Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Novavax Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 227
- +14 vs. Q2 2023
- Shares held
- 61.8M
- +5.10M (+9.0%) vs. Q2 2023
- Total value
- $447.9M
- +$26.6M (+6.3%) vs. Q2 2023
- New holders
- 45
- 66 more added
- Sold out
- 31
- 54 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 267 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oppenheimer & Co Inc | 16,367 | $118.5K | 0.00% | −2,750−14.4% | Reduced |
| Great West Life Assurance Co | 16,028 | $116.0K | 0.00% | +7,944+98.3% | Added |
| Walleye Trading LLC | 15,704 | $113.7K | 0.00% | +15,704 | New |
| D. E. Shaw & Co., Inc. | 15,597 | $112.9K | 0.00% | +15,597 | New |
| Capstone Investment Advisors, LLC | 15,111 | $109.4K | 0.00% | +13,427+797.3% | Added |
| HSBC Holdings PLC | 14,761 | $107.8K | 0.00% | −4,100−21.7% | Reduced |
| Marex Group plc | 13,622 | $98.6K | 0.01% | −1,483−9.8% | Reduced |
| Quantamental Technologies LLC | 13,308 | $96.3K | 0.09% | +13,308 | New |
| Virtus ETF Advisers LLC | 12,813 | $92.8K | 0.06% | −1,272−9.0% | Reduced |
| Edgestream Partners, L.P. | 12,475 | $90.3K | 0.01% | +12,475 | New |
| Amalgamated Bank | 12,100 | $88.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 12,075 | $87.4K | 0.00% | +9,528+374.1% | Added |
| Gsa Capital Partners LLP | 12,024 | $87.0K | 0.01% | +12,024 | New |
| GTS Securities LLC | 11,863 | $85.9K | 0.00% | +11,863 | New |
| Wedbush Securities Inc | 11,807 | $85.0K | 0.00% | +1,500+14.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 11,580 | $83.8K | 0.01% | +459+4.1% | Added |
| Private Advisor Group, LLC | 11,160 | $80.8K | 0.00% | +11,160 | New |
| Citadel Advisors LLC | 10,970 | $79.4K | 0.00% | −74,215−87.1% | Reduced |
| Tuttle Tactical Management | 10,731 | $77.7K | 0.52% | +10,731 | New |
| FMR LLC | 10,650 | $77.1K | 0.00% | −910−7.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,508 | $76.1K | 0.00% | +10,508 | New |
| Pictet Asset Management Holding SA | 10,322 | $74.7K | 0.00% | +10,322 | New |
| Nomura Holdings Inc | 10,167 | $73.6K | 0.00% | +10,167 | New |
| Fox Run Management, L.L.C. | 10,012 | $72.5K | 0.02% | +10,012 | New |
| Roof Eidam & Maycock | 10,000 | $72.4K | 0.02% | +10,000 | New |
| Hodges Capital Management Inc. | 10,000 | $72.0K | 0.01% | +10,000 | New |
| UBS Group AG | 8,692 | $62.9K | 0.00% | −398,461−97.9% | Reduced |
| Ameritas Investment Partners, Inc. | 8,587 | $62.2K | 0.00% | +1,397+19.4% | Added |
| Public Employees Retirement Association of Colorado | 7,873 | $57.0K | 0.00% | 00.0% | Unchanged |
| Swedbank AB | 7,446 | $53.9K | 0.00% | −10−0.1% | Reduced |
| Tower Research Capital LLC (TRC) | 6,872 | $49.8K | 0.00% | −25,143−78.5% | Reduced |
| Advisors Asset Management, Inc. | 6,576 | $47.6K | 0.00% | −226−3.3% | Reduced |
| Ci Investments Inc. | 6,256 | $45.0K | 0.00% | −187−2.9% | Reduced |
| US Bancorp | 5,921 | $42.9K | 0.00% | −2,645−30.9% | Reduced |
| Metropolitan Life Insurance Co | 4,769 | $34.5K | 0.00% | 00.0% | Unchanged |
| Natixis | 4,125 | $29.9K | 0.00% | +4,125 | New |
| Quadrant Capital Group LLC | 3,831 | $27.7K | 0.00% | −514−11.8% | Reduced |
| Compagnie Lombard Odier SCmA | 3,588 | $26.0K | 0.00% | −1,998−35.8% | Reduced |
| Continuum Advisory, LLC | 22,600 | $23.2K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,045 | $22.0K | 0.00% | +455+17.6% | Added |
| Toth Financial Advisory Corp | 3,000 | $21.7K | 0.00% | +2,000+200.0% | Added |
| Credit Agricole S A | 2,520 | $18.2K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 2,424 | $17.6K | 0.01% | +1,293+114.3% | Added |
| The PNC Financial Services Group, Inc. | 2,404 | $17.4K | 0.00% | +1,210+101.3% | Added |
| Gradient Investments LLC | 2,348 | $17.0K | 0.00% | −165−6.6% | Reduced |
| Federation des caisses Desjardins du Quebec | 2,180 | $15.8K | 0.00% | −2,017−48.1% | Reduced |
| Cutler Group LP | 1,803 | $13.0K | 0.00% | +703+63.9% | Added |
| KBC Group NV | 1,798 | $13.0K | 0.00% | +1,798 | New |
| TD Waterhouse Canada Inc. | 1,395 | $11.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,496 | $11.0K | 0.00% | +249+20.0% | Added |
| Northwestern Mutual Wealth Management Co | 1,519 | $11.0K | 0.00% | +855+128.8% | Added |
| PayPay Securities Corp | 1,400 | $10.1K | 0.49% | +1,351+2,757.1% | Added |
| HM Payson & Co | 1,273 | $9.22K | 0.00% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 1,183 | $9.00K | 0.00% | +1,183 | New |
| Signaturefd, LLC | 1,133 | $8.20K | 0.00% | +15+1.3% | Added |
| Steward Partners Investment Advisory, LLC | 1,090 | $7.89K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 945 | $7.55K | 0.00% | +930+6,200.0% | Added |
| Stephens Consulting, LLC | 1,000 | $7.24K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 984 | $7.12K | 0.00% | −250−20.3% | Reduced |
| Covestor Ltd | 905 | $7.00K | 0.01% | +3+0.3% | Added |
| Harbor Investment Advisory, LLC | 712 | $5.16K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 673 | $4.87K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 604 | $4.37K | 0.00% | +36+6.3% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 570 | $4.07K | 0.00% | −570−50.0% | Reduced |
| Banque Cantonale Vaudoise | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 510 | $3.69K | 0.00% | +450+750.0% | Added |
| GWM Advisors LLC | 500 | $3.62K | 0.00% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 417 | $3.02K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 404 | $2.92K | 0.00% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 400 | $2.90K | 0.00% | 00.0% | Unchanged |
| Provence Wealth Management Group | 400 | $2.90K | 0.00% | +400 | New |
| Focused Wealth Management, Inc | 359 | $2.60K | 0.00% | −280−43.8% | Reduced |
| Valley National Advisers Inc | 237 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 332 | $2.00K | 0.00% | +10+3.1% | Added |
| Daiwa Securities Group Inc. | 291 | $2.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 325 | $2.00K | 0.00% | +325 | New |
| Harbour Investments, Inc. | 240 | $1.74K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 200 | $1.45K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 200 | $1.45K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 192 | $1.39K | 0.00% | −25−11.5% | Reduced |
| Annapolis Financial Services, LLC | 150 | $1.09K | 0.00% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 142 | $1.03K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 185 | $1.00K | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 136 | $985 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 128 | $927 | 0.00% | −6,392−98.0% | Reduced |
| Brown Brothers Harriman & Co | 126 | $912 | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 115 | $832 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 110 | $796 | 0.00% | +110 | New |
| Central Trust Co | 100 | $724 | 0.00% | 00.0% | Unchanged |
| Arrow Financial Corp | 100 | $724 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 100 | $724 | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 100 | $724 | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 90 | $652 | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 90 | $652 | 0.00% | 00.0% | Unchanged |
| Level Financial Advisors, Inc. | 78 | $565 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 69 | $500 | 0.00% | +69 | New |
| Denali Advisors LLC | 63 | $456 | 0.00% | +63 | New |
| IAG Wealth Partners, LLC | 61 | $442 | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 55 | $399 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 54 | $391 | 0.00% | −1,036−95.0% | Reduced |