Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Novavax Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 445
- +39 vs. Q2 2021
- Shares held
- 37.5M
- −1.68M (−4.3%) vs. Q2 2021
- Total value
- $7.77B
- −$555.0M (−6.7%) vs. Q2 2021
- New holders
- 88
- 173 more added
- Sold out
- 49
- 109 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 267 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 6,796,998 | $1.41B | 0.03% | +126,338+1.9% | Added |
| BlackRock Inc. | 4,926,789 | $1.02B | 0.03% | +371,369+8.2% | Added |
| Ra Capital Management, L.P. | 2,097,794 | $434.9M | 6.03% | −462,124−18.1% | Reduced |
| State Street Corp | 1,746,627 | $362.1M | 0.02% | +53,237+3.1% | Added |
| Capital World Investors | 1,478,701 | $306.6M | 0.05% | +860,867+139.3% | Added |
| FMR LLC | 1,461,909 | $303.1M | 0.02% | −3,423,294−70.1% | Reduced |
| Susquehanna International Group, LLP | 1,371,154 | $284.3M | 0.36% | +700,509+104.5% | Added |
| Franklin Resources Inc | 1,072,548 | $222.3M | 0.08% | −27,114−2.5% | Reduced |
| Geode Capital Management, LLC | 956,915 | $198.1M | 0.03% | +74,187+8.4% | Added |
| Morgan Stanley | 685,624 | $142.1M | 0.02% | +215,448+45.8% | Added |
| Norges Bank | 634,509 | $131.5M | 0.03% | +35,155+5.9% | Added |
| Fred Alger Management, LLC | 621,033 | $128.7M | 0.31% | +621,033 | New |
| Pictet Asset Management SA | 543,906 | $112.8M | 0.12% | +543,906 | New |
| Price T Rowe Associates Inc | 465,919 | $96.6M | 0.01% | +76,195+19.6% | Added |
| Northern Trust Corp | 461,630 | $95.7M | 0.02% | +33,297+7.8% | Added |
| Rock Springs Capital Management LP | 455,000 | $94.3M | 1.98% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 452,780 | $93.9M | 0.03% | +44,391+10.9% | Added |
| Goldman Sachs Group Inc | 376,412 | $78.0M | 0.02% | −64,432−14.6% | Reduced |
| Charles Schwab Investment Management Inc | 370,397 | $76.8M | 0.03% | +32,256+9.5% | Added |
| Lord, Abbett & Co. LLC | 312,926 | $64.9M | 0.16% | +312,926 | New |
| First Trust Advisors LP | 291,151 | $60.4M | 0.06% | +203,135+230.8% | Added |
| Bank of New York Mellon Corp | 288,666 | $59.8M | 0.01% | +17,852+6.6% | Added |
| Credit Suisse AG | 281,995 | $58.5M | 0.05% | +91,309+47.9% | Added |
| Swiss National Bank | 278,500 | $57.7M | 0.04% | −7,600−2.7% | Reduced |
| Jane Street Group, LLC | 267,903 | $55.5M | 0.14% | −154,060−36.5% | Reduced |
| JPMorgan Chase & Co | 259,388 | $53.8M | 0.01% | +179,161+223.3% | Added |
| Westfield Capital Management Co LP | 238,400 | $49.4M | 0.30% | +34,900+17.1% | Added |
| Capital International Investors | 235,000 | $48.7M | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 231,763 | $48.0M | 0.02% | +2,704+1.2% | Added |
| UBS Asset Management Americas Inc | 220,370 | $45.7M | 0.02% | −75,313−25.5% | Reduced |
| PFM Health Sciences, LP | 197,208 | $40.9M | 1.33% | +48,104+32.3% | Added |
| Citadel Advisors LLC | 191,732 | $39.7M | 0.04% | −491,736−71.9% | Reduced |
| Millennium Management LLC | 189,949 | $39.4M | 0.05% | −134,573−41.5% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 184,766 | $38.3M | 0.20% | +117,238+173.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 180,751 | $37.5M | 0.02% | −7,727−4.1% | Reduced |
| CTC LLC | 178,753 | $37.1M | 3.15% | +178,753 | New |
| California Public Employees Retirement System | 165,281 | $34.3M | 0.03% | +3,255+2.0% | Added |
| Tekla Capital Management LLC | 151,491 | $31.4M | 1.01% | +63,895+72.9% | Added |
| Jennison Associates LLC | 143,362 | $29.7M | 0.02% | +22,964+19.1% | Added |
| Allianz Asset Management GmbH | 137,624 | $28.5M | 0.02% | +88,058+177.7% | Added |
| California State Teachers Retirement System | 126,368 | $26.2M | 0.03% | −6,458−4.9% | Reduced |
| State of Wisconsin Investment Board | 119,576 | $24.8M | 0.05% | +72,382+153.4% | Added |
| Citigroup Inc | 118,214 | $24.5M | 0.02% | −12,637−9.7% | Reduced |
| Deutsche Bank AG | 118,079 | $24.5M | 0.01% | −1,943−1.6% | Reduced |
| Van Eck Associates Corp | 116,925 | $24.2M | 0.06% | −19,149−14.1% | Reduced |
| Candriam Luxembourg S.C.A. | 115,779 | $24.0M | 0.16% | −7,544−6.1% | Reduced |
| Worldquant Millennium Advisors LLC | 112,069 | $23.2M | 0.51% | +64,501+135.6% | Added |
| Baker Bros. Advisors LP | 108,756 | $22.5M | 0.10% | −35,000−24.3% | Reduced |
| Parametric Portfolio Associates LLC | 108,172 | $22.4M | 0.01% | +26,645+32.7% | Added |
| Ameriprise Financial Inc | 103,940 | $21.5M | 0.01% | −534,148−83.7% | Reduced |
| Barclays PLC | 101,426 | $21.0M | 0.01% | −107,131−51.4% | Reduced |
| Canada Pension Plan Investment Board | 100,331 | $20.8M | 0.02% | +48,000+91.7% | Added |
| Bank of America Corp | 93,420 | $19.4M | 0.00% | +44,952+92.7% | Added |
| State Board of Administration of Florida Retirement System | 93,042 | $19.3M | 0.04% | −2,586−2.7% | Reduced |
| Dimensional Fund Advisors LP | 90,299 | $18.7M | 0.01% | −12,213−11.9% | Reduced |
| Sectoral Asset Management Inc | 89,450 | $18.5M | 1.54% | +1,000+1.1% | Added |
| Tobam | 87,827 | $18.2M | 0.77% | −19,120−17.9% | Reduced |
| New York State Common Retirement Fund | 85,373 | $17.7M | 0.02% | +319+0.4% | Added |
| Farallon Capital Management, L.L.C. | 83,713 | $17.4M | 0.09% | +43,713+109.3% | Added |
| Artemis Investment Management LLP | 80,909 | $16.8M | 0.13% | +80,909 | New |
| UBS Group AG | 76,337 | $15.8M | 0.01% | +28,638+60.0% | Added |
| Rhumbline Advisers | 74,271 | $15.4M | 0.02% | −973−1.3% | Reduced |
| Royal Bank of Canada | 69,852 | $14.5M | 0.00% | +26,716+61.9% | Added |
| Group One Trading, L.P. | 68,869 | $14.3M | 0.31% | −50,474−42.3% | Reduced |
| Bank of Nova Scotia | 67,900 | $14.1M | 0.03% | +46,588+218.6% | Added |
| Simplex Trading, LLC | 64,940 | $14.0M | 0.50% | −927−1.4% | Reduced |
| Foresite Capital Management II, LLC | 67,373 | $14.0M | 4.96% | 00.0% | Unchanged |
| Schroder Investment Management Group | 67,188 | $13.9M | 0.02% | −59,191−46.8% | Reduced |
| Foresite Capital Management I, LLC | 66,810 | $13.8M | 10.84% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 65,333 | $13.5M | 0.02% | −13,790−17.4% | Reduced |
| Parallax Volatility Advisers, L.P. | 64,720 | $13.4M | 0.14% | +41,228+175.5% | Added |
| Invesco Ltd. | 60,696 | $12.6M | 0.00% | +10,034+19.8% | Added |
| Rothschild & Co Asset Management US Inc. | 60,523 | $12.5M | 0.16% | −16,972−21.9% | Reduced |
| Parametrica Management Ltd | 60,296 | $12.5M | 9.33% | +50,096+491.1% | Added |
| PEAK6 Investments LLC | 57,029 | $11.8M | 0.24% | +43,876+333.6% | Added |
| IMC-Chicago, LLC | 53,386 | $11.1M | 0.90% | +53,386 | New |
| Wells Fargo & Company | 53,148 | $11.0M | 0.00% | −24,522−31.6% | Reduced |
| Lombard Odier Asset Management (Switzerland) SA | 51,931 | $10.7M | 0.67% | −57,492−52.5% | Reduced |
| Avenir Corp | 49,614 | $10.3M | 0.86% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 49,198 | $10.2M | 0.05% | +17,639+55.9% | Added |
| Advisor Group Holdings, Inc. | 49,269 | $10.2M | 0.02% | +3,586+7.8% | Added |
| Treasurer of the State of North Carolina | 48,430 | $10.0M | 0.06% | +919+1.9% | Added |
| Principal Financial Group Inc | 46,649 | $9.67M | 0.01% | +22,033+89.5% | Added |
| Alliancebernstein L.P. | 46,021 | $9.54M | 0.00% | +1,593+3.6% | Added |
| OrbiMed Advisors LLC | 45,580 | $9.45M | 0.10% | −154,715−77.2% | Reduced |
| Man Group plc | 43,074 | $8.93M | 0.03% | +43,074 | New |
| Bank of Montreal | 43,518 | $8.86M | 0.00% | −14,518−25.0% | Reduced |
| Public Employees Retirement System of Ohio | 41,951 | $8.70M | 0.03% | −1,266−2.9% | Reduced |
| State of New Jersey Common Pension Fund D | 41,705 | $8.65M | 0.03% | −237−0.6% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 40,287 | $8.35M | 0.02% | −264−0.7% | Reduced |
| Ergoteles LLC | 39,254 | $8.14M | 0.30% | −71,246−64.5% | Reduced |
| Swedbank AB | 38,028 | $7.88M | 0.01% | +31,708+501.7% | Added |
| Balyasny Asset Management LLC | 37,457 | $7.76M | 0.04% | −47,259−55.8% | Reduced |
| AXA S.A. | 36,827 | $7.63M | 0.02% | +1,356+3.8% | Added |
| TD Asset Management Inc | 36,490 | $7.57M | 0.01% | +6,930+23.4% | Added |
| DekaBank Deutsche Girozentrale | 36,073 | $7.42M | 0.02% | +6,432+21.7% | Added |
| Victory Capital Management Inc | 35,158 | $7.29M | 0.01% | −26,167−42.7% | Reduced |
| Wolverine Trading, LLC | 35,271 | $7.18M | 0.15% | −6,025−14.6% | Reduced |
| Amundi | 33,427 | $6.93M | 0.00% | +6,221+22.9% | Added |
| Brown Advisory Inc | 32,822 | $6.80M | 0.01% | +60+0.2% | Added |