PIMCO Income Opportunity Fund
PKODelisted Dec 13, 2021- SEC CIK
- 0001412350
PIMCO Income Opportunity Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 54 institutions reported holding it in 13F filings for Q3 2021, worth $63.1M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in PIMCO Income Opportunity Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −8 vs. Q1 2021
- Shares held
- 2.52M
- +50.7K (+2.1%) vs. Q1 2021
- Total value
- $67.1M
- +$2.48M (+3.8%) vs. Q1 2021
- New holders
- 0
- 25 more added
- Sold out
- 8
- 11 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PKO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 54 | $63.1M |
| Q2 2021 | 50 | $67.1M |
| Q1 2021 | 58 | $64.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding PIMCO Income Opportunity Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 689,756 | $18.4M | 0.00% | +66,209+10.6% | Added |
| Cohen & Steers, Inc. | 264,579 | $7.05M | 0.01% | −13,000−4.7% | Reduced |
| Commonwealth Equity Services, LLC | 203,722 | $5.43M | 0.01% | +12,611+6.6% | Added |
| Wagner Wealth Management, LLC | 173,943 | $4.64M | 3.32% | −5,763−3.2% | Reduced |
| Bank of America Corp | 160,834 | $4.29M | 0.00% | +9,616+6.4% | Added |
| Invesco Ltd. | 141,092 | $3.76M | 0.00% | +8,994+6.8% | Added |
| Sigma Planning Corp | 124,075 | $3.31M | 0.10% | +1,498+1.2% | Added |
| Advisor Group Holdings, Inc. | 95,110 | $2.53M | 0.01% | +7,740+8.9% | Added |
| Horizon Kinetics Asset Management LLC | 68,979 | $1.84M | 0.04% | −5,772−7.7% | Reduced |
| UBS Group AG | 67,432 | $1.80M | 0.00% | +2,863+4.4% | Added |
| Royal Bank of Canada | 66,763 | $1.78M | 0.00% | +10.0% | Added |
| Anfield Capital Management, LLC | 47,878 | $1.28M | 0.49% | +1,164+2.5% | Added |
| Northwestern Mutual Wealth Management Co | 35,163 | $937.0K | 0.00% | −2,275−6.1% | Reduced |
| LPL Financial LLC | 26,450 | $705.0K | 0.00% | +663+2.6% | Added |
| Wells Fargo & Company | 25,092 | $669.0K | 0.00% | −1,892−7.0% | Reduced |
| Kestra Advisory Services, LLC | 23,095 | $615.0K | 0.01% | +22+0.1% | Added |
| Founders Financial Securities LLC | 22,200 | $592.0K | 0.12% | 00.0% | Unchanged |
| Spire Wealth Management | 20,977 | $559.0K | 0.02% | +462+2.3% | Added |
| MML Investors Services, LLC | 20,208 | $539.0K | 0.00% | +328+1.6% | Added |
| Mid Atlantic Financial Management Inc | 19,649 | $524.0K | 0.04% | −13,720−41.1% | Reduced |
| Envestnet Asset Management Inc | 16,261 | $433.0K | 0.00% | +1,834+12.7% | Added |
| Guggenheim Capital LLC | 15,215 | $405.0K | 0.00% | −2,752−15.3% | Reduced |
| IHT Wealth Management, LLC | 14,973 | $399.0K | 0.03% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 14,914 | $397.0K | 0.00% | −741−4.7% | Reduced |
| Cetera Investment Advisers | 13,883 | $370.0K | 0.01% | −434−3.0% | Reduced |
| Janney Montgomery Scott LLC | 13,715 | $366.0K | 0.00% | +644+4.9% | Added |
| Pensionmark Financial Group, LLC | 13,192 | $354.0K | 0.08% | 00.0% | Unchanged |
| Insight Advisors, LLC | 12,500 | $331.0K | 0.10% | 00.0% | Unchanged |
| Morris Retirement Advisors, LLC | 11,472 | $306.0K | 0.26% | +106+0.9% | Added |
| Eaton Vance Management | 11,214 | $299.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,226 | $299.0K | 0.00% | +37+0.3% | Added |
| Good Life Advisors, LLC | 10,754 | $287.0K | 0.05% | +177+1.7% | Added |
| Rockefeller Capital Management L.P. | 8,825 | $235.0K | 0.00% | −163−1.8% | Reduced |
| Stifel Financial Corp | 8,533 | $227.0K | 0.00% | 00.0% | Unchanged |
| Financial Sense Advisors, Inc. | 8,337 | $222.0K | 0.07% | +127+1.5% | Added |
| Citigroup Inc | 7,369 | $196.0K | 0.00% | +7,044+2,167.4% | Added |
| Geneos Wealth Management Inc. | 5,644 | $151.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,509 | $121.0K | 0.00% | +4,263+1,732.9% | Added |
| Belpointe Asset Management LLC | 4,278 | $114.0K | 0.01% | −2,825−39.8% | Reduced |
| American Portfolios Advisors | 3,454 | $92.0K | 0.00% | +3,300+2,142.9% | Added |
| Graves-Light Private Wealth Management, Inc. | 2,666 | $71.0K | 0.01% | 00.0% | Unchanged |
| CKW Financial Group | 1,528 | $41.0K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,500 | $40.0K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 1,466 | $39.0K | 0.03% | +33+2.3% | Added |
| Newbridge Financial Services Group, Inc. | 1,315 | $35.0K | 0.02% | +19+1.5% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 675 | $17.0K | 0.00% | +545+419.2% | Added |
| NEXT Financial Group, Inc | 500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 338 | $9.00K | 0.00% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 300 | $8.00K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −9,051−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −8,066−100.0% | Sold out |
| MBM Wealth Consultants, LLC | 0 | $0 | 0.00% | −6,849−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,563−100.0% | Sold out |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Aua Capital Management, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| RBA Wealth Management, LLC | 0 | $0 | 0.00% | −275−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |