PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in PLx Pharma Winddown Corp. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- −7 vs. Q2 2022
- Shares held
- 6.33M
- −1.61M (−20.3%) vs. Q2 2022
- Total value
- $4.11M
- −$15.2M (−78.7%) vs. Q2 2022
- New holders
- 2
- 11 more added
- Sold out
- 9
- 13 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Park West Asset Management LLC | 1,473,218 | $958.0K | 0.08% | 00.0% | Unchanged |
| MSD Partners, L.P. | 1,303,800 | $847.0K | 0.10% | −571,200−30.5% | Reduced |
| Vanguard Group Inc | 1,115,806 | $726.0K | 0.00% | +14,954+1.4% | Added |
| BlackRock Inc. | 412,787 | $268.0K | 0.00% | −2,471−0.6% | Reduced |
| Geode Capital Management, LLC | 250,852 | $163.0K | 0.00% | +6,874+2.8% | Added |
| Morgan Stanley | 234,104 | $152.0K | 0.00% | −436,906−65.1% | Reduced |
| Two Sigma Advisers, LP | 202,900 | $132.0K | 0.00% | −87,700−30.2% | Reduced |
| Green Square Capital Advisors LLC | 193,000 | $125.0K | 0.02% | +183,000+1,830.0% | Added |
| Federation des caisses Desjardins du Quebec | 136,911 | $89.0K | 0.00% | −500−0.4% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 125,346 | $81.0K | 0.03% | +62,673+100.0% | Added |
| Shufro Rose & Co LLC | 82,100 | $53.0K | 0.01% | +25,300+44.5% | Added |
| State Street Corp | 79,132 | $51.0K | 0.00% | 00.0% | Unchanged |
| O'Brien Greene & Co. Inc | 67,020 | $44.0K | 0.01% | +44,680+200.0% | Added |
| Steward Partners Investment Advisory, LLC | 60,355 | $39.0K | 0.00% | −5,000−7.7% | Reduced |
| Two Sigma Investments, LP | 59,006 | $38.0K | 0.00% | −116,110−66.3% | Reduced |
| UBS Group AG | 55,971 | $36.0K | 0.00% | +4,839+9.5% | Added |
| Commonwealth Equity Services, LLC | 50,261 | $32.0K | 0.00% | +1,885+3.9% | Added |
| Susquehanna International Group, LLP | 45,664 | $30.0K | 0.00% | +8,414+22.6% | Added |
| Ground Swell Capital, LLC | 42,509 | $28.0K | 0.08% | −6,422−13.1% | Reduced |
| Northern Trust Corp | 41,285 | $27.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 35,591 | $23.0K | 0.00% | −21,800−38.0% | Reduced |
| LPL Financial LLC | 30,400 | $20.0K | 0.00% | −25,000−45.1% | Reduced |
| First Republic Investment Management, Inc. | 29,962 | $19.0K | 0.00% | −23,165−43.6% | Reduced |
| HighTower Advisors, LLC | 29,757 | $19.0K | 0.00% | 00.0% | Unchanged |
| MBL Wealth, LLC | 26,000 | $17.0K | 0.00% | −26,000−50.0% | Reduced |
| Eidelman Virant Capital | 27,000 | $17.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 25,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Clearline Capital LP | 23,844 | $15.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 13,725 | $9.00K | 0.00% | −600−4.2% | Reduced |
| Fayez Sarofim & Co | 13,729 | $9.00K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 12,750 | $8.00K | 0.00% | 00.0% | Unchanged |
| Avantax Planning Partners, Inc. | 10,000 | $7.00K | 0.00% | +10,000 | New |
| Wells Fargo & Company | 8,214 | $6.00K | 0.00% | +4,097+99.5% | Added |
| Cranbrook Wealth Management, LLC | 7,500 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,250 | $3.00K | 0.00% | +350+7.1% | Added |
| Rockefeller Capital Management L.P. | 3,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 743 | $1.00K | 0.00% | +743 | New |
| Royal Bank of Canada | 245 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 67 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 0 | $0 | 0.00% | −424,921−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −64,556−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −40,154−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −38,998−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −29,056−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −29,301−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −14,795−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −11,424−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −550−100.0% | Sold out |
| Exane Derivatives | – | – | – | – | Not filed |