PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
Q1 2022 vs. Q4 2021
How the institutions holding PLx Pharma Winddown Corp. changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 57 | 1 | 50 | −6 |
| Shares | 13.3M | 25.0K | 8.76M | −4.47M (−33.8%) |
| Value | $106.1M | $200.0K | $35.4M | −$70.6M (−66.6%) |
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (9)
Institutions that held PLx Pharma Winddown Corp. at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| D. E. Shaw & Co., Inc. | 111,625 | $451.0K | 0.00% |
| Shay Capital LLC | 88,620 | $358.0K | 0.13% |
| MBL Wealth, LLC | 52,000 | $210.0K | 0.05% |
| Shufro Rose & Co LLC | 33,500 | $135.0K | 0.01% |
| Creative Planning | 25,000 | $101.0K | 0.00% |
| Clearline Capital LP | 23,844 | $96.0K | 0.01% |
| Exane Derivatives | 13,407 | $54.2K | 0.02% |
| Occudo Quantitative Strategies LP | 10,786 | $44.0K | 0.00% |
| Signaturefd, LLC | 67 | $0 | 0.00% |
Sold out (15)
Institutions that held PLx Pharma Winddown Corp. at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Friess Associates LLC | 278,071 | $2.23M |
| Millennium Management LLC | 143,459 | $1.15M |
| Raymond James & Associates | 66,558 | $533.0K |
| Jane Street Group, LLC | 46,737 | $374.0K |
| Integrated Advisors Network LLC | 34,210 | $274.0K |
| Goldman Sachs Group Inc | 31,802 | $255.0K |
| ExodusPoint Capital Management, LP | 16,758 | $134.0K |
| Alpine Global Management, LLC | 16,380 | $131.0K |
| Virtu Financial LLC | 13,038 | $104.0K |
| Marshall Wace, LLP | 11,084 | $89.0K |
| Green Square Capital Advisors LLC | 5,800 | $46.0K |
| Citigroup Inc | 4,798 | $38.0K |
| Tower Research Capital LLC (TRC) | 2,293 | $19.0K |
| Northwestern Mutual Wealth Management Co | 353 | $3.00K |
| Paragon Capital Management Ltd | 100 | $1.00K |
Not filed for Q1 2022 yet (1)
Institutions that held PLx Pharma Winddown Corp. at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Heritage Way Advisors, LLC | 25,000 | $200.0K |