NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in NVN Liquidation, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 29
- −5 vs. Q1 2022
- Shares held
- 3.29M
- +932.8K (+39.5%) vs. Q1 2022
- Total value
- $7.67M
- −$1.63M (−17.5%) vs. Q1 2022
- New holders
- 3
- 3 more added
- Sold out
- 8
- 6 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 400 | $0 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 269 | $0 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 128 | $0 | 0.00% | +12+10.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 70 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 141 | $0 | 0.00% | +141 | New |
| UBS Group AG | 1,025 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,209 | $3.00K | 0.00% | −1,817−60.0% | Reduced |
| Prospera Financial Services Inc | 4,513 | $11.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 7,798 | $18.0K | 0.00% | −21,059−73.0% | Reduced |
| Occudo Quantitative Strategies LP | 11,068 | $26.0K | 0.00% | −1,554−12.3% | Reduced |
| First Horizon Advisors, Inc. | 15,069 | $35.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,180 | $41.0K | 0.00% | +17,180 | New |
| Northern Trust Corp | 25,826 | $60.0K | 0.00% | 00.0% | Unchanged |
| Sabby Management, LLC | 28,838 | $67.0K | 0.12% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 31,800 | $74.0K | 0.00% | −48,100−60.2% | Reduced |
| Creative Planning | 36,025 | $84.0K | 0.00% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 52,366 | $122.0K | 0.05% | 00.0% | Unchanged |
| State Street Corp | 54,668 | $127.0K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 63,306 | $148.0K | 0.02% | −63,815−50.2% | Reduced |
| B. Riley Wealth Management, Inc. | 79,150 | $184.0K | 0.02% | +19,500+32.7% | Added |
| Geode Capital Management, LLC | 144,838 | $337.0K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 306,297 | $714.0K | 0.00% | +3,259+1.1% | Added |
| Renaissance Technologies LLC | 312,074 | $727.0K | 0.00% | −70,591−18.4% | Reduced |
| Vanguard Group Inc | 789,719 | $1.84M | 0.00% | 00.0% | Unchanged |
| Armistice Capital, LLC | 1,307,103 | $3.05M | 0.08% | +1,307,103 | New |
| IFP Advisors, Inc | 375 | – | – | 00.0% | Unchanged |
| BFT Financial Group, LLC | 0 | $0 | 0.00% | −66,435−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −65,831−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −29,212−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −28,790−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −16,083−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −591−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −280−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −258−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | – | – | – | – | Not filed |