Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Novavax Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 227
- +14 vs. Q2 2023
- Shares held
- 61.8M
- +5.10M (+9.0%) vs. Q2 2023
- Total value
- $447.9M
- +$26.6M (+6.3%) vs. Q2 2023
- New holders
- 45
- 66 more added
- Sold out
- 31
- 54 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 267 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 11,551,476 | $83.6M | 0.00% | +978,873+9.3% | Added |
| State Street Corp | 10,174,617 | $73.7M | 0.00% | −1,504,811−12.9% | Reduced |
| BlackRock Inc. | 7,066,881 | $51.2M | 0.00% | +72,108+1.0% | Added |
| Shah Capital Management | 6,330,756 | $45.8M | 10.84% | +850,000+15.5% | Added |
| Millennium Management LLC | 2,556,496 | $18.5M | 0.02% | +2,494,230+4,005.8% | Added |
| Morgan Stanley | 2,275,131 | $16.5M | 0.00% | +194,694+9.4% | Added |
| Geode Capital Management, LLC | 1,860,977 | $13.5M | 0.00% | +117,971+6.8% | Added |
| Citigroup Inc | 1,564,953 | $11.3M | 0.02% | +1,101,180+237.4% | Added |
| Balyasny Asset Management LLC | 1,380,009 | $9.99M | 0.03% | +1,380,009 | New |
| Bank of America Corp | 1,118,539 | $8.10M | 0.00% | −1,066,247−48.8% | Reduced |
| Deep Track Capital, LP | 1,000,000 | $7.24M | 0.28% | +1,000,000 | New |
| Rafferty Asset Management, LLC | 992,470 | $7.19M | 0.04% | −119,603−10.8% | Reduced |
| TSP Capital Management Group, LLC | 966,350 | $7.00M | 2.70% | +598,600+162.8% | Added |
| Northern Trust Corp | 865,783 | $6.27M | 0.00% | −4,126−0.5% | Reduced |
| Charles Schwab Investment Management Inc | 703,350 | $5.09M | 0.00% | +51,274+7.9% | Added |
| Rock Springs Capital Management LP | 647,700 | $4.69M | 0.13% | +111,000+20.7% | Added |
| BNP Paribas Arbitrage, SA | 583,098 | $4.22M | 0.01% | +157,938+37.1% | Added |
| Goldman Sachs Group Inc | 565,847 | $4.10M | 0.00% | +28,956+5.4% | Added |
| Barclays PLC | 553,790 | $4.01M | 0.00% | +12,235+2.3% | Added |
| Cantor Fitzgerald, L. P. | 524,200 | $3.80M | 0.10% | +524,200 | New |
| Federated Hermes, Inc. | 461,827 | $3.34M | 0.01% | +240,514+108.7% | Added |
| Allianz Asset Management GmbH | 434,921 | $3.15M | 0.01% | +40,669+10.3% | Added |
| Jane Street Group, LLC | 387,214 | $2.80M | 0.00% | −199,101−34.0% | Reduced |
| Bank of New York Mellon Corp | 364,532 | $2.64M | 0.00% | +13,326+3.8% | Added |
| Credit Suisse AG | 333,647 | $2.42M | 0.00% | −103,639−23.7% | Reduced |
| Jump Financial, LLC | 302,473 | $2.19M | 0.08% | +61,274+25.4% | Added |
| Squarepoint Ops LLC | 280,673 | $2.03M | 0.01% | +280,673 | New |
| Nuveen Asset Management, LLC | 261,562 | $1.89M | 0.00% | +10,104+4.0% | Added |
| Dark Forest Capital Management LP | 228,901 | $1.66M | 0.14% | +129,979+131.4% | Added |
| Quinn Opportunity Partners LLC | 215,001 | $1.56M | 0.21% | +215,001 | New |
| Wells Fargo & Company | 214,635 | $1.55M | 0.00% | −57,110−21.0% | Reduced |
| Vontobel Holding Ltd. | 213,965 | $1.55M | 0.01% | +127,498+147.5% | Added |
| Murchinson Ltd. | 200,000 | $1.45M | 0.22% | +200,000 | New |
| Susquehanna International Group, LLP | 199,811 | $1.45M | 0.00% | −130,190−39.5% | Reduced |
| Putnam Investments LLC | 197,625 | $1.43M | 0.00% | +197,625 | New |
| Swiss National Bank | 180,200 | $1.30M | 0.00% | −7,400−3.9% | Reduced |
| Profund Advisors LLC | 164,794 | $1.19M | 0.07% | −34,389−17.3% | Reduced |
| Virginia Retirement Systems Et Al | 146,200 | $1.06M | 0.01% | +18,300+14.3% | Added |
| Raymond James & Associates | 140,969 | $1.02M | 0.00% | +140,969 | New |
| JPMorgan Chase & Co | 134,527 | $974.0K | 0.00% | −3,132−2.3% | Reduced |
| Rhumbline Advisers | 124,142 | $898.8K | 0.00% | +834+0.7% | Added |
| Alliancebernstein L.P. | 117,075 | $847.6K | 0.00% | +3,299+2.9% | Added |
| Leonteq Securities AG | 106,504 | $771.1K | 0.08% | +45,696+75.1% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 101,023 | $726.7K | 0.01% | −28,594−22.1% | Reduced |
| UBS Asset Management Americas Inc | 100,214 | $725.6K | 0.00% | −32,870−24.7% | Reduced |
| Boothbay Fund Management, LLC | 100,000 | $724.0K | 0.03% | +100,000 | New |
| Legal & General Group Plc | 96,688 | $700.2K | 0.00% | −9,177−8.7% | Reduced |
| California State Teachers Retirement System | 91,662 | $663.6K | 0.00% | −13,114−12.5% | Reduced |
| Advisor Group Holdings, Inc. | 86,464 | $626.0K | 0.00% | +10,833+14.3% | Added |
| Skaana Management L.P. | 86,366 | $625.3K | 0.21% | −65,569−43.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 83,741 | $606.3K | 0.01% | +83,741 | New |
| Bayesian Capital Management, LP | 83,300 | $603.1K | 0.07% | +55,200+196.4% | Added |
| STRS Ohio | 80,500 | $582.0K | 0.00% | −4,000−4.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 75,599 | $547.3K | 0.00% | −5,852−7.2% | Reduced |
| Guggenheim Capital LLC | 70,773 | $512.4K | 0.00% | −9,829−12.2% | Reduced |
| Parallax Volatility Advisers, L.P. | 66,328 | $480.2K | 0.02% | +66,328 | New |
| State of Wisconsin Investment Board | 64,284 | $465.4K | 0.00% | −1,229−1.9% | Reduced |
| National Bank of Canada | 64,558 | $457.7K | 0.00% | −784,287−92.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 60,303 | $436.6K | 0.00% | +45,574+309.4% | Added |
| Man Group plc | – | $406.2K | 0.00% | – | – |
| HRT Financial LP | 55,332 | $400.0K | 0.00% | +55,332 | New |
| Price T Rowe Associates Inc | 53,195 | $386.0K | 0.00% | +202+0.4% | Added |
| E Fund Management Co., Ltd. | 50,977 | $369.0K | 0.03% | −8,815−14.7% | Reduced |
| Cresset Asset Management, LLC | 50,012 | $362.1K | 0.00% | −1,854−3.6% | Reduced |
| Verition Fund Management LLC | 47,100 | $341.0K | 0.00% | +47,100 | New |
| Deutsche Bank AG | 46,903 | $339.6K | 0.00% | +5,515+13.3% | Added |
| LPL Financial LLC | 46,109 | $333.8K | 0.00% | +2,932+6.8% | Added |
| MetLife Investment Management | 46,018 | $333.2K | 0.00% | 00.0% | Unchanged |
| Martingale Asset Management L P | 45,407 | $328.7K | 0.01% | +15,828+53.5% | Added |
| Ensign Peak Advisors, Inc | 44,650 | $323.3K | 0.00% | +44,650 | New |
| DekaBank Deutsche Girozentrale | 45,000 | $322.0K | 0.00% | +45,000 | New |
| American International Group, Inc. | 43,454 | $314.6K | 0.00% | +1,545+3.7% | Added |
| XTX Topco Ltd | 42,063 | $304.5K | 0.05% | +42,063 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 40,533 | $293.5K | 0.00% | +4,045+11.1% | Added |
| Jupiter Asset Management Ltd | 36,667 | $265.5K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 36,175 | $262.1K | 0.00% | +62+0.2% | Added |
| Voya Investment Management LLC | 34,755 | $251.6K | 0.00% | +560+1.6% | Added |
| Invesco Ltd. | 34,669 | $251.0K | 0.00% | −873−2.5% | Reduced |
| Manufacturers Life Insurance Company, The | 34,348 | $248.7K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 31,986 | $231.6K | 0.20% | +31,986 | New |
| Ameriprise Financial Inc | 31,386 | $227.2K | 0.00% | −50,470−61.7% | Reduced |
| PEAK6 Investments LLC | 30,085 | $217.8K | 0.01% | +9,714+47.7% | Added |
| Monaco Asset Management SAM | 30,000 | $217.2K | 0.11% | −34,371−53.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 29,228 | $212.0K | 0.00% | +29,228 | New |
| Avenir Corp | 28,460 | $206.1K | 0.02% | 00.0% | Unchanged |
| NinePointTwo Capital | 28,477 | $206.0K | 0.08% | −6,849−19.4% | Reduced |
| Royal Bank of Canada | 25,858 | $188.0K | 0.00% | +5,996+30.2% | Added |
| Sargent Investment Group, LLC | 25,245 | $182.8K | 0.04% | +25,245 | New |
| Ontario Teachers Pension Plan Board | 25,084 | $181.6K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 24,867 | $180.0K | 0.00% | +150+0.6% | Added |
| Mendel Capital Management LLC | 24,860 | $180.0K | 0.15% | 00.0% | Unchanged |
| Franklin Resources Inc | 23,837 | $172.6K | 0.00% | +249+1.1% | Added |
| Teacher Retirement System of Texas | 23,588 | $171.0K | 0.00% | +233+1.0% | Added |
| Principal Financial Group Inc | 23,502 | $170.2K | 0.00% | +71+0.3% | Added |
| Arizona State Retirement System | 23,346 | $169.0K | 0.00% | −858−3.5% | Reduced |
| New York State Common Retirement Fund | 22,917 | $165.9K | 0.00% | +254+1.1% | Added |
| Wolverine Asset Management LLC | 22,767 | $164.8K | 0.00% | −35,383−60.8% | Reduced |
| ProShare Advisors LLC | 21,024 | $152.2K | 0.00% | +573+2.8% | Added |
| Commonwealth Equity Services, LLC | 17,307 | $125.0K | 0.00% | +2,201+14.6% | Added |
| Edge Wealth Management LLC | 16,659 | $120.6K | 0.03% | 00.0% | Unchanged |