PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in PLx Pharma Winddown Corp. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +17 vs. Q2 2021
- Shares held
- 9.51M
- +1.11M (+13.3%) vs. Q2 2021
- Total value
- $183.6M
- +$68.0M (+58.8%) vs. Q2 2021
- New holders
- 22
- 26 more added
- Sold out
- 5
- 6 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TSFG, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 225 | $5.00K | 0.00% | −190−45.8% | Reduced |
| Ibex Wealth Advisors | 275 | $5.00K | 0.00% | +275 | New |
| First Manhattan Co | 500 | $9.00K | 0.00% | +500 | New |
| Captrust Financial Advisors | 550 | $11.0K | 0.00% | +550 | New |
| Signaturefd, LLC | 600 | $12.0K | 0.00% | +600 | New |
| Bank of America Corp | 1,094 | $21.0K | 0.00% | +1,084+10,840.0% | Added |
| Advisor Group Holdings, Inc. | 1,500 | $29.0K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 1,500 | $29.0K | 0.01% | +1,500 | New |
| Citigroup Inc | 2,028 | $39.0K | 0.00% | +2,028 | New |
| Simplex Trading, LLC | 3,174 | $43.0K | 0.00% | −200−5.9% | Reduced |
| Wells Fargo & Company | 2,300 | $45.0K | 0.00% | +753+48.7% | Added |
| FNY Investment Advisers, LLC | 2,987 | $57.0K | 0.03% | +2,987 | New |
| Dorsey Wright & Associates | 4,710 | $91.0K | 0.02% | +368+8.5% | Added |
| Smithfield Trust Co | 5,100 | $98.0K | 0.01% | +5,100 | New |
| Barclays PLC | 7,390 | $143.0K | 0.00% | +6,665+919.3% | Added |
| Cranbrook Wealth Management, LLC | 7,500 | $145.0K | 0.03% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 10,307 | $199.0K | 0.00% | +10,307 | New |
| Cutler Group LP | 12,632 | $243.0K | 0.02% | +12,632 | New |
| Fayez Sarofim & Co | 13,729 | $265.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 14,057 | $271.0K | 0.00% | +5,752+69.3% | Added |
| Picton Mahoney Asset Management | 17,200 | $332.0K | 0.01% | +17,200 | New |
| Eidelman Virant Capital | 17,500 | $342.0K | 0.13% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 23,409 | $452.0K | 0.00% | +23,409 | New |
| Heritage Way Advisors, LLC | 25,000 | $483.0K | 0.20% | −9,000−26.5% | Reduced |
| Private Advisor Group, LLC | 29,475 | $569.0K | 0.00% | +4,400+17.5% | Added |
| Commonwealth Equity Services, LLC | 29,801 | $575.0K | 0.00% | +12,778+75.1% | Added |
| Ground Swell Capital, LLC | 30,186 | $583.0K | 2.51% | +30,186 | New |
| Integrated Advisors Network LLC | 34,210 | $660.0K | 0.04% | +34,210 | New |
| Jump Financial, LLC | 34,400 | $664.0K | 0.05% | +34,400 | New |
| Cubist Systematic Strategies, LLC | 38,912 | $751.0K | 0.01% | +38,912 | New |
| UBS Group AG | 39,998 | $772.0K | 0.00% | +22,986+135.1% | Added |
| Steward Partners Investment Advisory, LLC | 41,148 | $794.0K | 0.01% | +30,555+288.4% | Added |
| MBL Wealth, LLC | 42,000 | $811.0K | 0.28% | +42,000 | New |
| Northern Trust Corp | 42,869 | $827.0K | 0.00% | −1,644−3.7% | Reduced |
| SEI Investments Co | 47,198 | $911.0K | 0.00% | +47,198 | New |
| Prelude Capital Management, LLC | 56,052 | $1.08M | 0.06% | +56,052 | New |
| Marshall Wace, LLP | 56,528 | $1.09M | 0.01% | −357,658−86.4% | Reduced |
| O'Brien Greene & Co. Inc | 62,340 | $1.20M | 0.44% | +62,340 | New |
| University of Texas/Texas Am Investment Managment Co | 62,673 | $1.21M | 0.69% | 00.0% | Unchanged |
| Group One Trading, L.P. | 64,174 | $1.24M | 0.03% | +64,174 | New |
| Citadel Advisors LLC | 65,273 | $1.26M | 0.00% | +22,973+54.3% | Added |
| Bank of New York Mellon Corp | 68,664 | $1.32M | 0.00% | +58,326+564.2% | Added |
| State Street Corp | 74,540 | $1.44M | 0.00% | +3,400+4.8% | Added |
| Parametric Portfolio Associates LLC | 79,541 | $1.53M | 0.00% | +79,541 | New |
| Raymond James & Associates | 96,619 | $1.86M | 0.00% | +6,089+6.7% | Added |
| Federation des caisses Desjardins du Quebec | 134,858 | $2.60M | 0.03% | +36,890+37.7% | Added |
| Susquehanna International Group, LLP | 171,210 | $3.30M | 0.00% | +113,618+197.3% | Added |
| Jane Street Group, LLC | 185,216 | $3.58M | 0.01% | +171,586+1,258.9% | Added |
| Maven Securities LTD | 200,377 | $3.87M | 0.44% | −299,623−59.9% | Reduced |
| EAM Global Investors LLC | 209,711 | $4.05M | 0.96% | 00.0% | Unchanged |
| Morgan Stanley | 211,833 | $4.09M | 0.00% | +129,229+156.4% | Added |
| First Republic Investment Management, Inc. | 213,655 | $4.12M | 0.01% | +193,655+968.3% | Added |
| Geode Capital Management, LLC | 216,162 | $4.17M | 0.00% | +15,321+7.6% | Added |
| BlackRock Inc. | 286,278 | $5.53M | 0.00% | +173,297+153.4% | Added |
| Two Sigma Investments, LP | 325,576 | $6.28M | 0.02% | +168,176+106.8% | Added |
| EAM Investors, LLC | 371,965 | $7.18M | 1.21% | +95,250+34.4% | Added |
| Friess Associates LLC | 376,558 | $7.27M | 3.06% | +13,636+3.8% | Added |
| Two Sigma Advisers, LP | 387,900 | $7.49M | 0.02% | +121,300+45.5% | Added |
| GW&K Investment Management, LLC | 456,596 | $8.81M | 0.08% | +2,675+0.6% | Added |
| Vanguard Group Inc | 1,144,822 | $22.1M | 0.00% | +197,521+20.9% | Added |
| Park West Asset Management LLC | 1,473,218 | $28.4M | 0.81% | 00.0% | Unchanged |
| MSD Partners, L.P. | 1,875,000 | $36.2M | 1.33% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −208,983−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −78,116−100.0% | Sold out |
| Perceptive Advisors LLC | 0 | $0 | 0.00% | −57,459−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −33,956−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −13,109−100.0% | Sold out |