Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Neptune Wellness Solutions Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −8 vs. Q2 2021
- Shares held
- 19.6M
- −1.15M (−5.6%) vs. Q2 2021
- Total value
- $11.9M
- −$12.4M (−51.1%) vs. Q2 2021
- New holders
- 8
- 15 more added
- Sold out
- 16
- 12 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barclays PLC | 278 | $0 | 0.00% | −526−65.4% | Reduced |
| Rockefeller Capital Management L.P. | 1,500 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 350 | $0 | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 250 | $0 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 125 | $0 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 200 | $0 | 0.00% | +200 | New |
| PSI Advisors, LLC | 200 | $0 | 0.00% | +200 | New |
| Citigroup Inc | 1,850 | $1.00K | 0.00% | −150−7.5% | Reduced |
| Washington Trust Co | 1,760 | $1.00K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 6,600 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 5,440 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 7,550 | $4.00K | 0.00% | +3,650+93.6% | Added |
| Toronto Dominion Bank | 7,521 | $4.00K | 0.00% | +7,521 | New |
| Royal Bank of Canada | 9,207 | $5.00K | 0.00% | +500+5.7% | Added |
| Banco BTG Pactual S.A. | 10,068 | $6.00K | 0.00% | +10,068 | New |
| CIBC World Markets Inc. | 12,916 | $8.00K | 0.00% | −1,687−11.6% | Reduced |
| HighTower Advisors, LLC | 13,079 | $8.00K | 0.00% | +13,079 | New |
| JustInvest LLC | 13,438 | $8.00K | 0.00% | +13,438 | New |
| Bank of Montreal | 14,418 | $9.00K | 0.00% | −12,514−46.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,711 | $10.0K | 0.00% | +4,411+35.9% | Added |
| Federation des caisses Desjardins du Quebec | 24,872 | $14.4K | 0.00% | −493−1.9% | Reduced |
| D. E. Shaw & Co., Inc. | 26,100 | $15.0K | 0.00% | +15,700+151.0% | Added |
| Wolverine Trading, LLC | 29,465 | $18.0K | 0.00% | −8,285−21.9% | Reduced |
| Geode Capital Management, LLC | 31,439 | $19.0K | 0.00% | −51,270−62.0% | Reduced |
| Bank of America Corp | 31,858 | $19.0K | 0.00% | +24,173+314.5% | Added |
| Ergoteles LLC | 33,673 | $20.0K | 0.00% | +33,673 | New |
| Advisor Group Holdings, Inc. | 36,440 | $21.0K | 0.00% | +19,350+113.2% | Added |
| National Asset Management, Inc. | 35,000 | $22.0K | 0.00% | +18,000+105.9% | Added |
| UBS Group AG | 38,778 | $23.0K | 0.00% | +36,745+1,807.4% | Added |
| Millennium Management LLC | 41,215 | $25.0K | 0.00% | −21,731−34.5% | Reduced |
| Alpine Global Management, LLC | 54,500 | $33.0K | 0.01% | 00.0% | Unchanged |
| Hilton Capital Management, LLC | 58,333 | $35.0K | 0.00% | −16,667−22.2% | Reduced |
| Resources Investment Advisors, LLC. | 60,000 | $36.0K | 0.00% | −2,750−4.4% | Reduced |
| Scotia Capital Inc. | 60,707 | $37.0K | 0.00% | −341−0.6% | Reduced |
| Simplex Trading, LLC | 35,881 | $40.0K | 0.00% | 00.0% | Unchanged |
| Natixis | 114,300 | $69.0K | 0.00% | +114,300 | New |
| Emerald Advisors, LLC | 162,293 | $98.0K | 0.03% | 00.0% | Unchanged |
| Group One Trading, L.P. | 188,108 | $114.0K | 0.00% | +5,550+3.0% | Added |
| Cambria Investment Management, L.P. | 480,181 | $290.0K | 0.05% | +22,334+4.9% | Added |
| Morgan Stanley | 503,122 | $304.0K | 0.00% | +361,853+256.1% | Added |
| Susquehanna International Group, LLP | 827,759 | $500.0K | 0.00% | +24,393+3.0% | Added |
| Commonwealth Equity Services, LLC | 1,151,121 | $695.0K | 0.00% | +723,480+169.2% | Added |
| Penserra Capital Management LLC | 2,403,104 | $1.45M | 0.03% | +834,504+53.2% | Added |
| Goldman Sachs Group Inc | 3,005,884 | $1.82M | 0.00% | +2,865,906+2,047.4% | Added |
| Perceptive Advisors LLC | 10,055,521 | $6.08M | 0.09% | −2,794,185−21.7% | Reduced |
| Murchinson Ltd. | 0 | $0 | 0.00% | −1,975,573−100.0% | Sold out |
| AdvisorShares Investments LLC | 0 | $0 | 0.00% | −940,875−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −180,019−100.0% | Sold out |
| White Pine Capital LLC | 0 | $0 | 0.00% | −94,295−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −64,000−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −57,300−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −46,102−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −13,395−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −10,244−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −165−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −330−100.0% | Sold out |
| Kensington Investment Counsel, LLC | – | – | – | – | Not filed |
| Bel Air Investment Advisors LLC | – | – | – | – | Not filed |