OFS Capital Corp
OFS- Exchange
- Nasdaq
- SEC CIK
- 0001487918
No open-market purchases or sales by OFS Capital Corp insiders were filed in the last 90 days; 22 institutions reported holding it in 13F filings for Q2 2026, worth $2.17M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in OFS Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- −1 vs. Q2 2023
- Shares held
- 1.63M
- +56.4K (+3.6%) vs. Q2 2023
- Total value
- $18.2M
- +$2.71M (+17.5%) vs. Q2 2023
- New holders
- 4
- 13 more added
- Sold out
- 5
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OFS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 22 | $2.17M |
| Q1 2026 | 32 | $2.87M |
| Q4 2025 | 34 | $5.39M |
| Q3 2025 | 31 | $9.59M |
| Q2 2025 | 39 | $12.2M |
| Q1 2025 | 30 | $13.7M |
| Q4 2024 | 33 | $11.8M |
| Q3 2024 | 33 | $10.4M |
| Q2 2024 | 36 | $12.6M |
| Q1 2024 | 36 | $15.3M |
| Q4 2023 | 38 | $19.1M |
| Q3 2023 | 36 | $18.2M |
| Q2 2023 | 37 | $15.5M |
| Q1 2023 | 36 | $16.5M |
| Q4 2022 | 34 | $17.7M |
| Q3 2022 | 38 | $15.2M |
| Q2 2022 | 48 | $25.5M |
| Q1 2022 | 34 | $20.4M |
| Q4 2021 | 36 | $16.4M |
| Q3 2021 | 31 | $16.7M |
| Q2 2021 | 32 | $16.2M |
| Q1 2021 | 33 | $13.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding OFS Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 306,045 | $3.44M | 0.07% | +20,098+7.0% | Added |
| Acadian Asset Management LLC | 202,591 | $2.27M | 0.01% | +31,751+18.6% | Added |
| Morgan Stanley | 168,439 | $1.89M | 0.00% | −5,692−3.3% | Reduced |
| International Assets Investment Management, LLC | 148,168 | $1.63M | 0.22% | +46,624+45.9% | Added |
| Confluence Investment Management LLC | 109,260 | $1.23M | 0.02% | −59,973−35.4% | Reduced |
| Two Sigma Investments, LP | 89,724 | $1.01M | 0.00% | +23,297+35.1% | Added |
| Two Sigma Advisers, LP | 80,100 | $900.3K | 0.00% | +25,900+47.8% | Added |
| Independent Financial Group, LLC | 79,500 | $893.6K | 0.06% | +2,500+3.2% | Added |
| Sigma Planning Corp | 53,124 | $597.1K | 0.02% | −497−0.9% | Reduced |
| Citadel Advisors LLC | 49,420 | $555.5K | 0.00% | +28,381+134.9% | Added |
| O'Shaughnessy Asset Management, LLC | 47,401 | $532.8K | 0.01% | +13,298+39.0% | Added |
| Atria Wealth Solutions, Inc. | 43,911 | $493.6K | 0.01% | +43,911 | New |
| Virtus ETF Advisers LLC | 33,544 | $377.0K | 0.23% | +14,844+79.4% | Added |
| Ritholtz Wealth Management | 23,400 | $263.0K | 0.01% | +7,139+43.9% | Added |
| Advisor Group Holdings, Inc. | 19,984 | $224.6K | 0.00% | −683−3.3% | Reduced |
| Arkadios Wealth Advisors | 17,295 | $194.4K | 0.02% | −681−3.8% | Reduced |
| Millennium Management LLC | 16,819 | $189.0K | 0.00% | −36,433−68.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 15,911 | $178.8K | 0.00% | +15,911 | New |
| Wiley Bros.-Aintree Capital, LLC | 15,100 | $169.7K | 0.08% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 13,334 | $149.9K | 0.00% | +13,334 | New |
| SOA Wealth Advisors, LLC. | 13,033 | $146.5K | 0.04% | +413+3.3% | Added |
| LSV Asset Management | 12,900 | $145.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 12,835 | $144.0K | 0.00% | −35,867−73.6% | Reduced |
| Stifel Financial Corp | 12,130 | $136.3K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,250 | $126.0K | 0.00% | −1,010−8.2% | Reduced |
| Fort Sheridan Advisors LLC | 10,270 | $115.4K | 0.03% | 00.0% | Unchanged |
| NBC Securities, Inc. | 7,254 | $81.0K | 0.01% | +7,254 | New |
| Wells Fargo & Company | 4,365 | $49.1K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,500 | $28.0K | 0.00% | −40,355−94.2% | Reduced |
| UBS Group AG | 1,866 | $21.0K | 0.00% | −219−10.5% | Reduced |
| US Bancorp | 1,550 | $17.4K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,148 | $12.9K | 0.00% | −2,752−70.6% | Reduced |
| Tower Research Capital LLC (TRC) | 861 | $9.68K | 0.00% | +661+330.5% | Added |
| Spire Wealth Management | 435 | $4.89K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 117 | $1.31K | 0.00% | +4+3.5% | Added |
| JPMorgan Chase & Co | 30 | $337 | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 0 | $0 | 0.00% | −32,885−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,792−100.0% | Sold out |
| Silver Oak Securities, Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |