MidCap Financial Investment Corp
MFIC- Exchange
- Nasdaq
- SEC CIK
- 0001278752
No open-market purchases or sales by MidCap Financial Investment Corp insiders were filed in the last 90 days; 169 institutions reported holding it in 13F filings for Q2 2026, worth $320.6M in total; Soros Fund Management is the only superinvestor holding it.
Other share classesMFICL
13F holders, Q3 2023
Institutional positions in MidCap Financial Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 118
- +1 vs. Q2 2023
- Shares held
- 18.4M
- +223.7K (+1.2%) vs. Q2 2023
- Total value
- $253.2M
- +$24.6M (+10.8%) vs. Q2 2023
- New holders
- 13
- 46 more added
- Sold out
- 12
- 32 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MFIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 169 | $320.6M |
| Q1 2026 | 176 | $357.7M |
| Q4 2025 | 192 | $362.5M |
| Q3 2025 | 174 | $350.5M |
| Q2 2025 | 170 | $364.7M |
| Q1 2025 | 169 | $357.5M |
| Q4 2024 | 173 | $351.5M |
| Q3 2024 | 177 | $339.3M |
| Q2 2024 | 128 | $288.4M |
| Q1 2024 | 127 | $295.3M |
| Q4 2023 | 125 | $257.0M |
| Q3 2023 | 118 | $253.2M |
| Q2 2023 | 118 | $228.5M |
| Q1 2023 | 124 | $212.8M |
| Q4 2022 | 134 | $215.6M |
| Q3 2022 | 124 | $191.7M |
| Q2 2022 | 124 | $194.8M |
| Q1 2022 | 127 | $255.0M |
| Q4 2021 | 130 | $251.0M |
| Q3 2021 | 118 | $258.8M |
| Q2 2021 | 125 | $292.0M |
| Q1 2021 | 130 | $299.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding MidCap Financial Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thornburg Investment Management Inc | 2,937,783 | $40.4M | 0.66% | 00.0% | Unchanged |
| Apollo Management Holdings, L.P. | 2,490,220 | $34.2M | 0.38% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 2,275,770 | $31.3M | 0.06% | −30,078−1.3% | Reduced |
| Van Eck Associates Corp | 1,081,719 | $14.9M | 0.03% | +64,214+6.3% | Added |
| Morgan Stanley | 908,879 | $12.5M | 0.00% | +110,114+13.8% | Added |
| Invesco Ltd. | 791,010 | $10.9M | 0.00% | −70,156−8.1% | Reduced |
| Legal & General Group Plc | 472,793 | $6.51M | 0.00% | −14,231−2.9% | Reduced |
| Northern Right Capital Management, L.P. | 442,440 | $6.08M | 2.41% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 394,751 | $5.43M | 0.94% | −55,432−12.3% | Reduced |
| Neuberger Berman Group LLC | 344,402 | $4.74M | 0.00% | +28,416+9.0% | Added |
| Commonwealth Equity Services, LLC | 329,443 | $4.53M | 0.01% | +36,842+12.6% | Added |
| Advisor Group Holdings, Inc. | 324,100 | $4.46M | 0.01% | +126,476+64.0% | Added |
| Two Sigma Investments, LP | 309,803 | $4.26M | 0.01% | +22,048+7.7% | Added |
| BlackRock Inc. | 287,576 | $3.95M | 0.00% | −90,738−24.0% | Reduced |
| Two Sigma Advisers, LP | 286,920 | $3.95M | 0.01% | +19,300+7.2% | Added |
| Ameriprise Financial Inc | 246,138 | $3.38M | 0.00% | +25,773+11.7% | Added |
| Condor Capital Management | 229,974 | $3.16M | 0.39% | +24,181+11.8% | Added |
| Bank of America Corp | 211,312 | $2.91M | 0.00% | −20,126−8.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 183,469 | $2.52M | 0.16% | +50,427+37.9% | Added |
| LSV Asset Management | 179,332 | $2.47M | 0.01% | −9,400−5.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 167,511 | $2.30M | 0.00% | −14,774−8.1% | Reduced |
| Muzinich & Co., Inc. | 167,511 | $2.30M | 2.02% | −14,774−8.1% | Reduced |
| D.A. Davidson & Co. | 166,510 | $2.29M | 0.02% | +24,968+17.6% | Added |
| Graypoint LLC | 151,974 | $2.09M | 0.20% | +151,974 | New |
| Millennium Management LLC | 150,251 | $2.07M | 0.00% | +7,010+4.9% | Added |
| Putnam Investments LLC | 147,324 | $2.03M | 0.00% | +42,511+40.6% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 143,426 | $1.97M | 0.05% | +21,401+17.5% | Added |
| UBS Group AG | 143,030 | $1.97M | 0.00% | −13,172−8.4% | Reduced |
| Arkadios Wealth Advisors | 121,996 | $1.68M | 0.16% | −9,544−7.3% | Reduced |
| DnB Asset Management AS | 116,083 | $1.60M | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 109,876 | $1.51M | 0.00% | −14,985−12.0% | Reduced |
| McKinley Capital Management LLC /Delaware | 107,717 | $1.48M | 0.21% | −6,327−5.5% | Reduced |
| Wells Fargo & Company | 102,655 | $1.41M | 0.00% | −14,572−12.4% | Reduced |
| Goldman Sachs Group Inc | 98,125 | $1.35M | 0.00% | +82,510+528.4% | Added |
| Meridian Investment Counsel Inc. | 74,476 | $1.02M | 0.38% | −5,000−6.3% | Reduced |
| Advisors Asset Management, Inc. | 73,232 | $1.01M | 0.02% | +22,192+43.5% | Added |
| Camelot Portfolios, LLC | 71,217 | $979.2K | 0.94% | −56,148−44.1% | Reduced |
| HighTower Advisors, LLC | 67,588 | $928.0K | 0.00% | +1,556+2.4% | Added |
| Great West Life Assurance Co | 65,460 | $900.0K | 0.00% | +2,748+4.4% | Added |
| Rockefeller Capital Management L.P. | 64,777 | $890.7K | 0.00% | −3,456−5.1% | Reduced |
| M Holdings Securities, Inc. | 64,546 | $888.0K | 0.12% | +32,703+102.7% | Added |
| The PNC Financial Services Group, Inc. | 62,248 | $855.9K | 0.00% | +61,924+19,112.3% | Added |
| Relative Value Partners Group, LLC | 56,166 | $772.3K | 0.05% | 00.0% | Unchanged |
| Panoramic Investment Advisors, LLC | 53,630 | $737.4K | 0.68% | +53,630 | New |
| Cubic Asset Management, LLC | 51,694 | $710.8K | 0.20% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 50,512 | $694.5K | 0.42% | +18,175+56.2% | Added |
| Sigma Planning Corp | 50,470 | $694.0K | 0.03% | +4,842+10.6% | Added |
| AE Wealth Management LLC | 49,709 | $683.5K | 0.00% | +5,083+11.4% | Added |
| Stifel Financial Corp | 47,241 | $649.6K | 0.00% | −87−0.2% | Reduced |
| Mackenzie Financial Corp | 48,808 | $646.7K | 0.00% | −416−0.8% | Reduced |
| Raymond James & Associates | 46,374 | $637.6K | 0.00% | −6,809−12.8% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 44,936 | $617.9K | 0.17% | +2,027+4.7% | Added |
| Claybrook Capital, LLC | 44,137 | $606.9K | 0.35% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 44,049 | $605.7K | 0.00% | +340+0.8% | Added |
| Northeast Financial Consultants Inc | 43,733 | $601.3K | 0.04% | 00.0% | Unchanged |
| SEI Investments Co | 37,285 | $512.7K | 0.00% | +4,767+14.7% | Added |
| Evoke Wealth, LLC | 36,800 | $506.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 34,959 | $481.0K | 0.00% | −2,570−6.8% | Reduced |
| Jump Financial, LLC | 28,100 | $386.4K | 0.01% | +14,264+103.1% | Added |
| Winton Group Ltd | 27,832 | $382.7K | 0.03% | −29,101−51.1% | Reduced |
| Northern Trust Corp | 22,891 | $314.8K | 0.00% | +3,294+16.8% | Added |
| Mariner, LLC | 21,412 | $294.0K | 0.00% | +13+0.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 21,148 | $290.8K | 0.00% | +616+3.0% | Added |
| US Bancorp | 21,026 | $289.1K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 20,907 | $287.5K | 0.00% | +16+0.1% | Added |
| International Assets Investment Management, LLC | 20,909 | $285.2K | 0.04% | −43,733−67.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 20,729 | $285.0K | 0.00% | +11,558+126.0% | Added |
| Janney Montgomery Scott LLC | 20,683 | $284.0K | 0.00% | +1,882+10.0% | Added |
| IFP Advisors, Inc | 20,360 | $279.9K | 0.01% | −800−3.8% | Reduced |
| Onyx Bridge Wealth Group LLC | 19,651 | $270.2K | 0.06% | −4,465−18.5% | Reduced |
| Ethos Financial Group, LLC | 19,628 | $269.9K | 0.07% | −3,221−14.1% | Reduced |
| Citadel Advisors LLC | 15,505 | $213.2K | 0.00% | +13,762+789.6% | Added |
| Eagle Global Advisors LLC | 15,060 | $207.1K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 13,963 | $192.0K | 0.00% | +883+6.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 13,005 | $178.8K | 0.00% | +13,005 | New |
| Advisory Services Network, LLC | 12,832 | $176.4K | 0.00% | +214+1.7% | Added |
| ExodusPoint Capital Management, LP | 12,728 | $175.0K | 0.00% | +12,728 | New |
| Independent Financial Group, LLC | 11,545 | $158.7K | 0.01% | −55−0.5% | Reduced |
| Creative Planning | 11,397 | $156.7K | 0.00% | +11,397 | New |
| National Asset Management, Inc. | 11,361 | $156.2K | 0.00% | −3,417−23.1% | Reduced |
| BNP Paribas Arbitrage, SA | 10,899 | $149.9K | 0.00% | +10,899 | New |
| Sequoia Financial Advisors, LLC | 10,591 | $145.6K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 10,000 | $137.5K | 0.03% | −39,968−80.0% | Reduced |
| Parallel Advisors, LLC | 9,356 | $128.6K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 8,566 | $117.8K | 0.01% | +8,566 | New |
| Baldwin Brothers Inc | 8,333 | $114.6K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 7,192 | $98.9K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 7,191 | $98.9K | 0.07% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 6,021 | $82.8K | 0.02% | +2,335+63.3% | Added |
| Comerica Bank | 5,544 | $76.2K | 0.00% | +5,540+138,500.0% | Added |
| Qube Research & Technologies Ltd | 2,992 | $41.1K | 0.00% | +2,992 | New |
| Tower Research Capital LLC (TRC) | 2,433 | $33.5K | 0.00% | +1,038+74.4% | Added |
| Whittier Trust Co | 2,192 | $30.1K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,061 | $28.3K | 0.00% | +132+6.8% | Added |
| Provenance Wealth Advisors, LLC | 1,809 | $24.9K | 0.00% | +1,809 | New |
| Founders Capital Management | 1,500 | $20.6K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,184 | $16.3K | 0.00% | +621+110.3% | Added |
| Nomura Asset Management Co Ltd | 1,126 | $15.5K | 0.00% | +478+73.8% | Added |
| Impact Partnership Wealth, LLC | 1,066 | $14.7K | 0.00% | +1,066 | New |
| Highlander Capital Management, LLC | 966 | $13.0K | 0.01% | +300+45.0% | Added |