PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in PLx Pharma Winddown Corp. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −2 vs. Q1 2022
- Shares held
- 7.95M
- −810.0K (−9.2%) vs. Q1 2022
- Total value
- $19.3M
- −$16.1M (−45.4%) vs. Q1 2022
- New holders
- 3
- 9 more added
- Sold out
- 5
- 18 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 67 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 245 | $1.00K | 0.00% | −28,457−99.1% | Reduced |
| Captrust Financial Advisors | 550 | $1.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 3,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,117 | $10.0K | 0.00% | +1,113+37.1% | Added |
| Advisor Group Holdings, Inc. | 4,900 | $12.0K | 0.00% | +2,775+130.6% | Added |
| Exane Derivatives | 6,575 | $16.0K | 0.01% | −6,832−51.0% | Reduced |
| Cranbrook Wealth Management, LLC | 7,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| Green Square Capital Advisors LLC | 10,000 | $24.0K | 0.00% | +10,000 | New |
| Cutler Group LP | 11,424 | $27.0K | 0.00% | +800+7.5% | Added |
| Smithfield Trust Co | 12,750 | $31.0K | 0.00% | 00.0% | Unchanged |
| Fayez Sarofim & Co | 13,729 | $33.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 14,325 | $35.0K | 0.00% | −36,775−72.0% | Reduced |
| HRT Financial LP | 14,795 | $35.0K | 0.00% | +14,795 | New |
| O'Brien Greene & Co. Inc | 22,340 | $54.0K | 0.02% | −38,000−63.0% | Reduced |
| Clearline Capital LP | 23,844 | $58.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 25,000 | $61.0K | 0.00% | 00.0% | Unchanged |
| Eidelman Virant Capital | 27,000 | $63.0K | 0.05% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 29,301 | $71.0K | 0.01% | +18,515+171.7% | Added |
| Bank of America Corp | 29,056 | $71.0K | 0.00% | +27,956+2,541.5% | Added |
| HighTower Advisors, LLC | 29,757 | $73.0K | 0.00% | −3,000−9.2% | Reduced |
| Susquehanna International Group, LLP | 37,250 | $91.0K | 0.00% | −63,800−63.1% | Reduced |
| Citadel Advisors LLC | 38,998 | $95.0K | 0.00% | −2,164−5.3% | Reduced |
| Marshall Wace, LLP | 40,154 | $98.0K | 0.00% | +40,154 | New |
| Northern Trust Corp | 41,285 | $100.0K | 0.00% | −5,640−12.0% | Reduced |
| Commonwealth Equity Services, LLC | 48,376 | $117.0K | 0.00% | −2,308−4.6% | Reduced |
| Ground Swell Capital, LLC | 48,931 | $119.0K | 0.22% | +17,781+57.1% | Added |
| UBS Group AG | 51,132 | $124.0K | 0.00% | 00.0% | Unchanged |
| MBL Wealth, LLC | 52,000 | $126.0K | 0.03% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 53,127 | $129.0K | 0.00% | −126,100−70.4% | Reduced |
| LPL Financial LLC | 55,400 | $135.0K | 0.00% | −5,000−8.3% | Reduced |
| Shufro Rose & Co LLC | 56,800 | $138.0K | 0.01% | +23,300+69.6% | Added |
| Group One Trading, L.P. | 57,391 | $139.0K | 0.00% | −13,300−18.8% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 62,673 | $152.0K | 0.07% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 64,556 | $157.0K | 0.00% | −47,069−42.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 65,355 | $159.0K | 0.00% | −4,793−6.8% | Reduced |
| State Street Corp | 79,132 | $192.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 137,411 | $333.9K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 175,116 | $426.0K | 0.00% | −163,716−48.3% | Reduced |
| Geode Capital Management, LLC | 243,978 | $592.0K | 0.00% | +6,777+2.9% | Added |
| Two Sigma Advisers, LP | 290,600 | $706.0K | 0.00% | −102,900−26.1% | Reduced |
| BlackRock Inc. | 415,258 | $1.01M | 0.00% | +8,278+2.0% | Added |
| GW&K Investment Management, LLC | 424,921 | $1.03M | 0.01% | −3,250−0.8% | Reduced |
| Morgan Stanley | 671,010 | $1.63M | 0.00% | −183,733−21.5% | Reduced |
| Vanguard Group Inc | 1,100,852 | $2.67M | 0.00% | 00.0% | Unchanged |
| Park West Asset Management LLC | 1,473,218 | $3.58M | 0.22% | 00.0% | Unchanged |
| MSD Partners, L.P. | 1,875,000 | $4.56M | 0.34% | 00.0% | Unchanged |
| Shay Capital LLC | 0 | $0 | 0.00% | −88,620−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −18,600−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −15,299−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −12,270−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −10,615−100.0% | Sold out |