NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in NVN Liquidation, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- +10 vs. Q3 2021
- Shares held
- 2.44M
- +821.0K (+50.8%) vs. Q3 2021
- Total value
- $10.2M
- −$2.98M (−22.7%) vs. Q3 2021
- New holders
- 14
- 4 more added
- Sold out
- 4
- 6 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 136 | $0 | 0.00% | +43+46.2% | Added |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 100 | $0 | 0.00% | +100 | New |
| Cutler Group LP | 400 | $1.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 269 | $1.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,025 | $4.00K | 0.00% | −1,016−49.8% | Reduced |
| Simplex Trading, LLC | 2,183 | $9.00K | 0.00% | +2,183 | New |
| Tower Research Capital LLC (TRC) | 2,482 | $11.0K | 0.00% | −5,887−70.3% | Reduced |
| Susquehanna International Group, LLP | 16,709 | $70.0K | 0.00% | +16,709 | New |
| Sabby Management, LLC | 19,132 | $80.0K | 0.02% | 00.0% | Unchanged |
| Aristides Capital LLC | 20,284 | $85.0K | 0.05% | +20,284 | New |
| Jump Financial, LLC | 22,400 | $94.0K | 0.01% | +22,400 | New |
| Millennium Management LLC | 23,602 | $98.0K | 0.00% | +23,602 | New |
| Morgan Stanley | 25,304 | $106.0K | 0.00% | −1,720−6.4% | Reduced |
| Northern Trust Corp | 29,216 | $122.0K | 0.00% | +2,273+8.4% | Added |
| Oak Harbor Wealth Partners, LLC | 32,366 | $135.0K | 0.05% | +32,366 | New |
| B. Riley Wealth Management, Inc. | 33,150 | $138.0K | 0.01% | +11,150+50.7% | Added |
| Creative Planning | 36,025 | $150.0K | 0.00% | +36,025 | New |
| Virtu Financial LLC | 36,142 | $151.0K | 0.02% | +36,142 | New |
| D. E. Shaw & Co., Inc. | 43,053 | $180.0K | 0.00% | +43,053 | New |
| State Street Corp | 50,076 | $209.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 55,544 | $232.0K | 0.01% | −5,600−9.2% | Reduced |
| Two Sigma Advisers, LP | 88,900 | $371.0K | 0.00% | +88,900 | New |
| Geode Capital Management, LLC | 132,899 | $554.0K | 0.00% | −1,785−1.3% | Reduced |
| Anson Funds Management LP | 150,084 | $626.0K | 0.09% | +150,084 | New |
| Two Sigma Investments, LP | 185,952 | $775.0K | 0.00% | +185,952 | New |
| BlackRock Inc. | 303,132 | $1.26M | 0.00% | +1150.0% | Added |
| Renaissance Technologies LLC | 344,372 | $1.44M | 0.00% | +344,372 | New |
| Vanguard Group Inc | 780,820 | $3.26M | 0.00% | −952−0.1% | Reduced |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −89,211−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −67,914−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −20,153−100.0% | Sold out |
| Liberty Wealth Management LLC | 0 | $0 | 0.00% | −475−100.0% | Sold out |
| Marshall Wace North America L.P. | – | – | – | – | Not filed |