PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in PLx Pharma Winddown Corp. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −6 vs. Q4 2021
- Shares held
- 8.76M
- −4.47M (−33.8%) vs. Q4 2021
- Total value
- $35.4M
- −$70.6M (−66.6%) vs. Q4 2021
- New holders
- 9
- 11 more added
- Sold out
- 15
- 21 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TSFG, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 67 | $0 | 0.00% | +67 | New |
| Captrust Financial Advisors | 550 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,100 | $4.00K | 0.00% | −6,480−85.5% | Reduced |
| Advisor Group Holdings, Inc. | 2,125 | $8.00K | 0.00% | +1,450+214.8% | Added |
| Rockefeller Capital Management L.P. | 3,000 | $12.0K | 0.00% | +500+20.0% | Added |
| Wells Fargo & Company | 3,004 | $12.0K | 0.00% | +601+25.0% | Added |
| Cranbrook Wealth Management, LLC | 7,500 | $30.0K | 0.01% | 00.0% | Unchanged |
| Cutler Group LP | 10,624 | $42.0K | 0.00% | −4,000−27.4% | Reduced |
| Bank of New York Mellon Corp | 10,615 | $43.0K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 10,786 | $44.0K | 0.00% | +10,786 | New |
| Cubist Systematic Strategies, LLC | 12,270 | $50.0K | 0.00% | −53,340−81.3% | Reduced |
| Smithfield Trust Co | 12,750 | $52.0K | 0.00% | +7,650+150.0% | Added |
| Exane Derivatives | 13,407 | $54.2K | 0.02% | +13,407 | New |
| Fayez Sarofim & Co | 13,729 | $55.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 15,299 | $62.0K | 0.00% | −23,392−60.5% | Reduced |
| Jump Financial, LLC | 18,600 | $75.0K | 0.00% | −15,591−45.6% | Reduced |
| Clearline Capital LP | 23,844 | $96.0K | 0.01% | +23,844 | New |
| Creative Planning | 25,000 | $101.0K | 0.00% | +25,000 | New |
| Eidelman Virant Capital | 27,000 | $109.0K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 28,702 | $116.0K | 0.00% | +5,595+24.2% | Added |
| Ground Swell Capital, LLC | 31,150 | $126.0K | 0.32% | −5,257−14.4% | Reduced |
| HighTower Advisors, LLC | 32,757 | $131.0K | 0.00% | +11,682+55.4% | Added |
| Shufro Rose & Co LLC | 33,500 | $135.0K | 0.01% | +33,500 | New |
| Citadel Advisors LLC | 41,162 | $167.0K | 0.00% | −28,904−41.3% | Reduced |
| Northern Trust Corp | 46,925 | $190.0K | 0.00% | −1,537−3.2% | Reduced |
| Commonwealth Equity Services, LLC | 50,684 | $204.0K | 0.00% | +13,462+36.2% | Added |
| Private Advisor Group, LLC | 51,100 | $206.0K | 0.00% | +19,875+63.7% | Added |
| UBS Group AG | 51,132 | $207.0K | 0.00% | −7,291−12.5% | Reduced |
| MBL Wealth, LLC | 52,000 | $210.0K | 0.05% | +52,000 | New |
| LPL Financial LLC | 60,400 | $244.0K | 0.00% | −150−0.2% | Reduced |
| O'Brien Greene & Co. Inc | 60,340 | $244.0K | 0.08% | 00.0% | Unchanged |
| University of Texas/Texas Am Investment Managment Co | 62,673 | $253.0K | 0.13% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 70,148 | $283.0K | 0.00% | +10,700+18.0% | Added |
| Group One Trading, L.P. | 70,691 | $286.0K | 0.01% | −2,436−3.3% | Reduced |
| State Street Corp | 79,132 | $320.0K | 0.00% | +4,192+5.6% | Added |
| Shay Capital LLC | 88,620 | $358.0K | 0.13% | +88,620 | New |
| Susquehanna International Group, LLP | 101,050 | $408.0K | 0.00% | −27,665−21.5% | Reduced |
| D. E. Shaw & Co., Inc. | 111,625 | $451.0K | 0.00% | +111,625 | New |
| Federation des caisses Desjardins du Quebec | 137,411 | $555.1K | 0.01% | −6,990−4.8% | Reduced |
| First Republic Investment Management, Inc. | 179,227 | $724.0K | 0.00% | −104,290−36.8% | Reduced |
| Geode Capital Management, LLC | 237,201 | $958.0K | 0.00% | +21,039+9.7% | Added |
| Two Sigma Investments, LP | 338,832 | $1.37M | 0.00% | −86,309−20.3% | Reduced |
| Two Sigma Advisers, LP | 393,500 | $1.59M | 0.00% | −73,700−15.8% | Reduced |
| BlackRock Inc. | 406,980 | $1.64M | 0.00% | −1,594−0.4% | Reduced |
| GW&K Investment Management, LLC | 428,171 | $1.73M | 0.02% | −4,700−1.1% | Reduced |
| Morgan Stanley | 854,743 | $3.45M | 0.00% | −3,749−0.4% | Reduced |
| Vanguard Group Inc | 1,100,852 | $4.45M | 0.00% | −42,493−3.7% | Reduced |
| Park West Asset Management LLC | 1,473,218 | $5.95M | 0.21% | 00.0% | Unchanged |
| MSD Partners, L.P. | 1,875,000 | $7.58M | 0.47% | −3,750,000−66.7% | Reduced |
| Friess Associates LLC | 0 | $0 | 0.00% | −278,071−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −143,459−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −66,558−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −46,737−100.0% | Sold out |
| Integrated Advisors Network LLC | 0 | $0 | 0.00% | −34,210−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −31,802−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −16,758−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −16,380−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,038−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −11,084−100.0% | Sold out |
| Green Square Capital Advisors LLC | 0 | $0 | 0.00% | −5,800−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −4,798−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −2,293−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −353−100.0% | Sold out |
| Paragon Capital Management Ltd | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Heritage Way Advisors, LLC | – | – | – | – | Not filed |