Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Novavax Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 227
- +14 vs. Q2 2023
- Shares held
- 61.8M
- +5.10M (+9.0%) vs. Q2 2023
- Total value
- $447.9M
- +$26.6M (+6.3%) vs. Q2 2023
- New holders
- 45
- 66 more added
- Sold out
- 31
- 54 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 267 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 65 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 55 | $0 | 0.00% | +55 | New |
| Global Financial Private Client, LLC | 1 | $7 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 2 | $14 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 3 | $22 | 0.00% | −4−57.1% | Reduced |
| Newbridge Financial Services Group, Inc. | 6 | $43 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 9 | $65 | 0.00% | −150−94.3% | Reduced |
| Raffa Wealth Management, LLC | 9 | $65 | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 10 | $72 | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 10 | $72 | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 12 | $87 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 12 | $87 | 0.00% | +12 | New |
| Glassman Wealth Services | 13 | $94 | 0.00% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 18 | $131 | 0.00% | +18 | New |
| WR Wealth Planners, LLC | 21 | $152 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 22 | $159 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 25 | $181 | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 25 | $181 | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 29 | $210 | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 35 | $253 | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 35 | $253 | 0.00% | +35 | New |
| Hexagon Capital Partners LLC | 38 | $275 | 0.00% | −12−24.0% | Reduced |
| Farther Finance Advisors, LLC | 40 | $290 | 0.00% | +30+300.0% | Added |
| Global Retirement Partners, LLC | 48 | $352 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 50 | $362 | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 52 | $376 | 0.00% | +2+4.0% | Added |
| Parallel Advisors, LLC | 54 | $391 | 0.00% | −1,036−95.0% | Reduced |
| Sandy Spring Bank | 55 | $399 | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 61 | $442 | 0.00% | 00.0% | Unchanged |
| Denali Advisors LLC | 63 | $456 | 0.00% | +63 | New |
| Comerica Bank | 69 | $500 | 0.00% | +69 | New |
| Level Financial Advisors, Inc. | 78 | $565 | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 90 | $652 | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 90 | $652 | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 100 | $724 | 0.00% | 00.0% | Unchanged |
| Arrow Financial Corp | 100 | $724 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 100 | $724 | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 100 | $724 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 110 | $796 | 0.00% | +110 | New |
| First Horizon Advisors, Inc. | 115 | $832 | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 126 | $912 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 128 | $927 | 0.00% | −6,392−98.0% | Reduced |
| Private Ocean, LLC | 136 | $985 | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 185 | $1.00K | 0.00% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 142 | $1.03K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 150 | $1.09K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 192 | $1.39K | 0.00% | −25−11.5% | Reduced |
| Private Trust Co NA | 200 | $1.45K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 200 | $1.45K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 240 | $1.74K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 237 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 332 | $2.00K | 0.00% | +10+3.1% | Added |
| Daiwa Securities Group Inc. | 291 | $2.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 325 | $2.00K | 0.00% | +325 | New |
| Focused Wealth Management, Inc | 359 | $2.60K | 0.00% | −280−43.8% | Reduced |
| DB Wealth Management Group, LLC | 400 | $2.90K | 0.00% | 00.0% | Unchanged |
| Provence Wealth Management Group | 400 | $2.90K | 0.00% | +400 | New |
| Lindbrook Capital, LLC | 404 | $2.92K | 0.00% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 417 | $3.02K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 500 | $3.62K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 510 | $3.69K | 0.00% | +450+750.0% | Added |
| Banque Cantonale Vaudoise | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 570 | $4.07K | 0.00% | −570−50.0% | Reduced |
| Nisa Investment Advisors, LLC | 604 | $4.37K | 0.00% | +36+6.3% | Added |
| Sittner & Nelson, LLC | 673 | $4.87K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 712 | $5.16K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 905 | $7.00K | 0.01% | +3+0.3% | Added |
| Geneos Wealth Management Inc. | 984 | $7.12K | 0.00% | −250−20.3% | Reduced |
| Stephens Consulting, LLC | 1,000 | $7.24K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 945 | $7.55K | 0.00% | +930+6,200.0% | Added |
| Steward Partners Investment Advisory, LLC | 1,090 | $7.89K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,133 | $8.20K | 0.00% | +15+1.3% | Added |
| Loomis Sayles & Co L P | 1,183 | $9.00K | 0.00% | +1,183 | New |
| HM Payson & Co | 1,273 | $9.22K | 0.00% | 00.0% | Unchanged |
| PayPay Securities Corp | 1,400 | $10.1K | 0.49% | +1,351+2,757.1% | Added |
| Northwestern Mutual Wealth Management Co | 1,519 | $11.0K | 0.00% | +855+128.8% | Added |
| CWM, LLC | 1,496 | $11.0K | 0.00% | +249+20.0% | Added |
| TD Waterhouse Canada Inc. | 1,395 | $11.1K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,803 | $13.0K | 0.00% | +703+63.9% | Added |
| KBC Group NV | 1,798 | $13.0K | 0.00% | +1,798 | New |
| Federation des caisses Desjardins du Quebec | 2,180 | $15.8K | 0.00% | −2,017−48.1% | Reduced |
| Gradient Investments LLC | 2,348 | $17.0K | 0.00% | −165−6.6% | Reduced |
| The PNC Financial Services Group, Inc. | 2,404 | $17.4K | 0.00% | +1,210+101.3% | Added |
| China Universal Asset Management Co., Ltd. | 2,424 | $17.6K | 0.01% | +1,293+114.3% | Added |
| Credit Agricole S A | 2,520 | $18.2K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 3,000 | $21.7K | 0.00% | +2,000+200.0% | Added |
| IFP Advisors, Inc | 3,045 | $22.0K | 0.00% | +455+17.6% | Added |
| Continuum Advisory, LLC | 22,600 | $23.2K | 0.00% | 00.0% | Unchanged |
| Compagnie Lombard Odier SCmA | 3,588 | $26.0K | 0.00% | −1,998−35.8% | Reduced |
| Quadrant Capital Group LLC | 3,831 | $27.7K | 0.00% | −514−11.8% | Reduced |
| Natixis | 4,125 | $29.9K | 0.00% | +4,125 | New |
| Metropolitan Life Insurance Co | 4,769 | $34.5K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 5,921 | $42.9K | 0.00% | −2,645−30.9% | Reduced |
| Ci Investments Inc. | 6,256 | $45.0K | 0.00% | −187−2.9% | Reduced |
| Advisors Asset Management, Inc. | 6,576 | $47.6K | 0.00% | −226−3.3% | Reduced |
| Tower Research Capital LLC (TRC) | 6,872 | $49.8K | 0.00% | −25,143−78.5% | Reduced |
| Swedbank AB | 7,446 | $53.9K | 0.00% | −10−0.1% | Reduced |
| Public Employees Retirement Association of Colorado | 7,873 | $57.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 8,587 | $62.2K | 0.00% | +1,397+19.4% | Added |