OFS Capital Corp
OFS- Exchange
- Nasdaq
- SEC CIK
- 0001487918
No open-market purchases or sales by OFS Capital Corp insiders were filed in the last 90 days; 22 institutions reported holding it in 13F filings for Q2 2026, worth $2.17M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in OFS Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- −1 vs. Q2 2023
- Shares held
- 1.63M
- +56.4K (+3.6%) vs. Q2 2023
- Total value
- $18.2M
- +$2.71M (+17.5%) vs. Q2 2023
- New holders
- 4
- 13 more added
- Sold out
- 5
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OFS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 22 | $2.17M |
| Q1 2026 | 32 | $2.87M |
| Q4 2025 | 34 | $5.39M |
| Q3 2025 | 31 | $9.59M |
| Q2 2025 | 39 | $12.2M |
| Q1 2025 | 30 | $13.7M |
| Q4 2024 | 33 | $11.8M |
| Q3 2024 | 33 | $10.4M |
| Q2 2024 | 36 | $12.6M |
| Q1 2024 | 36 | $15.3M |
| Q4 2023 | 38 | $19.1M |
| Q3 2023 | 36 | $18.2M |
| Q2 2023 | 37 | $15.5M |
| Q1 2023 | 36 | $16.5M |
| Q4 2022 | 34 | $17.7M |
| Q3 2022 | 38 | $15.2M |
| Q2 2022 | 48 | $25.5M |
| Q1 2022 | 34 | $20.4M |
| Q4 2021 | 36 | $16.4M |
| Q3 2021 | 31 | $16.7M |
| Q2 2021 | 32 | $16.2M |
| Q1 2021 | 33 | $13.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding OFS Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 30 | $337 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 117 | $1.31K | 0.00% | +4+3.5% | Added |
| Spire Wealth Management | 435 | $4.89K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 861 | $9.68K | 0.00% | +661+330.5% | Added |
| Group One Trading, L.P. | 1,148 | $12.9K | 0.00% | −2,752−70.6% | Reduced |
| US Bancorp | 1,550 | $17.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,866 | $21.0K | 0.00% | −219−10.5% | Reduced |
| Royal Bank of Canada | 2,500 | $28.0K | 0.00% | −40,355−94.2% | Reduced |
| Wells Fargo & Company | 4,365 | $49.1K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 7,254 | $81.0K | 0.01% | +7,254 | New |
| Fort Sheridan Advisors LLC | 10,270 | $115.4K | 0.03% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,250 | $126.0K | 0.00% | −1,010−8.2% | Reduced |
| Stifel Financial Corp | 12,130 | $136.3K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 12,835 | $144.0K | 0.00% | −35,867−73.6% | Reduced |
| LSV Asset Management | 12,900 | $145.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 13,033 | $146.5K | 0.04% | +413+3.3% | Added |
| Squarepoint Ops LLC | 13,334 | $149.9K | 0.00% | +13,334 | New |
| Wiley Bros.-Aintree Capital, LLC | 15,100 | $169.7K | 0.08% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 15,911 | $178.8K | 0.00% | +15,911 | New |
| Millennium Management LLC | 16,819 | $189.0K | 0.00% | −36,433−68.4% | Reduced |
| Arkadios Wealth Advisors | 17,295 | $194.4K | 0.02% | −681−3.8% | Reduced |
| Advisor Group Holdings, Inc. | 19,984 | $224.6K | 0.00% | −683−3.3% | Reduced |
| Ritholtz Wealth Management | 23,400 | $263.0K | 0.01% | +7,139+43.9% | Added |
| Virtus ETF Advisers LLC | 33,544 | $377.0K | 0.23% | +14,844+79.4% | Added |
| Atria Wealth Solutions, Inc. | 43,911 | $493.6K | 0.01% | +43,911 | New |
| O'Shaughnessy Asset Management, LLC | 47,401 | $532.8K | 0.01% | +13,298+39.0% | Added |
| Citadel Advisors LLC | 49,420 | $555.5K | 0.00% | +28,381+134.9% | Added |
| Sigma Planning Corp | 53,124 | $597.1K | 0.02% | −497−0.9% | Reduced |
| Independent Financial Group, LLC | 79,500 | $893.6K | 0.06% | +2,500+3.2% | Added |
| Two Sigma Advisers, LP | 80,100 | $900.3K | 0.00% | +25,900+47.8% | Added |
| Two Sigma Investments, LP | 89,724 | $1.01M | 0.00% | +23,297+35.1% | Added |
| Confluence Investment Management LLC | 109,260 | $1.23M | 0.02% | −59,973−35.4% | Reduced |
| International Assets Investment Management, LLC | 148,168 | $1.63M | 0.22% | +46,624+45.9% | Added |
| Morgan Stanley | 168,439 | $1.89M | 0.00% | −5,692−3.3% | Reduced |
| Acadian Asset Management LLC | 202,591 | $2.27M | 0.01% | +31,751+18.6% | Added |
| Advisors Asset Management, Inc. | 306,045 | $3.44M | 0.07% | +20,098+7.0% | Added |
| Virtu Financial LLC | 0 | $0 | 0.00% | −32,885−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,792−100.0% | Sold out |
| Silver Oak Securities, Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |