OFS Capital Corp
OFS- Exchange
- Nasdaq
- SEC CIK
- 0001487918
No open-market purchases or sales by OFS Capital Corp insiders were filed in the last 90 days; 22 institutions reported holding it in 13F filings for Q2 2026, worth $2.17M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in OFS Capital Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −9 vs. Q2 2022
- Shares held
- 1.85M
- −400.9K (−17.8%) vs. Q2 2022
- Total value
- $15.2M
- −$7.15M (−32.0%) vs. Q2 2022
- New holders
- 2
- 7 more added
- Sold out
- 11
- 20 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OFS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 22 | $2.17M |
| Q1 2026 | 32 | $2.87M |
| Q4 2025 | 34 | $5.39M |
| Q3 2025 | 31 | $9.72M |
| Q2 2025 | 39 | $12.2M |
| Q1 2025 | 30 | $13.7M |
| Q4 2024 | 33 | $11.8M |
| Q3 2024 | 33 | $150.0M |
| Q2 2024 | 36 | $12.6M |
| Q1 2024 | 36 | $18.8M |
| Q4 2023 | 38 | $21.2M |
| Q3 2023 | 36 | $18.2M |
| Q2 2023 | 37 | $15.5M |
| Q1 2023 | 36 | $16.5M |
| Q4 2022 | 34 | $17.7M |
| Q3 2022 | 38 | $15.2M |
| Q2 2022 | 48 | $25.5M |
| Q1 2022 | 34 | $20.4M |
| Q4 2021 | 36 | $16.4M |
| Q3 2021 | 31 | $16.7M |
| Q2 2021 | 32 | $16.2M |
| Q1 2021 | 33 | $13.2M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding OFS Capital Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Confluence Investment Management LLC | 318,247 | $2.62M | 0.04% | −998−0.3% | Reduced |
| Morgan Stanley | 288,706 | $2.37M | 0.00% | −104,958−26.7% | Reduced |
| Acadian Asset Management LLC | 242,625 | $1.99M | 0.01% | +43,011+21.5% | Added |
| Advisors Asset Management, Inc. | 150,474 | $1.24M | 0.02% | +22,737+17.8% | Added |
| Two Sigma Investments, LP | 83,180 | $684.0K | 0.00% | −31,834−27.7% | Reduced |
| Independent Financial Group, LLC | 78,000 | $641.2K | 0.06% | −703−0.9% | Reduced |
| International Assets Investment Management, LLC | 73,194 | $602.0K | 0.13% | +8,050+12.4% | Added |
| Citadel Advisors LLC | 71,594 | $589.0K | 0.00% | +2,825+4.1% | Added |
| Two Sigma Advisers, LP | 68,300 | $561.0K | 0.00% | −46,500−40.5% | Reduced |
| Millennium Management LLC | 52,070 | $428.0K | 0.00% | −17,473−25.1% | Reduced |
| Sigma Planning Corp | 46,476 | $382.0K | 0.01% | −3,576−7.1% | Reduced |
| Heritage Trust Co | 45,305 | $372.0K | 0.07% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 42,184 | $347.0K | 0.01% | −16,674−28.3% | Reduced |
| Janney Montgomery Scott LLC | 41,684 | $343.0K | 0.00% | +6,989+20.1% | Added |
| Mariner Investment Group LLC | 40,677 | $334.0K | 0.38% | −939−2.3% | Reduced |
| Advisor Group Holdings, Inc. | 26,764 | $220.0K | 0.00% | −49,430−64.9% | Reduced |
| Virtus ETF Advisers LLC | 22,215 | $183.0K | 0.07% | −2,527−10.2% | Reduced |
| Susquehanna International Group, LLP | 18,761 | $154.0K | 0.00% | −318−1.7% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 18,600 | $153.0K | 0.09% | −950−4.9% | Reduced |
| Ritholtz Wealth Management | 16,386 | $135.0K | 0.01% | −4,424−21.3% | Reduced |
| Marshall Wace, LLP | 15,845 | $130.0K | 0.00% | −1,800−10.2% | Reduced |
| Eagle Global Advisors LLC | 15,060 | $124.0K | 0.01% | +4,170+38.3% | Added |
| LSV Asset Management | 12,900 | $106.0K | 0.00% | −700−5.1% | Reduced |
| Stifel Financial Corp | 12,130 | $100.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,700 | $96.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 11,490 | $94.0K | 0.03% | +323+2.9% | Added |
| Fort Sheridan Advisors LLC | 10,270 | $84.0K | 0.03% | 00.0% | Unchanged |
| Group One Trading, L.P. | 3,644 | $30.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,101 | $25.0K | 0.00% | −3,637−54.0% | Reduced |
| Simplex Trading, LLC | 2,829 | $23.0K | 0.00% | −1,151−28.9% | Reduced |
| UBS Group AG | 2,190 | $18.0K | 0.00% | −1,299−37.2% | Reduced |
| US Bancorp | 1,550 | $13.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,333 | $11.0K | 0.00% | +1,333 | New |
| Zullo Investment Group, Inc. | 1,100 | $9.00K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 421 | $3.00K | 0.00% | −2,068−83.1% | Reduced |
| BDO Wealth Advisors, LLC | 70 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 103 | $1.00K | 0.00% | +103 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −833−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −62,619−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −27,596−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −25,882−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −18,400−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −16,682−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −13,604−100.0% | Sold out |
| Stokes Family Office, LLC | 0 | $0 | 0.00% | −12,076−100.0% | Sold out |
| Silver Oak Securities, Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −10,631−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −145−100.0% | Sold out |
| Farmer Steven Patrick | – | – | – | – | Not filed |