OFS Capital Corp
OFS- Exchange
- Nasdaq
- SEC CIK
- 0001487918
No open-market purchases or sales by OFS Capital Corp insiders were filed in the last 90 days; 22 institutions reported holding it in 13F filings for Q2 2026, worth $2.17M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in OFS Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +2 vs. Q3 2023
- Shares held
- 1.64M
- +11.0K (+0.7%) vs. Q3 2023
- Total value
- $19.1M
- +$913.0K (+5.0%) vs. Q3 2023
- New holders
- 6
- 14 more added
- Sold out
- 4
- 12 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OFS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 22 | $2.17M |
| Q1 2026 | 32 | $2.87M |
| Q4 2025 | 34 | $5.39M |
| Q3 2025 | 31 | $9.59M |
| Q2 2025 | 39 | $12.2M |
| Q1 2025 | 30 | $13.7M |
| Q4 2024 | 33 | $11.8M |
| Q3 2024 | 33 | $10.4M |
| Q2 2024 | 36 | $12.6M |
| Q1 2024 | 36 | $15.3M |
| Q4 2023 | 38 | $19.1M |
| Q3 2023 | 36 | $18.2M |
| Q2 2023 | 37 | $15.5M |
| Q1 2023 | 36 | $16.5M |
| Q4 2022 | 34 | $17.7M |
| Q3 2022 | 38 | $15.2M |
| Q2 2022 | 48 | $25.5M |
| Q1 2022 | 34 | $20.4M |
| Q4 2021 | 36 | $16.4M |
| Q3 2021 | 31 | $16.7M |
| Q2 2021 | 32 | $16.2M |
| Q1 2021 | 33 | $13.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding OFS Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 24 | $281 | 0.00% | −6−20.0% | Reduced |
| Qube Research & Technologies Ltd | 36 | $421 | 0.00% | +36 | New |
| Impact Partnership Wealth, LLC | 50 | $585 | 0.00% | +50 | New |
| Group One Trading, L.P. | 52 | $608 | 0.00% | −1,096−95.5% | Reduced |
| Signaturefd, LLC | 120 | $1.41K | 0.00% | +3+2.6% | Added |
| Spire Wealth Management | 435 | $5.15K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,025 | $12.0K | 0.00% | −841−45.1% | Reduced |
| Royal Bank of Canada | 1,500 | $18.0K | 0.00% | −1,000−40.0% | Reduced |
| US Bancorp | 1,550 | $18.1K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,452 | $40.4K | 0.00% | −913−20.9% | Reduced |
| TD Waterhouse Canada Inc. | 3,659 | $41.2K | 0.00% | +3,659 | New |
| NBC Securities, Inc. | 7,228 | $84.0K | 0.01% | −26−0.4% | Reduced |
| Fort Sheridan Advisors LLC | 10,270 | $120.2K | 0.02% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 10,914 | $127.7K | 0.06% | +10,914 | New |
| Cambridge Investment Research Advisors, Inc. | 12,250 | $143.0K | 0.00% | +1,000+8.9% | Added |
| Janney Montgomery Scott LLC | 12,835 | $150.0K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 12,900 | $151.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 12,917 | $151.1K | 0.00% | −7,067−35.4% | Reduced |
| SOA Wealth Advisors, LLC. | 13,427 | $157.1K | 0.03% | +394+3.0% | Added |
| Millennium Management LLC | 13,963 | $163.4K | 0.00% | −2,856−17.0% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 15,100 | $176.7K | 0.04% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 20,333 | $237.9K | 0.02% | +3,038+17.6% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 21,786 | $254.9K | 0.00% | +5,875+36.9% | Added |
| Jane Street Group, LLC | 23,749 | $277.9K | 0.00% | +23,749 | New |
| Virtus ETF Advisers LLC | 25,347 | $296.6K | 0.19% | −8,197−24.4% | Reduced |
| Ritholtz Wealth Management | 29,298 | $342.8K | 0.01% | +5,898+25.2% | Added |
| Access Investment Management LLC | 32,500 | $380.3K | 0.14% | +32,500 | New |
| Sigma Planning Corp | 33,561 | $392.7K | 0.03% | −19,563−36.8% | Reduced |
| Citadel Advisors LLC | 38,631 | $452.0K | 0.00% | −10,789−21.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 58,196 | $680.9K | 0.01% | +10,795+22.8% | Added |
| Independent Financial Group, LLC | 80,000 | $936.0K | 0.05% | +500+0.6% | Added |
| Two Sigma Advisers, LP | 96,850 | $1.13M | 0.00% | +16,750+20.9% | Added |
| Confluence Investment Management LLC | 109,316 | $1.28M | 0.02% | +56+0.1% | Added |
| Two Sigma Investments, LP | 118,819 | $1.39M | 0.00% | +29,095+32.4% | Added |
| International Assets Investment Management, LLC | 162,203 | $1.90M | 0.24% | +14,035+9.5% | Added |
| Morgan Stanley | 173,845 | $2.03M | 0.00% | +5,406+3.2% | Added |
| Acadian Asset Management LLC | 207,664 | $2.43M | 0.01% | +5,073+2.5% | Added |
| Advisors Asset Management, Inc. | 270,832 | $3.17M | 0.06% | −35,213−11.5% | Reduced |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −43,911−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −13,334−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −12,130−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −861−100.0% | Sold out |