PIMCO Income Opportunity Fund
PKODelisted Dec 13, 2021- SEC CIK
- 0001412350
PIMCO Income Opportunity Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 54 institutions reported holding it in 13F filings for Q3 2021, worth $63.1M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in PIMCO Income Opportunity Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PKO is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 54
- +4 vs. Q2 2021
- Shares held
- 2.57M
- +52.2K (+2.1%) vs. Q2 2021
- Total value
- $63.1M
- −$4.07M (−6.1%) vs. Q2 2021
- New holders
- 8
- 21 more added
- Sold out
- 4
- 16 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PKO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 54 | $63.1M |
| Q2 2021 | 50 | $67.1M |
| Q1 2021 | 58 | $64.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PIMCO Income Opportunity Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 716,612 | $17.6M | 0.00% | +26,856+3.9% | Added |
| Cohen & Steers, Inc. | 251,579 | $6.17M | 0.01% | −13,000−4.9% | Reduced |
| Commonwealth Equity Services, LLC | 211,881 | $5.19M | 0.01% | +8,159+4.0% | Added |
| Invesco Ltd. | 157,819 | $3.87M | 0.00% | +16,727+11.9% | Added |
| Wagner Wealth Management, LLC | 143,030 | $3.54M | 2.83% | −30,913−17.8% | Reduced |
| Sigma Planning Corp | 127,597 | $3.13M | 0.10% | +3,522+2.8% | Added |
| Bank of America Corp | 119,891 | $2.94M | 0.00% | −40,943−25.5% | Reduced |
| Advisor Group Holdings, Inc. | 107,144 | $2.63M | 0.01% | +12,034+12.7% | Added |
| UBS Group AG | 72,865 | $1.78M | 0.00% | +5,433+8.1% | Added |
| Royal Bank of Canada | 67,452 | $1.65M | 0.00% | +689+1.0% | Added |
| Horizon Kinetics Asset Management LLC | 65,861 | $1.61M | 0.04% | −3,118−4.5% | Reduced |
| Meristem Family Wealth, LLC | 56,851 | $1.39M | 0.13% | +56,851 | New |
| Anfield Capital Management, LLC | 49,042 | $1.20M | 0.37% | +1,164+2.4% | Added |
| Mid Atlantic Financial Management Inc | 31,049 | $761.0K | 0.05% | +11,400+58.0% | Added |
| Northwestern Mutual Wealth Management Co | 28,988 | $711.0K | 0.00% | −6,175−17.6% | Reduced |
| LPL Financial LLC | 25,490 | $625.0K | 0.00% | −960−3.6% | Reduced |
| Wells Fargo & Company | 24,815 | $608.0K | 0.00% | −277−1.1% | Reduced |
| Founders Financial Securities LLC | 22,200 | $544.0K | 0.11% | 00.0% | Unchanged |
| Spire Wealth Management | 21,181 | $519.0K | 0.01% | +204+1.0% | Added |
| MML Investors Services, LLC | 20,227 | $496.0K | 0.00% | +19+0.1% | Added |
| Kestra Advisory Services, LLC | 20,001 | $490.0K | 0.00% | −3,094−13.4% | Reduced |
| Janney Montgomery Scott LLC | 16,670 | $409.0K | 0.00% | +2,955+21.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,089 | $394.0K | 0.00% | +1,175+7.9% | Added |
| Rivernorth Capital Management, LLC | 16,117 | $392.0K | 0.02% | +16,117 | New |
| Envestnet Asset Management Inc | 15,880 | $389.0K | 0.00% | −381−2.3% | Reduced |
| Pensionmark Financial Group, LLC | 13,192 | $326.0K | 0.07% | 00.0% | Unchanged |
| Insight Advisors, LLC | 12,500 | $316.0K | 0.09% | 00.0% | Unchanged |
| Cetera Investment Advisers | 12,572 | $308.0K | 0.00% | −1,311−9.4% | Reduced |
| Good Life Advisors, LLC | 12,479 | $306.0K | 0.04% | +1,725+16.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,069 | $296.0K | 0.00% | +843+7.5% | Added |
| Morris Retirement Advisors, LLC | 11,581 | $284.0K | 0.24% | +109+1.0% | Added |
| Eaton Vance Management | 11,099 | $272.0K | 0.00% | −115−1.0% | Reduced |
| American Portfolios Advisors | 10,888 | $266.9K | 0.01% | +7,434+215.2% | Added |
| IHT Wealth Management, LLC | 10,602 | $260.0K | 0.02% | −4,371−29.2% | Reduced |
| Rockefeller Capital Management L.P. | 9,650 | $236.0K | 0.00% | +825+9.3% | Added |
| Dynamic Advisor Solutions LLC | 9,572 | $235.0K | 0.02% | +9,572 | New |
| Belpointe Asset Management LLC | 6,683 | $164.0K | 0.01% | +2,405+56.2% | Added |
| Geneos Wealth Management Inc. | 5,244 | $129.0K | 0.00% | −400−7.1% | Reduced |
| Jacobi Capital Management LLC | 4,936 | $121.0K | 0.02% | +4,936 | New |
| FNY Investment Advisers, LLC | 4,500 | $110.0K | 0.05% | +4,500 | New |
| The PNC Financial Services Group, Inc. | 3,746 | $92.0K | 0.00% | −763−16.9% | Reduced |
| CKW Financial Group | 2,730 | $67.0K | 0.01% | +1,202+78.7% | Added |
| Graves-Light Private Wealth Management, Inc. | 2,666 | $65.0K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,640 | $40.2K | 0.00% | +1,640 | New |
| North Star Investment Management Corp. | 1,500 | $37.0K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 1,499 | $37.0K | 0.03% | +33+2.3% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 777 | $19.0K | 0.00% | −6,592−89.5% | Reduced |
| NEXT Financial Group, Inc | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 338 | $8.00K | 0.00% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 300 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 100 | $2.00K | 0.00% | +100 | New |
| Arkadios Wealth Advisors | 80 | $1.00K | 0.00% | −595−88.1% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −15,215−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −8,533−100.0% | Sold out |
| Financial Sense Advisors, Inc. | 0 | $0 | 0.00% | −8,337−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,315−100.0% | Sold out |