NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in NVN Liquidation, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- −10 vs. Q2 2021
- Shares held
- 1.66M
- −1.79M (−51.9%) vs. Q2 2021
- Total value
- $13.5M
- −$21.2M (−61.1%) vs. Q2 2021
- New holders
- 4
- 5 more added
- Sold out
- 14
- 7 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 50 | $0 | 0.00% | −100−66.7% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 93 | $1.00K | 0.00% | +3+3.3% | Added |
| SOA Wealth Advisors, LLC. | 269 | $2.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 400 | $3.00K | 0.00% | +400 | New |
| Liberty Wealth Management LLC | 475 | $4.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,041 | $16.0K | 0.00% | +1,016+99.1% | Added |
| Tower Research Capital LLC (TRC) | 8,369 | $68.0K | 0.00% | +8,369 | New |
| Sabby Management, LLC | 19,132 | $156.0K | 0.03% | 00.0% | Unchanged |
| Citadel Advisors LLC | 20,153 | $164.0K | 0.00% | +20,153 | New |
| B. Riley Wealth Management, Inc. | 22,000 | $179.0K | 0.01% | +2,843+14.8% | Added |
| Morgan Stanley | 27,024 | $219.0K | 0.00% | −21,636−44.5% | Reduced |
| Northern Trust Corp | 26,943 | $219.0K | 0.00% | −924−3.3% | Reduced |
| Marshall Wace North America L.P. | 40,798 | $332.0K | 0.00% | −251,912−86.1% | Reduced |
| State Street Corp | 50,076 | $408.0K | 0.00% | −10,800−17.7% | Reduced |
| Susquehanna Fundamental Investments, LLC | 61,144 | $498.0K | 0.01% | +61,144 | New |
| Principal Financial Group Inc | 67,914 | $553.0K | 0.00% | −969−1.4% | Reduced |
| Gsa Capital Partners LLP | 89,211 | $726.0K | 0.07% | +75,646+557.7% | Added |
| Geode Capital Management, LLC | 134,684 | $1.10M | 0.00% | +11,721+9.5% | Added |
| BlackRock Inc. | 303,017 | $2.47M | 0.00% | −111,441−26.9% | Reduced |
| Vanguard Group Inc | 781,772 | $6.36M | 0.00% | 00.0% | Unchanged |
| Luminus Management LLC | 0 | $0 | 0.00% | −595,493−100.0% | Sold out |
| Monashee Investment Management LLC | 0 | $0 | 0.00% | −375,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −231,154−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −103,513−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −66,654−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −60,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −46,108−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −41,652−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −35,000−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −17,775−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −92−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −53−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −95−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −65−100.0% | Sold out |