OFS Capital Corp
OFS- Exchange
- Nasdaq
- SEC CIK
- 0001487918
No open-market purchases or sales by OFS Capital Corp insiders were filed in the last 90 days; 22 institutions reported holding it in 13F filings for Q2 2026, worth $2.17M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in OFS Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +2 vs. Q3 2023
- Shares held
- 1.64M
- +11.0K (+0.7%) vs. Q3 2023
- Total value
- $19.1M
- +$913.0K (+5.0%) vs. Q3 2023
- New holders
- 6
- 14 more added
- Sold out
- 4
- 12 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OFS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 22 | $2.17M |
| Q1 2026 | 32 | $2.87M |
| Q4 2025 | 34 | $5.39M |
| Q3 2025 | 31 | $9.59M |
| Q2 2025 | 39 | $12.2M |
| Q1 2025 | 30 | $13.7M |
| Q4 2024 | 33 | $11.8M |
| Q3 2024 | 33 | $10.4M |
| Q2 2024 | 36 | $12.6M |
| Q1 2024 | 36 | $15.3M |
| Q4 2023 | 38 | $19.1M |
| Q3 2023 | 36 | $18.2M |
| Q2 2023 | 37 | $15.5M |
| Q1 2023 | 36 | $16.5M |
| Q4 2022 | 34 | $17.7M |
| Q3 2022 | 38 | $15.2M |
| Q2 2022 | 48 | $25.5M |
| Q1 2022 | 34 | $20.4M |
| Q4 2021 | 36 | $16.4M |
| Q3 2021 | 31 | $16.7M |
| Q2 2021 | 32 | $16.2M |
| Q1 2021 | 33 | $13.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding OFS Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 270,832 | $3.17M | 0.06% | −35,213−11.5% | Reduced |
| Acadian Asset Management LLC | 207,664 | $2.43M | 0.01% | +5,073+2.5% | Added |
| Morgan Stanley | 173,845 | $2.03M | 0.00% | +5,406+3.2% | Added |
| International Assets Investment Management, LLC | 162,203 | $1.90M | 0.24% | +14,035+9.5% | Added |
| Two Sigma Investments, LP | 118,819 | $1.39M | 0.00% | +29,095+32.4% | Added |
| Confluence Investment Management LLC | 109,316 | $1.28M | 0.02% | +56+0.1% | Added |
| Two Sigma Advisers, LP | 96,850 | $1.13M | 0.00% | +16,750+20.9% | Added |
| Independent Financial Group, LLC | 80,000 | $936.0K | 0.05% | +500+0.6% | Added |
| O'Shaughnessy Asset Management, LLC | 58,196 | $680.9K | 0.01% | +10,795+22.8% | Added |
| Citadel Advisors LLC | 38,631 | $452.0K | 0.00% | −10,789−21.8% | Reduced |
| Sigma Planning Corp | 33,561 | $392.7K | 0.03% | −19,563−36.8% | Reduced |
| Access Investment Management LLC | 32,500 | $380.3K | 0.14% | +32,500 | New |
| Ritholtz Wealth Management | 29,298 | $342.8K | 0.01% | +5,898+25.2% | Added |
| Virtus ETF Advisers LLC | 25,347 | $296.6K | 0.19% | −8,197−24.4% | Reduced |
| Jane Street Group, LLC | 23,749 | $277.9K | 0.00% | +23,749 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 21,786 | $254.9K | 0.00% | +5,875+36.9% | Added |
| Arkadios Wealth Advisors | 20,333 | $237.9K | 0.02% | +3,038+17.6% | Added |
| Wiley Bros.-Aintree Capital, LLC | 15,100 | $176.7K | 0.04% | 00.0% | Unchanged |
| Millennium Management LLC | 13,963 | $163.4K | 0.00% | −2,856−17.0% | Reduced |
| SOA Wealth Advisors, LLC. | 13,427 | $157.1K | 0.03% | +394+3.0% | Added |
| Advisor Group Holdings, Inc. | 12,917 | $151.1K | 0.00% | −7,067−35.4% | Reduced |
| LSV Asset Management | 12,900 | $151.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 12,835 | $150.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 12,250 | $143.0K | 0.00% | +1,000+8.9% | Added |
| Cape Investment Advisory, Inc. | 10,914 | $127.7K | 0.06% | +10,914 | New |
| Fort Sheridan Advisors LLC | 10,270 | $120.2K | 0.02% | 00.0% | Unchanged |
| NBC Securities, Inc. | 7,228 | $84.0K | 0.01% | −26−0.4% | Reduced |
| TD Waterhouse Canada Inc. | 3,659 | $41.2K | 0.00% | +3,659 | New |
| Wells Fargo & Company | 3,452 | $40.4K | 0.00% | −913−20.9% | Reduced |
| US Bancorp | 1,550 | $18.1K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,500 | $18.0K | 0.00% | −1,000−40.0% | Reduced |
| UBS Group AG | 1,025 | $12.0K | 0.00% | −841−45.1% | Reduced |
| Spire Wealth Management | 435 | $5.15K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 120 | $1.41K | 0.00% | +3+2.6% | Added |
| Group One Trading, L.P. | 52 | $608 | 0.00% | −1,096−95.5% | Reduced |
| Impact Partnership Wealth, LLC | 50 | $585 | 0.00% | +50 | New |
| Qube Research & Technologies Ltd | 36 | $421 | 0.00% | +36 | New |
| JPMorgan Chase & Co | 24 | $281 | 0.00% | −6−20.0% | Reduced |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −43,911−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −13,334−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −12,130−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −861−100.0% | Sold out |