LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2023
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 621
- +26 vs. Q3 2023
- Shares held
- 71.1M
- −753.1K (−1.0%) vs. Q3 2023
- Total value
- $16.2B
- −$907.0M (−5.3%) vs. Q3 2023
- New holders
- 98
- 174 more added
- Sold out
- 72
- 260 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NewEdge Wealth, LLC | 55,827 | $12.7M | 0.32% | +38,839+228.6% | Added |
| Korea Investment CORP | 56,298 | $12.8M | 0.03% | −61,759−52.3% | Reduced |
| AQR Capital Management LLC | 58,065 | $13.2M | 0.02% | −35,610−38.0% | Reduced |
| Brown Brothers Harriman & Co | 58,956 | $13.4M | 0.11% | +15,373+35.3% | Added |
| Iridian Asset Management LLC | 60,155 | $13.7M | 2.48% | +30,273+101.3% | Added |
| New York State Common Retirement Fund | 60,256 | $13.7M | 0.02% | −14,276−19.2% | Reduced |
| Cramer Rosenthal McGlynn LLC | 60,654 | $13.8M | 0.75% | −24,355−28.6% | Reduced |
| Thornburg Investment Management Inc | 61,841 | $14.1M | 0.20% | −10,462−14.5% | Reduced |
| Twinbeech Capital LP | 62,154 | $14.1M | 0.23% | +62,154 | New |
| Teacher Retirement System of Texas | 63,920 | $14.5M | 0.10% | −9,611−13.1% | Reduced |
| Citigroup Inc | 64,423 | $14.7M | 0.02% | −849−1.3% | Reduced |
| CI Private Wealth, LLC | 69,623 | $15.8M | 0.03% | +33,880+94.8% | Added |
| Brandywine Global Investment Management, LLC | 69,994 | $15.9M | 0.13% | +31,301+80.9% | Added |
| Family Wealth Partners, LLC | 70,514 | $16.1M | 12.39% | +70,514 | New |
| Fort Washington Investment Advisors Inc | 71,270 | $16.2M | 0.11% | −290.0% | Reduced |
| Aviva PLC | 74,324 | $16.9M | 0.06% | +7,151+10.6% | Added |
| Reinhart Partners, Inc. | 74,620 | $17.0M | 0.75% | +4,333+6.2% | Added |
| Weiss Multi-Strategy Advisers LLC | 75,215 | $17.1M | 0.44% | −30,671−29.0% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 75,319 | $17.1M | 0.04% | −11,523−13.3% | Reduced |
| Ameriprise Financial Inc | 75,835 | $17.3M | 0.01% | −197,305−72.2% | Reduced |
| LPL Financial LLC | 80,028 | $18.2M | 0.01% | −838−1.0% | Reduced |
| Comerica Bank | 82,103 | $18.7M | 0.09% | +3,423+4.4% | Added |
| Bank of Montreal | 82,291 | $18.9M | 0.01% | −49,937−37.8% | Reduced |
| Squarepoint Ops LLC | 83,931 | $19.1M | 0.08% | +83,931 | New |
| Barclays PLC | 84,483 | $19.2M | 0.01% | +20,639+32.3% | Added |
| State Board of Administration of Florida Retirement System | 87,849 | $20.0M | 0.04% | −16,903−16.1% | Reduced |
| SEI Investments Co | 91,773 | $20.9M | 0.03% | −35,175−27.7% | Reduced |
| Man Group plc | 92,096 | $21.0M | 0.06% | – | – |
| Heron Bay Capital Management | 94,262 | $21.5M | 4.97% | −479−0.5% | Reduced |
| HM Payson & Co | 95,141 | $21.7M | 0.45% | −133,792−58.4% | Reduced |
| Stifel Financial Corp | 97,967 | $22.3M | 0.03% | −9,805−9.1% | Reduced |
| Manufacturers Life Insurance Company, The | 99,703 | $22.7M | 0.01% | +94,746+1,911.4% | Added |
| First Trust Advisors LP | 102,847 | $23.4M | 0.03% | +42,747+71.1% | Added |
| Artemis Investment Management LLP | 110,589 | $25.2M | 0.37% | −144,728−56.7% | Reduced |
| Rhumbline Advisers | 110,679 | $25.2M | 0.03% | −6,303−5.4% | Reduced |
| Bamco Inc | 113,854 | $25.9M | 0.07% | +3,500+3.2% | Added |
| National Pension Service | 114,200 | $26.0M | 0.04% | 00.0% | Unchanged |
| Coronation Fund Managers Ltd. | 114,888 | $26.2M | 0.73% | +38,606+50.6% | Added |
| Russell Investments Group, Ltd. | 117,620 | $26.8M | 0.05% | −17,769−13.1% | Reduced |
| GCM Grosvenor Holdings, LLC | 118,304 | $26.9M | 4.76% | +13,004+12.3% | Added |
| California State Teachers Retirement System | 120,608 | $27.5M | 0.04% | −1,035−0.9% | Reduced |
| Pinebridge Investments, L.P. | 121,561 | $27.7M | 0.26% | −24,259−16.6% | Reduced |
| Credit Suisse AG | 129,793 | $29.5M | 0.03% | −30.0% | Reduced |
| Truist Financial Corp | 130,039 | $29.6M | 0.05% | −1,493−1.1% | Reduced |
| Amundi | 135,872 | $31.6M | 0.01% | +62,368+84.8% | Added |
| California Public Employees Retirement System | 144,837 | $33.0M | 0.03% | −6,859−4.5% | Reduced |
| Primecap Management Co | 150,000 | $34.1M | 0.03% | 00.0% | Unchanged |
| Waratah Capital Advisors Ltd. | 150,277 | $34.2M | 1.95% | −87,945−36.9% | Reduced |
| Jackson Square Partners, LLC | 159,588 | $36.3M | 1.18% | −174,794−52.3% | Reduced |
| Panagora Asset Management Inc | 171,465 | $39.0M | 0.22% | −73,063−29.9% | Reduced |
| Commerce Bank | 183,685 | $41.8M | 0.30% | −11,301−5.8% | Reduced |
| Renaissance Technologies LLC | 183,700 | $41.8M | 0.06% | +129,700+240.2% | Added |
| Qube Research & Technologies Ltd | 185,876 | $42.3M | 0.10% | +114,392+160.0% | Added |
| Trillium Asset Management, LLC | 189,546 | $43.1M | 1.18% | +3,114+1.7% | Added |
| Southpoint Capital Advisors LP | 190,000 | $43.2M | 0.93% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 206,520 | $47.0M | 0.03% | +11,736+6.0% | Added |
| Wellington Management Group LLP | 209,078 | $47.6M | 0.01% | −72,132−25.7% | Reduced |
| Victory Capital Management Inc | 220,832 | $50.3M | 0.05% | −12,373−5.3% | Reduced |
| North Peak Capital Management, LLC | 225,657 | $51.4M | 5.40% | +28,430+14.4% | Added |
| Gilder Gagnon Howe & Co LLC | 234,524 | $53.4M | 0.73% | +232,704+12,785.9% | Added |
| Employees Retirement System of Texas | 246,000 | $56.0M | 0.66% | +28,000+12.8% | Added |
| Royal Bank of Canada | 256,462 | $58.4M | 0.01% | +7,553+3.0% | Added |
| Franklin Resources Inc | 269,126 | $61.3M | 0.03% | −817−0.3% | Reduced |
| Deutsche Bank AG | 273,752 | $62.3M | 0.03% | +13,347+5.1% | Added |
| Standard Life Aberdeen plc | 276,825 | $63.0M | 0.14% | −501,939−64.5% | Reduced |
| Citadel Advisors LLC | 281,753 | $64.1M | 0.06% | +239,839+572.2% | Added |
| Charles Schwab Investment Management Inc | 293,471 | $66.8M | 0.02% | +9,539+3.4% | Added |
| Envestnet Asset Management Inc | 306,755 | $69.8M | 0.03% | −30,944−9.2% | Reduced |
| American Century Companies Inc | 310,690 | $70.7M | 0.05% | −257,166−45.3% | Reduced |
| HSBC Holdings PLC | 312,206 | $71.1M | 0.07% | +151,010+93.7% | Added |
| Invesco Ltd. | 315,972 | $71.9M | 0.02% | −108,814−25.6% | Reduced |
| Goldman Sachs Group Inc | 317,094 | $72.2M | 0.02% | −11,596−3.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 321,270 | $73.1M | 0.12% | +20,660+6.9% | Added |
| Azora Capital LP | 326,796 | $74.4M | 6.74% | +3,648+1.1% | Added |
| Legal & General Group Plc | 360,194 | $82.0M | 0.03% | −28,339−7.3% | Reduced |
| Raymond James & Associates | 365,791 | $83.3M | 0.06% | −6,740−1.8% | Reduced |
| Agf Management Ltd | 374,355 | $85.2M | 0.50% | −33,828−8.3% | Reduced |
| Alliancebernstein L.P. | 404,491 | $92.1M | 0.04% | −17,208−4.1% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 426,386 | $97.1M | 1.06% | +125,122+41.5% | Added |
| Westfield Capital Management Co LP | 428,869 | $97.6M | 0.57% | −170,235−28.4% | Reduced |
| First Pacific Advisors, LP | 460,261 | $104.8M | 1.57% | −20,384−4.2% | Reduced |
| Northern Trust Corp | 465,958 | $106.1M | 0.02% | −32,447−6.5% | Reduced |
| ArrowMark Colorado Holdings LLC | 475,689 | $108.3M | 1.20% | −205,041−30.1% | Reduced |
| Wells Fargo & Company | 476,759 | $108.5M | 0.03% | −7,593−1.6% | Reduced |
| Jacobs Levy Equity Management, Inc | 479,776 | $109.2M | 0.55% | +68,489+16.7% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 485,100 | $110.4M | 2.28% | +485,100 | New |
| Fairview Capital Investment Management, LLC | 502,281 | $114.3M | 6.81% | −5,844−1.2% | Reduced |
| Junto Capital Management LP | 514,315 | $117.1M | 2.70% | +100,918+24.4% | Added |
| Morgan Stanley | 525,293 | $119.6M | 0.01% | +24,861+5.0% | Added |
| UBS Asset Management Americas Inc | 536,752 | $122.2M | 0.05% | +71,778+15.4% | Added |
| Bank of America Corp | 546,078 | $124.3M | 0.01% | −142,860−20.7% | Reduced |
| SurgoCap Partners LP | 576,619 | $131.3M | 9.27% | +576,619 | New |
| Massachusetts Financial Services Co | 583,388 | $132.8M | 0.04% | +15,096+2.7% | Added |
| Canada Pension Plan Investment Board | 695,536 | $158.3M | 0.20% | +238,546+52.2% | Added |
| Nuveen Asset Management, LLC | 699,535 | $159.2M | 0.05% | −13,843−1.9% | Reduced |
| Darlington Partners Capital Management, LP | 715,014 | $162.8M | 9.35% | −7,603−1.1% | Reduced |
| Dimensional Fund Advisors LP | 718,246 | $163.5M | 0.05% | −10,758−1.5% | Reduced |
| Eagle Asset Management Inc | 719,291 | $163.7M | 0.88% | −15,399−2.1% | Reduced |
| Voya Investment Management LLC | 748,781 | $170.1M | 0.18% | +33,811+4.7% | Added |
| Epoch Investment Partners, Inc. | 774,297 | $176.2M | 0.80% | +364,597+89.0% | Added |