PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in PLx Pharma Winddown Corp. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −2 vs. Q1 2022
- Shares held
- 7.95M
- −810.0K (−9.2%) vs. Q1 2022
- Total value
- $19.3M
- −$16.1M (−45.4%) vs. Q1 2022
- New holders
- 3
- 9 more added
- Sold out
- 5
- 18 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MSD Partners, L.P. | 1,875,000 | $4.56M | 0.34% | 00.0% | Unchanged |
| Park West Asset Management LLC | 1,473,218 | $3.58M | 0.22% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,100,852 | $2.67M | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 671,010 | $1.63M | 0.00% | −183,733−21.5% | Reduced |
| GW&K Investment Management, LLC | 424,921 | $1.03M | 0.01% | −3,250−0.8% | Reduced |
| BlackRock Inc. | 415,258 | $1.01M | 0.00% | +8,278+2.0% | Added |
| Two Sigma Advisers, LP | 290,600 | $706.0K | 0.00% | −102,900−26.1% | Reduced |
| Geode Capital Management, LLC | 243,978 | $592.0K | 0.00% | +6,777+2.9% | Added |
| Two Sigma Investments, LP | 175,116 | $426.0K | 0.00% | −163,716−48.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 137,411 | $333.9K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 79,132 | $192.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 65,355 | $159.0K | 0.00% | −4,793−6.8% | Reduced |
| D. E. Shaw & Co., Inc. | 64,556 | $157.0K | 0.00% | −47,069−42.2% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 62,673 | $152.0K | 0.07% | 00.0% | Unchanged |
| Group One Trading, L.P. | 57,391 | $139.0K | 0.00% | −13,300−18.8% | Reduced |
| Shufro Rose & Co LLC | 56,800 | $138.0K | 0.01% | +23,300+69.6% | Added |
| LPL Financial LLC | 55,400 | $135.0K | 0.00% | −5,000−8.3% | Reduced |
| First Republic Investment Management, Inc. | 53,127 | $129.0K | 0.00% | −126,100−70.4% | Reduced |
| MBL Wealth, LLC | 52,000 | $126.0K | 0.03% | 00.0% | Unchanged |
| UBS Group AG | 51,132 | $124.0K | 0.00% | 00.0% | Unchanged |
| Ground Swell Capital, LLC | 48,931 | $119.0K | 0.22% | +17,781+57.1% | Added |
| Commonwealth Equity Services, LLC | 48,376 | $117.0K | 0.00% | −2,308−4.6% | Reduced |
| Northern Trust Corp | 41,285 | $100.0K | 0.00% | −5,640−12.0% | Reduced |
| Marshall Wace, LLP | 40,154 | $98.0K | 0.00% | +40,154 | New |
| Citadel Advisors LLC | 38,998 | $95.0K | 0.00% | −2,164−5.3% | Reduced |
| Susquehanna International Group, LLP | 37,250 | $91.0K | 0.00% | −63,800−63.1% | Reduced |
| HighTower Advisors, LLC | 29,757 | $73.0K | 0.00% | −3,000−9.2% | Reduced |
| Occudo Quantitative Strategies LP | 29,301 | $71.0K | 0.01% | +18,515+171.7% | Added |
| Bank of America Corp | 29,056 | $71.0K | 0.00% | +27,956+2,541.5% | Added |
| Eidelman Virant Capital | 27,000 | $63.0K | 0.05% | 00.0% | Unchanged |
| Creative Planning | 25,000 | $61.0K | 0.00% | 00.0% | Unchanged |
| Clearline Capital LP | 23,844 | $58.0K | 0.01% | 00.0% | Unchanged |
| O'Brien Greene & Co. Inc | 22,340 | $54.0K | 0.02% | −38,000−63.0% | Reduced |
| Private Advisor Group, LLC | 14,325 | $35.0K | 0.00% | −36,775−72.0% | Reduced |
| HRT Financial LP | 14,795 | $35.0K | 0.00% | +14,795 | New |
| Fayez Sarofim & Co | 13,729 | $33.0K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 12,750 | $31.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 11,424 | $27.0K | 0.00% | +800+7.5% | Added |
| Green Square Capital Advisors LLC | 10,000 | $24.0K | 0.00% | +10,000 | New |
| Cranbrook Wealth Management, LLC | 7,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| Exane Derivatives | 6,575 | $16.0K | 0.01% | −6,832−51.0% | Reduced |
| Advisor Group Holdings, Inc. | 4,900 | $12.0K | 0.00% | +2,775+130.6% | Added |
| Wells Fargo & Company | 4,117 | $10.0K | 0.00% | +1,113+37.1% | Added |
| Rockefeller Capital Management L.P. | 3,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 245 | $1.00K | 0.00% | −28,457−99.1% | Reduced |
| Captrust Financial Advisors | 550 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 67 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Shay Capital LLC | 0 | $0 | 0.00% | −88,620−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −18,600−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −15,299−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −12,270−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −10,615−100.0% | Sold out |