PIMCO Income Opportunity Fund
PKODelisted Dec 13, 2021- SEC CIK
- 0001412350
PIMCO Income Opportunity Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 54 institutions reported holding it in 13F filings for Q3 2021, worth $63.1M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in PIMCO Income Opportunity Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −8 vs. Q1 2021
- Shares held
- 2.52M
- +50.7K (+2.1%) vs. Q1 2021
- Total value
- $67.1M
- +$2.48M (+3.8%) vs. Q1 2021
- New holders
- 0
- 25 more added
- Sold out
- 8
- 11 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PKO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 54 | $63.1M |
| Q2 2021 | 50 | $67.1M |
| Q1 2021 | 58 | $64.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding PIMCO Income Opportunity Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Reilly Financial Advisors, LLC | 300 | $8.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 338 | $9.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 675 | $17.0K | 0.00% | +545+419.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,315 | $35.0K | 0.02% | +19+1.5% | Added |
| Syverson Strege & Co | 1,466 | $39.0K | 0.03% | +33+2.3% | Added |
| North Star Investment Management Corp. | 1,500 | $40.0K | 0.00% | 00.0% | Unchanged |
| CKW Financial Group | 1,528 | $41.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 2,666 | $71.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,454 | $92.0K | 0.00% | +3,300+2,142.9% | Added |
| Belpointe Asset Management LLC | 4,278 | $114.0K | 0.01% | −2,825−39.8% | Reduced |
| The PNC Financial Services Group, Inc. | 4,509 | $121.0K | 0.00% | +4,263+1,732.9% | Added |
| Geneos Wealth Management Inc. | 5,644 | $151.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 7,369 | $196.0K | 0.00% | +7,044+2,167.4% | Added |
| Financial Sense Advisors, Inc. | 8,337 | $222.0K | 0.07% | +127+1.5% | Added |
| Stifel Financial Corp | 8,533 | $227.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 8,825 | $235.0K | 0.00% | −163−1.8% | Reduced |
| Good Life Advisors, LLC | 10,754 | $287.0K | 0.05% | +177+1.7% | Added |
| Eaton Vance Management | 11,214 | $299.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,226 | $299.0K | 0.00% | +37+0.3% | Added |
| Morris Retirement Advisors, LLC | 11,472 | $306.0K | 0.26% | +106+0.9% | Added |
| Insight Advisors, LLC | 12,500 | $331.0K | 0.10% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 13,192 | $354.0K | 0.08% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 13,715 | $366.0K | 0.00% | +644+4.9% | Added |
| Cetera Investment Advisers | 13,883 | $370.0K | 0.01% | −434−3.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 14,914 | $397.0K | 0.00% | −741−4.7% | Reduced |
| IHT Wealth Management, LLC | 14,973 | $399.0K | 0.03% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 15,215 | $405.0K | 0.00% | −2,752−15.3% | Reduced |
| Envestnet Asset Management Inc | 16,261 | $433.0K | 0.00% | +1,834+12.7% | Added |
| Mid Atlantic Financial Management Inc | 19,649 | $524.0K | 0.04% | −13,720−41.1% | Reduced |
| MML Investors Services, LLC | 20,208 | $539.0K | 0.00% | +328+1.6% | Added |
| Spire Wealth Management | 20,977 | $559.0K | 0.02% | +462+2.3% | Added |
| Founders Financial Securities LLC | 22,200 | $592.0K | 0.12% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 23,095 | $615.0K | 0.01% | +22+0.1% | Added |
| Wells Fargo & Company | 25,092 | $669.0K | 0.00% | −1,892−7.0% | Reduced |
| LPL Financial LLC | 26,450 | $705.0K | 0.00% | +663+2.6% | Added |
| Northwestern Mutual Wealth Management Co | 35,163 | $937.0K | 0.00% | −2,275−6.1% | Reduced |
| Anfield Capital Management, LLC | 47,878 | $1.28M | 0.49% | +1,164+2.5% | Added |
| Royal Bank of Canada | 66,763 | $1.78M | 0.00% | +10.0% | Added |
| UBS Group AG | 67,432 | $1.80M | 0.00% | +2,863+4.4% | Added |
| Horizon Kinetics Asset Management LLC | 68,979 | $1.84M | 0.04% | −5,772−7.7% | Reduced |
| Advisor Group Holdings, Inc. | 95,110 | $2.53M | 0.01% | +7,740+8.9% | Added |
| Sigma Planning Corp | 124,075 | $3.31M | 0.10% | +1,498+1.2% | Added |
| Invesco Ltd. | 141,092 | $3.76M | 0.00% | +8,994+6.8% | Added |
| Bank of America Corp | 160,834 | $4.29M | 0.00% | +9,616+6.4% | Added |
| Wagner Wealth Management, LLC | 173,943 | $4.64M | 3.32% | −5,763−3.2% | Reduced |
| Commonwealth Equity Services, LLC | 203,722 | $5.43M | 0.01% | +12,611+6.6% | Added |
| Cohen & Steers, Inc. | 264,579 | $7.05M | 0.01% | −13,000−4.7% | Reduced |
| Morgan Stanley | 689,756 | $18.4M | 0.00% | +66,209+10.6% | Added |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −9,051−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −8,066−100.0% | Sold out |
| MBM Wealth Consultants, LLC | 0 | $0 | 0.00% | −6,849−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,563−100.0% | Sold out |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Aua Capital Management, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| RBA Wealth Management, LLC | 0 | $0 | 0.00% | −275−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |