MidCap Financial Investment Corp
MFIC- Exchange
- Nasdaq
- SEC CIK
- 0001278752
No open-market purchases or sales by MidCap Financial Investment Corp insiders were filed in the last 90 days; 169 institutions reported holding it in 13F filings for Q2 2026, worth $320.6M in total; Soros Fund Management is the only superinvestor holding it.
Other share classesMFICL
13F holders, Q3 2023
Institutional positions in MidCap Financial Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 118
- +1 vs. Q2 2023
- Shares held
- 18.4M
- +223.7K (+1.2%) vs. Q2 2023
- Total value
- $253.2M
- +$24.6M (+10.8%) vs. Q2 2023
- New holders
- 13
- 46 more added
- Sold out
- 12
- 32 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MFIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 169 | $320.6M |
| Q1 2026 | 176 | $357.7M |
| Q4 2025 | 192 | $362.5M |
| Q3 2025 | 174 | $350.5M |
| Q2 2025 | 170 | $364.7M |
| Q1 2025 | 169 | $357.5M |
| Q4 2024 | 173 | $351.5M |
| Q3 2024 | 177 | $339.3M |
| Q2 2024 | 128 | $288.4M |
| Q1 2024 | 127 | $295.3M |
| Q4 2023 | 125 | $257.0M |
| Q3 2023 | 118 | $253.2M |
| Q2 2023 | 118 | $228.5M |
| Q1 2023 | 124 | $212.8M |
| Q4 2022 | 134 | $215.6M |
| Q3 2022 | 124 | $191.7M |
| Q2 2022 | 124 | $194.8M |
| Q1 2022 | 127 | $255.0M |
| Q4 2021 | 130 | $251.0M |
| Q3 2021 | 118 | $258.8M |
| Q2 2021 | 125 | $292.0M |
| Q1 2021 | 130 | $299.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding MidCap Financial Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Manhattan Co | 5 | $68 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 20 | $275 | 0.00% | +20 | New |
| Your Advocates Ltd., LLP | 33 | $454 | 0.00% | +33 | New |
| FMR LLC | 55 | $756 | 0.00% | +45+450.0% | Added |
| Investors Research Corp | 73 | $1.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 130 | $1.79K | 0.00% | +65+100.0% | Added |
| Key Financial Inc | 150 | $2.06K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 181 | $2.49K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 271 | $3.73K | 0.00% | −49−15.3% | Reduced |
| Aquatic Capital Management LLC | 300 | $4.00K | 0.00% | −4,300−93.5% | Reduced |
| Asset Dedication, LLC | 316 | $4.00K | 0.00% | 00.0% | Unchanged |
| WFA of San Diego, LLC | 300 | $4.13K | 0.00% | 00.0% | Unchanged |
| Live Oak Investment Partners | – | $6.56K | 0.01% | – | – |
| Citigroup Inc | 521 | $7.16K | 0.00% | +470+921.6% | Added |
| NBC Securities, Inc. | 717 | $9.00K | 0.00% | +717 | New |
| First Horizon Advisors, Inc. | 750 | $10.3K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 966 | $13.0K | 0.01% | +300+45.0% | Added |
| Impact Partnership Wealth, LLC | 1,066 | $14.7K | 0.00% | +1,066 | New |
| Nomura Asset Management Co Ltd | 1,126 | $15.5K | 0.00% | +478+73.8% | Added |
| Northwestern Mutual Wealth Management Co | 1,184 | $16.3K | 0.00% | +621+110.3% | Added |
| Founders Capital Management | 1,500 | $20.6K | 0.02% | 00.0% | Unchanged |
| Provenance Wealth Advisors, LLC | 1,809 | $24.9K | 0.00% | +1,809 | New |
| Signaturefd, LLC | 2,061 | $28.3K | 0.00% | +132+6.8% | Added |
| Whittier Trust Co | 2,192 | $30.1K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,433 | $33.5K | 0.00% | +1,038+74.4% | Added |
| Qube Research & Technologies Ltd | 2,992 | $41.1K | 0.00% | +2,992 | New |
| Comerica Bank | 5,544 | $76.2K | 0.00% | +5,540+138,500.0% | Added |
| Parkside Financial Bank & Trust | 6,021 | $82.8K | 0.02% | +2,335+63.3% | Added |
| Register Financial Advisors LLC | 7,191 | $98.9K | 0.07% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 7,192 | $98.9K | 0.00% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 8,333 | $114.6K | 0.01% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 8,566 | $117.8K | 0.01% | +8,566 | New |
| Parallel Advisors, LLC | 9,356 | $128.6K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 10,000 | $137.5K | 0.03% | −39,968−80.0% | Reduced |
| Sequoia Financial Advisors, LLC | 10,591 | $145.6K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 10,899 | $149.9K | 0.00% | +10,899 | New |
| National Asset Management, Inc. | 11,361 | $156.2K | 0.00% | −3,417−23.1% | Reduced |
| Creative Planning | 11,397 | $156.7K | 0.00% | +11,397 | New |
| Independent Financial Group, LLC | 11,545 | $158.7K | 0.01% | −55−0.5% | Reduced |
| ExodusPoint Capital Management, LP | 12,728 | $175.0K | 0.00% | +12,728 | New |
| Advisory Services Network, LLC | 12,832 | $176.4K | 0.00% | +214+1.7% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 13,005 | $178.8K | 0.00% | +13,005 | New |
| Cambridge Investment Research Advisors, Inc. | 13,963 | $192.0K | 0.00% | +883+6.8% | Added |
| Eagle Global Advisors LLC | 15,060 | $207.1K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 15,505 | $213.2K | 0.00% | +13,762+789.6% | Added |
| Ethos Financial Group, LLC | 19,628 | $269.9K | 0.07% | −3,221−14.1% | Reduced |
| Onyx Bridge Wealth Group LLC | 19,651 | $270.2K | 0.06% | −4,465−18.5% | Reduced |
| IFP Advisors, Inc | 20,360 | $279.9K | 0.01% | −800−3.8% | Reduced |
| Janney Montgomery Scott LLC | 20,683 | $284.0K | 0.00% | +1,882+10.0% | Added |
| Steward Partners Investment Advisory, LLC | 20,729 | $285.0K | 0.00% | +11,558+126.0% | Added |
| International Assets Investment Management, LLC | 20,909 | $285.2K | 0.04% | −43,733−67.7% | Reduced |
| GWM Advisors LLC | 20,907 | $287.5K | 0.00% | +16+0.1% | Added |
| US Bancorp | 21,026 | $289.1K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 21,148 | $290.8K | 0.00% | +616+3.0% | Added |
| Mariner, LLC | 21,412 | $294.0K | 0.00% | +13+0.1% | Added |
| Northern Trust Corp | 22,891 | $314.8K | 0.00% | +3,294+16.8% | Added |
| Winton Group Ltd | 27,832 | $382.7K | 0.03% | −29,101−51.1% | Reduced |
| Jump Financial, LLC | 28,100 | $386.4K | 0.01% | +14,264+103.1% | Added |
| Royal Bank of Canada | 34,959 | $481.0K | 0.00% | −2,570−6.8% | Reduced |
| Evoke Wealth, LLC | 36,800 | $506.0K | 0.02% | 00.0% | Unchanged |
| SEI Investments Co | 37,285 | $512.7K | 0.00% | +4,767+14.7% | Added |
| Northeast Financial Consultants Inc | 43,733 | $601.3K | 0.04% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 44,049 | $605.7K | 0.00% | +340+0.8% | Added |
| Claybrook Capital, LLC | 44,137 | $606.9K | 0.35% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 44,936 | $617.9K | 0.17% | +2,027+4.7% | Added |
| Raymond James & Associates | 46,374 | $637.6K | 0.00% | −6,809−12.8% | Reduced |
| Mackenzie Financial Corp | 48,808 | $646.7K | 0.00% | −416−0.8% | Reduced |
| Stifel Financial Corp | 47,241 | $649.6K | 0.00% | −87−0.2% | Reduced |
| AE Wealth Management LLC | 49,709 | $683.5K | 0.00% | +5,083+11.4% | Added |
| Sigma Planning Corp | 50,470 | $694.0K | 0.03% | +4,842+10.6% | Added |
| Virtus ETF Advisers LLC | 50,512 | $694.5K | 0.42% | +18,175+56.2% | Added |
| Cubic Asset Management, LLC | 51,694 | $710.8K | 0.20% | 00.0% | Unchanged |
| Panoramic Investment Advisors, LLC | 53,630 | $737.4K | 0.68% | +53,630 | New |
| Relative Value Partners Group, LLC | 56,166 | $772.3K | 0.05% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 62,248 | $855.9K | 0.00% | +61,924+19,112.3% | Added |
| M Holdings Securities, Inc. | 64,546 | $888.0K | 0.12% | +32,703+102.7% | Added |
| Rockefeller Capital Management L.P. | 64,777 | $890.7K | 0.00% | −3,456−5.1% | Reduced |
| Great West Life Assurance Co | 65,460 | $900.0K | 0.00% | +2,748+4.4% | Added |
| HighTower Advisors, LLC | 67,588 | $928.0K | 0.00% | +1,556+2.4% | Added |
| Camelot Portfolios, LLC | 71,217 | $979.2K | 0.94% | −56,148−44.1% | Reduced |
| Advisors Asset Management, Inc. | 73,232 | $1.01M | 0.02% | +22,192+43.5% | Added |
| Meridian Investment Counsel Inc. | 74,476 | $1.02M | 0.38% | −5,000−6.3% | Reduced |
| Goldman Sachs Group Inc | 98,125 | $1.35M | 0.00% | +82,510+528.4% | Added |
| Wells Fargo & Company | 102,655 | $1.41M | 0.00% | −14,572−12.4% | Reduced |
| McKinley Capital Management LLC /Delaware | 107,717 | $1.48M | 0.21% | −6,327−5.5% | Reduced |
| LPL Financial LLC | 109,876 | $1.51M | 0.00% | −14,985−12.0% | Reduced |
| DnB Asset Management AS | 116,083 | $1.60M | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 121,996 | $1.68M | 0.16% | −9,544−7.3% | Reduced |
| UBS Group AG | 143,030 | $1.97M | 0.00% | −13,172−8.4% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 143,426 | $1.97M | 0.05% | +21,401+17.5% | Added |
| Putnam Investments LLC | 147,324 | $2.03M | 0.00% | +42,511+40.6% | Added |
| Millennium Management LLC | 150,251 | $2.07M | 0.00% | +7,010+4.9% | Added |
| Graypoint LLC | 151,974 | $2.09M | 0.20% | +151,974 | New |
| D.A. Davidson & Co. | 166,510 | $2.29M | 0.02% | +24,968+17.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 167,511 | $2.30M | 0.00% | −14,774−8.1% | Reduced |
| Muzinich & Co., Inc. | 167,511 | $2.30M | 2.02% | −14,774−8.1% | Reduced |
| LSV Asset Management | 179,332 | $2.47M | 0.01% | −9,400−5.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 183,469 | $2.52M | 0.16% | +50,427+37.9% | Added |
| Bank of America Corp | 211,312 | $2.91M | 0.00% | −20,126−8.7% | Reduced |