PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in PIMCO Dynamic Credit & Mortgage Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 186
- +1 vs. Q1 2021
- Shares held
- 25.4M
- −487.5K (−1.9%) vs. Q1 2021
- Total value
- $570.0M
- −$5.85M (−1.0%) vs. Q1 2021
- New holders
- 20
- 65 more added
- Sold out
- 19
- 58 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 177 | $574.8M |
| Q2 2021 | 186 | $570.0M |
| Q1 2021 | 187 | $576.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding PIMCO Dynamic Credit & Mortgage Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sugarloaf Wealth Management, LLC | 22,585 | $505.0K | 0.14% | +46+0.2% | Added |
| CIBC Private Wealth Group, LLC | 22,670 | $507.0K | 0.00% | −1,000−4.2% | Reduced |
| Harbour Investments, Inc. | 22,973 | $514.0K | 0.02% | +472+2.1% | Added |
| Equitable Holdings, Inc. | 23,375 | $523.0K | 0.01% | +7,975+51.8% | Added |
| AllSquare Wealth Management LLC | 23,404 | $524.0K | 0.31% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 23,813 | $533.0K | 0.02% | +2,413+11.3% | Added |
| Magnus Financial Group LLC | 24,000 | $537.0K | 0.12% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 25,040 | $560.0K | 0.03% | 00.0% | Unchanged |
| Signature Estate & Investment Advisors LLC | 25,199 | $564.0K | 0.03% | 00.0% | Unchanged |
| Dorsey & Whitney Trust CO LLC | 25,760 | $577.0K | 0.05% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 26,200 | $586.0K | 0.27% | −5,300−16.8% | Reduced |
| Usca Ria LLC | 28,065 | $628.0K | 0.04% | −5,200−15.6% | Reduced |
| Sage Capital Advisors,llc | 29,041 | $640.0K | 0.26% | +2,924+11.2% | Added |
| Kovack Advisors, Inc. | 29,019 | $649.0K | 0.07% | 00.0% | Unchanged |
| MML Investors Services, LLC | 31,888 | $714.0K | 0.01% | +11,989+60.2% | Added |
| Cetera Advisors LLC | 33,098 | $741.0K | 0.02% | +3,272+11.0% | Added |
| Scotia Capital Inc. | 33,912 | $759.0K | 0.01% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 34,676 | $776.0K | 0.07% | +26+0.1% | Added |
| Avestar Capital, LLC | 35,600 | $803.0K | 0.15% | −300−0.8% | Reduced |
| Kestra Private Wealth Services, LLC | 36,145 | $809.0K | 0.05% | −3,068−7.8% | Reduced |
| Cetera Investment Advisers | 36,925 | $826.0K | 0.01% | −2,707−6.8% | Reduced |
| IHT Wealth Management, LLC | 36,886 | $826.0K | 0.05% | −78−0.2% | Reduced |
| Retirement Group, LLC | 39,469 | $883.0K | 0.43% | +3,337+9.2% | Added |
| Cornerstone Advisory, LLC | 39,992 | $895.0K | 0.15% | −1,455−3.5% | Reduced |
| Cetera Advisor Networks LLC | 41,723 | $934.0K | 0.01% | −5,964−12.5% | Reduced |
| Horizon Kinetics Asset Management LLC | 42,965 | $962.0K | 0.02% | −641−1.5% | Reduced |
| Mid Atlantic Financial Management Inc | 43,271 | $968.0K | 0.07% | −4,225−8.9% | Reduced |
| Citigroup Inc | 48,933 | $1.09M | 0.00% | +7,291+17.5% | Added |
| Mutual Advisors, LLC | 49,281 | $1.10M | 0.07% | −1,108−2.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 50,427 | $1.13M | 0.00% | −6,892−12.0% | Reduced |
| ACT Advisors, LLC. | 51,605 | $1.16M | 0.88% | +825+1.6% | Added |
| Riverstone Advisors, LLC | 53,263 | $1.19M | 0.56% | −1,926−3.5% | Reduced |
| Kestra Advisory Services, LLC | 53,747 | $1.20M | 0.01% | +2,270+4.4% | Added |
| Stratos Wealth Partners, LTD. | 55,306 | $1.24M | 0.03% | −2,992−5.1% | Reduced |
| Clough Capital Partners L P | 55,700 | $1.25M | 0.07% | +55,700 | New |
| Mirador Capital Partners LP | 57,047 | $1.28M | 0.29% | +3,658+6.9% | Added |
| Secure Asset Management, LLC | 58,172 | $1.30M | 0.66% | +10,822+22.9% | Added |
| Baird Financial Group, Inc. | 58,922 | $1.32M | 0.00% | −1,066−1.8% | Reduced |
| Envestnet Asset Management Inc | 61,287 | $1.37M | 0.00% | +5,603+10.1% | Added |
| Steward Partners Investment Advisory, LLC | 62,573 | $1.40M | 0.02% | −2,542−3.9% | Reduced |
| B. Riley Wealth Management, Inc. | 66,674 | $1.49M | 0.17% | −1,469−2.2% | Reduced |
| E&G Advisors, LP | 0 | $1.53M | 0.41% | −69,064−100.0% | Reduced |
| Summit X, LLC | 68,304 | $1.53M | 0.39% | −180−0.3% | Reduced |
| Orion Portfolio Solutions, LLC | 70,551 | $1.58M | 0.06% | −180.0% | Reduced |
| Rockefeller Capital Management L.P. | 70,935 | $1.59M | 0.01% | +41,334+139.6% | Added |
| Stifel Financial Corp | 72,939 | $1.63M | 0.00% | −33,117−31.2% | Reduced |
| Guggenheim Capital LLC | 75,593 | $1.69M | 0.01% | +32,050+73.6% | Added |
| The PNC Financial Services Group, Inc. | 76,367 | $1.71M | 0.00% | +215+0.3% | Added |
| Mathes Company, Inc. | 79,650 | $1.78M | 0.64% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 80,737 | $1.81M | 0.28% | +80,737 | New |
| Venture Visionary Partners LLC | 81,953 | $1.83M | 0.15% | +54,412+197.6% | Added |
| Wedbush Securities Inc | 83,497 | $1.87M | 0.09% | +2,405+3.0% | Added |
| HighTower Advisors, LLC | 85,572 | $1.91M | 0.01% | +9,404+12.3% | Added |
| Aviance Capital Partners, LLC | 87,386 | $1.96M | 0.34% | +9,623+12.4% | Added |
| Golden State Wealth Management, LLC | 89,986 | $2.01M | 0.44% | +1,299+1.5% | Added |
| Thrivent Financial for Lutherans | 92,395 | $2.07M | 0.00% | −22,600−19.7% | Reduced |
| Truist Financial Corp | 93,290 | $2.09M | 0.00% | −69,384−42.7% | Reduced |
| Lehman & Derafelo Financial Resources LLC | 95,557 | $2.14M | 0.58% | −250−0.3% | Reduced |
| D.A. Davidson & Co. | 107,057 | $2.40M | 0.03% | −98,527−47.9% | Reduced |
| Janney Montgomery Scott LLC | 118,015 | $2.64M | 0.01% | +6,057+5.4% | Added |
| Seascape Capital Management | 133,238 | $2.98M | 1.55% | +22,119+19.9% | Added |
| Private Advisor Group, LLC | 147,665 | $3.31M | 0.03% | +24,726+20.1% | Added |
| Alliancebernstein L.P. | 161,947 | $3.62M | 0.00% | −1,600−1.0% | Reduced |
| First Trust Advisors LP | 163,458 | $3.66M | 0.00% | −11,530−6.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 183,287 | $4.10M | 0.02% | −23,066−11.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 192,336 | $4.30M | 1.80% | +6,544+3.5% | Added |
| Raymond James & Associates | 248,698 | $5.57M | 0.01% | +62,142+33.3% | Added |
| First Foundation Advisors | 250,679 | $5.61M | 0.22% | +37,829+17.8% | Added |
| Brinker Capital Investments, LLC | 275,026 | $6.16M | 0.08% | −11,335−4.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 291,298 | $6.52M | 0.01% | +12,912+4.6% | Added |
| Evergreen Capital Management LLC | 291,459 | $6.52M | 0.31% | +5,329+1.9% | Added |
| State of Tennessee, Treasury Department | 311,700 | $6.98M | 0.03% | +76,200+32.4% | Added |
| Wagner Wealth Management, LLC | 354,883 | $7.94M | 5.69% | −6,848−1.9% | Reduced |
| McGowan Group Asset Management, Inc. | 390,616 | $8.74M | 1.37% | −687,514−63.8% | Reduced |
| Wells Fargo & Company | 408,859 | $9.15M | 0.00% | −16,696−3.9% | Reduced |
| Commonwealth Equity Services, LLC | 434,129 | $9.71M | 0.02% | −1,693−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 478,010 | $10.7M | 0.02% | +40,041+9.1% | Added |
| Penserra Capital Management LLC | 563,467 | $12.6M | 0.23% | +168,956+42.8% | Added |
| Cohen & Steers, Inc. | 568,458 | $12.7M | 0.02% | +20,295+3.7% | Added |
| LPL Financial LLC | 725,772 | $16.2M | 0.02% | +48,156+7.1% | Added |
| Howland Capital Management LLC | 928,196 | $20.8M | 1.07% | +57,785+6.6% | Added |
| Invesco Ltd. | 1,061,484 | $23.8M | 0.01% | +92,487+9.5% | Added |
| Royal Bank of Canada | 1,180,599 | $26.4M | 0.01% | −96,898−7.6% | Reduced |
| UBS Group AG | 1,493,388 | $33.4M | 0.01% | −31,718−2.1% | Reduced |
| Bank of America Corp | 2,606,286 | $58.3M | 0.01% | −66,070−2.5% | Reduced |
| Morgan Stanley | 7,523,747 | $168.4M | 0.02% | +76,052+1.0% | Added |
| Coastal Bridge Advisors, LLC | 0 | $0 | 0.00% | −143,896−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −46,890−100.0% | Sold out |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −40,173−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −20,206−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −16,781−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −13,740−100.0% | Sold out |
| Mather Group, LLC. | 0 | $0 | 0.00% | −9,470−100.0% | Sold out |
| Smithfield Trust Co | 0 | $0 | 0.00% | −4,500−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,074−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,795−100.0% | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −1,599−100.0% | Sold out |
| Howe & Rusling Inc | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −28,866−100.0% | Sold out |
| Certified Advisory Corp | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |