PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in PLx Pharma Winddown Corp. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- −7 vs. Q2 2022
- Shares held
- 6.33M
- −1.61M (−20.3%) vs. Q2 2022
- Total value
- $4.11M
- −$15.2M (−78.7%) vs. Q2 2022
- New holders
- 2
- 11 more added
- Sold out
- 9
- 13 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 245 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 67 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 3,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 743 | $1.00K | 0.00% | +743 | New |
| Advisor Group Holdings, Inc. | 5,250 | $3.00K | 0.00% | +350+7.1% | Added |
| Cranbrook Wealth Management, LLC | 7,500 | $5.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,214 | $6.00K | 0.00% | +4,097+99.5% | Added |
| Avantax Planning Partners, Inc. | 10,000 | $7.00K | 0.00% | +10,000 | New |
| Smithfield Trust Co | 12,750 | $8.00K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 13,725 | $9.00K | 0.00% | −600−4.2% | Reduced |
| Fayez Sarofim & Co | 13,729 | $9.00K | 0.00% | 00.0% | Unchanged |
| Clearline Capital LP | 23,844 | $15.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 25,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| MBL Wealth, LLC | 26,000 | $17.0K | 0.00% | −26,000−50.0% | Reduced |
| Eidelman Virant Capital | 27,000 | $17.0K | 0.01% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 29,962 | $19.0K | 0.00% | −23,165−43.6% | Reduced |
| HighTower Advisors, LLC | 29,757 | $19.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 30,400 | $20.0K | 0.00% | −25,000−45.1% | Reduced |
| Group One Trading, L.P. | 35,591 | $23.0K | 0.00% | −21,800−38.0% | Reduced |
| Northern Trust Corp | 41,285 | $27.0K | 0.00% | 00.0% | Unchanged |
| Ground Swell Capital, LLC | 42,509 | $28.0K | 0.08% | −6,422−13.1% | Reduced |
| Susquehanna International Group, LLP | 45,664 | $30.0K | 0.00% | +8,414+22.6% | Added |
| Commonwealth Equity Services, LLC | 50,261 | $32.0K | 0.00% | +1,885+3.9% | Added |
| UBS Group AG | 55,971 | $36.0K | 0.00% | +4,839+9.5% | Added |
| Two Sigma Investments, LP | 59,006 | $38.0K | 0.00% | −116,110−66.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 60,355 | $39.0K | 0.00% | −5,000−7.7% | Reduced |
| O'Brien Greene & Co. Inc | 67,020 | $44.0K | 0.01% | +44,680+200.0% | Added |
| State Street Corp | 79,132 | $51.0K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 82,100 | $53.0K | 0.01% | +25,300+44.5% | Added |
| University of Texas/Texas Am Investment Managment Co | 125,346 | $81.0K | 0.03% | +62,673+100.0% | Added |
| Federation des caisses Desjardins du Quebec | 136,911 | $89.0K | 0.00% | −500−0.4% | Reduced |
| Green Square Capital Advisors LLC | 193,000 | $125.0K | 0.02% | +183,000+1,830.0% | Added |
| Two Sigma Advisers, LP | 202,900 | $132.0K | 0.00% | −87,700−30.2% | Reduced |
| Morgan Stanley | 234,104 | $152.0K | 0.00% | −436,906−65.1% | Reduced |
| Geode Capital Management, LLC | 250,852 | $163.0K | 0.00% | +6,874+2.8% | Added |
| BlackRock Inc. | 412,787 | $268.0K | 0.00% | −2,471−0.6% | Reduced |
| Vanguard Group Inc | 1,115,806 | $726.0K | 0.00% | +14,954+1.4% | Added |
| MSD Partners, L.P. | 1,303,800 | $847.0K | 0.10% | −571,200−30.5% | Reduced |
| Park West Asset Management LLC | 1,473,218 | $958.0K | 0.08% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 0 | $0 | 0.00% | −424,921−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −64,556−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −40,154−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −38,998−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −29,056−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −29,301−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −14,795−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −11,424−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −550−100.0% | Sold out |
| Exane Derivatives | – | – | – | – | Not filed |