | 400,000 | $3.95M | 0.00% | +350,000+700.0% | Added |
| Kepos Capital LP | 425,000 | $4.20M | 0.35% | +381,000+865.9% | Added |
| Sculptor Capital LP | 430,000 | $4.25M | 0.04% | +250,000+138.9% | Added |
| UBS Oconnor LLC | 446,938 | $4.42M | 0.04% | +11,986+2.8% | Added |
| Apollo Management Holdings, L.P. | 476,200 | $4.71M | 0.02% | 00.0% | Unchanged |
| Moore Capital Management, LP | 500,000 | $4.94M | 0.13% | 00.0% | Unchanged |
| Hudson Bay Capital Management LP | 501,000 | $4.95M | 0.05% | +300,000+149.3% | Added |
| Beryl Capital Management LLC | 508,576 | $5.03M | 0.26% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 511,022 | $5.05M | 0.01% | +161,319+46.1% | Added |
| Arena Capital Advisors, LLC- CA | 585,748 | $5.79M | 0.53% | 00.0% | Unchanged |
| Radcliffe Capital Management, L.P. | 594,780 | $5.88M | 0.21% | 00.0% | Unchanged |
| LMR Partners LLP | 595,400 | $5.88M | 0.08% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 596,307 | $5.89M | 0.24% | +332,302+125.9% | Added |
| Saba Capital Management, L.P. | 622,315 | $6.15M | 0.12% | 00.0% | Unchanged |
| Governors Lane LP | 700,000 | $6.92M | 0.50% | 00.0% | Unchanged |
| Fortress Investment Group LLC | 750,054 | $7.41M | 0.28% | 00.0% | Unchanged |
| Glazer Capital, LLC | 785,728 | $7.76M | 0.19% | −331,312−29.7% | Reduced |
| Canyon Capital Advisors LLC | 800,000 | $7.90M | 0.27% | 00.0% | Unchanged |
| Periscope Capital Inc. | 830,700 | $8.21M | 0.22% | +181,700+28.0% | Added |
| Marshall Wace, LLP | 919,178 | $9.08M | 0.02% | +516,849+128.5% | Added |
| Citadel Advisors LLC | 1,010,880 | $9.99M | 0.01% | +298,651+41.9% | Added |
| Alyeska Investment Group, L.P. | 1,119,975 | $11.1M | 0.13% | 00.0% | Unchanged |
| HSBC Holdings PLC | 1,140,191 | $11.2M | 0.01% | +1,140,191 | New |
| Levin Capital Strategies, L.P. | 1,135,013 | $11.2M | 1.05% | +1,015,803+852.1% | Added |
| Nomura Holdings Inc | 1,250,000 | $12.3M | 0.07% | 00.0% | Unchanged |
| Millennium Management LLC | 1,281,704 | $12.7M | 0.01% | +125,847+10.9% | Added |
| Fir Tree Capital Management LP | 1,345,205 | $13.3M | 0.36% | +39,023+3.0% | Added |
| Aristeia Capital LLC | 2,743,230 | $27.1M | 0.49% | 00.0% | Unchanged |
| Adage Capital Partners GP, L.L.C. | 3,150,000 | $31.1M | 0.06% | 00.0% | Unchanged |
| Maven Securities LTD | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −169,185−100.0% | Sold out |
| Security Benefit Life Insurance Co | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| MMCAP International Inc. SPC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Easterly Investment Partners LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −24,436−100.0% | Sold out |
| Athanor Capital, LP | 0 | $0 | 0.00% | −19,826−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −15,100−100.0% | Sold out |
| Omni Partners US LLC | – | – | – | – | Not filed |
| Marshall Wace North America L.P. | – | – | – | – | Not filed |