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CC Neuberger Principal Holdings III

PRPCDelisted Nov 21, 2023
Industry
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SEC CIK
0001821329

CC Neuberger Principal Holdings III was delisted on Nov 21, 2023; its insiders filed their last Form 4 on Nov 22, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $43.3M in total; no superinvestor held it.

Q1 2023 vs. Q4 2022

How the institutions holding CC Neuberger Principal Holdings III changed between Q4 2022 and Q1 2023.

All holders in Q1 2023All holders in Q4 2022

13F holders of PRPC: Q4 2022 compared with Q1 2023
MeasureQ4 2022Of which not filed for Q1 2023Q1 2023Change
Holders75121−53
Shares37.0M1.07M3.82M−32.1M (−89.4%)
Value$373.9M$10.9M$39.4M−$323.7M (−89.2%)

1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (8)

Institutions that held CC Neuberger Principal Holdings III at the end of Q1 2023 but not at the end of Q4 2022.

Institutions new to PRPC in Q1 2023
InstitutionSharesValue% of portfolio
UBS Oconnor LLC409,413$4.22M0.10%
Meteora Capital, LLC392,270$4.05M0.48%
JPMorgan Chase & Co50,000$516.0K0.00%
Deutsche Bank AG46,910$484.0K0.00%
Quarry LP31,680$326.9K0.18%
Walleye Capital LLC25,338$261.4K0.01%
Walleye Trading LLC17,033$175.7K0.01%
Cubist Systematic Strategies, LLC12,952$133.6K0.00%

Sold out (61)

Institutions that held CC Neuberger Principal Holdings III at the end of Q4 2022 and filed for Q1 2023 without it.

Institutions that sold out of PRPC in Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
Aristeia Capital LLC3,531,850$35.7M
Adage Capital Partners GP, L.L.C.3,150,000$31.8M
Weiss Asset Management LP1,610,783$16.3M
HSBC Holdings PLC1,503,379$15.2M
Nomura Holdings Inc1,376,848$13.9M
Westchester Capital Management, LLC1,341,391$13.5M
Mizuho Markets Americas LLC1,317,609$13.3M
Millennium Management LLC1,039,555$10.5M
Radcliffe Capital Management, L.P.953,229$9.63M
Saba Capital Management, L.P.871,235$8.80M
Vivaldi Asset Management, LLC785,207$7.93M
Governors Lane LP700,000$7.07M
Levin Capital Strategies, L.P.678,018$6.85M
Marshall Wace, LLP630,995$6.37M
D. E. Shaw & Co., Inc.620,000$6.26M
Rivernorth Capital Management, LLC610,414$6.17M
Taconic Capital Advisors LP604,400$6.10M
LMR Partners LLP595,400$6.01M
CNH Partners LLC538,994$5.44M
Sculptor Capital LP516,048$5.21M
Apollo Management Holdings, L.P.482,718$4.88M
Woodline Partners LP450,000$4.54M
Davidson Kempner Capital Management LP360,700$3.64M
TD Asset Management Inc358,800$3.62M
Bank of America Corp350,000$3.54M
Hudson Bay Capital Management LP348,999$3.52M
Jane Street Group, LLC343,318$3.47M
Picton Mahoney Asset Management300,000$3.03M
Arena Capital Advisors, LLC- CA255,013$2.58M
Mizuho Securities USA LLC256,189$2.56M
Balyasny Asset Management LLC250,000$2.52M
Tenor Capital Management Co., L.P.205,527$2.08M
Berkley W R Corp170,196$1.72M
Magnetar Financial LLC161,100$1.63M
Segantii Capital Management Ltd150,000$1.51M
Atlas Merchant Capital LLC125,000$1.26M
Cohanzick Management, LLC112,487$1.14M
Healthcare of Ontario Pension Plan Trust Fund110,000$1.11M
Angelo Gordon & Co., L.P.100,000$1.01M
DuPont Capital Management Corp100,000$1.01M
EHP Funds Inc.99,000$1.00M
Schonfeld Strategic Advisors LLC83,550$843.9K
Virtu Financial LLC76,344$771.0K
Toronto Dominion Bank75,000$757.0K
CVI Holdings, LLC74,698$754.5K
Athos Capital Ltd62,300$629.0K
Bulldog Investors, LLP61,700$623.2K
Price T Rowe Associates Inc60,625$612.0K
Schechter Investment Advisors, LLC59,079$596.7K
P Schoenfeld Asset Management LP53,647$541.8K
Royal Bank of Canada49,685$502.0K
Janus Henderson Group PLC47,786$482.9K
Wealthspring Capital LLC41,780$422.0K
Alliancebernstein L.P.41,262$416.7K
Omers Administration Corp25,000$252.5K
Sea Otter Advisors LLC22,591$228.2K
CSS LLC20,300$205.0K
Wolverine Asset Management LLC18,696$188.8K
UBS Group AG1,668$16.8K
Elequin Capital LP250$2.52K
FNY Investment Advisers, LLC100$1.00K

Not filed for Q1 2023 yet (1)

Institutions that held CC Neuberger Principal Holdings III at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PRPC in Q4 2022 that haven't filed for Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
Kepos Capital LP1,075,000$10.9M