PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in PLx Pharma Winddown Corp. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +17 vs. Q2 2021
- Shares held
- 9.51M
- +1.11M (+13.3%) vs. Q2 2021
- Total value
- $183.6M
- +$68.0M (+58.8%) vs. Q2 2021
- New holders
- 22
- 26 more added
- Sold out
- 5
- 6 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MSD Partners, L.P. | 1,875,000 | $36.2M | 1.33% | 00.0% | Unchanged |
| Park West Asset Management LLC | 1,473,218 | $28.4M | 0.81% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,144,822 | $22.1M | 0.00% | +197,521+20.9% | Added |
| GW&K Investment Management, LLC | 456,596 | $8.81M | 0.08% | +2,675+0.6% | Added |
| Two Sigma Advisers, LP | 387,900 | $7.49M | 0.02% | +121,300+45.5% | Added |
| Friess Associates LLC | 376,558 | $7.27M | 3.06% | +13,636+3.8% | Added |
| EAM Investors, LLC | 371,965 | $7.18M | 1.21% | +95,250+34.4% | Added |
| Two Sigma Investments, LP | 325,576 | $6.28M | 0.02% | +168,176+106.8% | Added |
| BlackRock Inc. | 286,278 | $5.53M | 0.00% | +173,297+153.4% | Added |
| Geode Capital Management, LLC | 216,162 | $4.17M | 0.00% | +15,321+7.6% | Added |
| First Republic Investment Management, Inc. | 213,655 | $4.12M | 0.01% | +193,655+968.3% | Added |
| Morgan Stanley | 211,833 | $4.09M | 0.00% | +129,229+156.4% | Added |
| EAM Global Investors LLC | 209,711 | $4.05M | 0.96% | 00.0% | Unchanged |
| Maven Securities LTD | 200,377 | $3.87M | 0.44% | −299,623−59.9% | Reduced |
| Jane Street Group, LLC | 185,216 | $3.58M | 0.01% | +171,586+1,258.9% | Added |
| Susquehanna International Group, LLP | 171,210 | $3.30M | 0.00% | +113,618+197.3% | Added |
| Federation des caisses Desjardins du Quebec | 134,858 | $2.60M | 0.03% | +36,890+37.7% | Added |
| Raymond James & Associates | 96,619 | $1.86M | 0.00% | +6,089+6.7% | Added |
| Parametric Portfolio Associates LLC | 79,541 | $1.53M | 0.00% | +79,541 | New |
| State Street Corp | 74,540 | $1.44M | 0.00% | +3,400+4.8% | Added |
| Bank of New York Mellon Corp | 68,664 | $1.32M | 0.00% | +58,326+564.2% | Added |
| Citadel Advisors LLC | 65,273 | $1.26M | 0.00% | +22,973+54.3% | Added |
| Group One Trading, L.P. | 64,174 | $1.24M | 0.03% | +64,174 | New |
| University of Texas/Texas Am Investment Managment Co | 62,673 | $1.21M | 0.69% | 00.0% | Unchanged |
| O'Brien Greene & Co. Inc | 62,340 | $1.20M | 0.44% | +62,340 | New |
| Marshall Wace, LLP | 56,528 | $1.09M | 0.01% | −357,658−86.4% | Reduced |
| Prelude Capital Management, LLC | 56,052 | $1.08M | 0.06% | +56,052 | New |
| SEI Investments Co | 47,198 | $911.0K | 0.00% | +47,198 | New |
| Northern Trust Corp | 42,869 | $827.0K | 0.00% | −1,644−3.7% | Reduced |
| MBL Wealth, LLC | 42,000 | $811.0K | 0.28% | +42,000 | New |
| Steward Partners Investment Advisory, LLC | 41,148 | $794.0K | 0.01% | +30,555+288.4% | Added |
| UBS Group AG | 39,998 | $772.0K | 0.00% | +22,986+135.1% | Added |
| Cubist Systematic Strategies, LLC | 38,912 | $751.0K | 0.01% | +38,912 | New |
| Jump Financial, LLC | 34,400 | $664.0K | 0.05% | +34,400 | New |
| Integrated Advisors Network LLC | 34,210 | $660.0K | 0.04% | +34,210 | New |
| Ground Swell Capital, LLC | 30,186 | $583.0K | 2.51% | +30,186 | New |
| Commonwealth Equity Services, LLC | 29,801 | $575.0K | 0.00% | +12,778+75.1% | Added |
| Private Advisor Group, LLC | 29,475 | $569.0K | 0.00% | +4,400+17.5% | Added |
| Heritage Way Advisors, LLC | 25,000 | $483.0K | 0.20% | −9,000−26.5% | Reduced |
| HighTower Advisors, LLC | 23,409 | $452.0K | 0.00% | +23,409 | New |
| Eidelman Virant Capital | 17,500 | $342.0K | 0.13% | 00.0% | Unchanged |
| Picton Mahoney Asset Management | 17,200 | $332.0K | 0.01% | +17,200 | New |
| Royal Bank of Canada | 14,057 | $271.0K | 0.00% | +5,752+69.3% | Added |
| Fayez Sarofim & Co | 13,729 | $265.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 12,632 | $243.0K | 0.02% | +12,632 | New |
| Squarepoint Ops LLC | 10,307 | $199.0K | 0.00% | +10,307 | New |
| Cranbrook Wealth Management, LLC | 7,500 | $145.0K | 0.03% | 00.0% | Unchanged |
| Barclays PLC | 7,390 | $143.0K | 0.00% | +6,665+919.3% | Added |
| Smithfield Trust Co | 5,100 | $98.0K | 0.01% | +5,100 | New |
| Dorsey Wright & Associates | 4,710 | $91.0K | 0.02% | +368+8.5% | Added |
| FNY Investment Advisers, LLC | 2,987 | $57.0K | 0.03% | +2,987 | New |
| Wells Fargo & Company | 2,300 | $45.0K | 0.00% | +753+48.7% | Added |
| Simplex Trading, LLC | 3,174 | $43.0K | 0.00% | −200−5.9% | Reduced |
| Citigroup Inc | 2,028 | $39.0K | 0.00% | +2,028 | New |
| Advisor Group Holdings, Inc. | 1,500 | $29.0K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 1,500 | $29.0K | 0.01% | +1,500 | New |
| Bank of America Corp | 1,094 | $21.0K | 0.00% | +1,084+10,840.0% | Added |
| Signaturefd, LLC | 600 | $12.0K | 0.00% | +600 | New |
| Captrust Financial Advisors | 550 | $11.0K | 0.00% | +550 | New |
| First Manhattan Co | 500 | $9.00K | 0.00% | +500 | New |
| Wealth Quarterback LLC | 225 | $5.00K | 0.00% | −190−45.8% | Reduced |
| Ibex Wealth Advisors | 275 | $5.00K | 0.00% | +275 | New |
| TSFG, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −208,983−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −78,116−100.0% | Sold out |
| Perceptive Advisors LLC | 0 | $0 | 0.00% | −57,459−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −33,956−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −13,109−100.0% | Sold out |