LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2023
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 621
- +26 vs. Q3 2023
- Shares held
- 71.1M
- −753.1K (−1.0%) vs. Q3 2023
- Total value
- $16.2B
- −$907.0M (−5.3%) vs. Q3 2023
- New holders
- 98
- 174 more added
- Sold out
- 72
- 260 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wedmont Private Capital | 1,688 | $401.0K | 0.03% | +425+33.7% | Added |
| Moody Lynn & Lieberson, LLC | 1,800 | $409.7K | 0.03% | 00.0% | Unchanged |
| Ieq Capital, LLC | 1,820 | $414.3K | 0.01% | +95+5.5% | Added |
| EverSource Wealth Advisors, LLC | 1,833 | $417.4K | 0.04% | −19−1.0% | Reduced |
| Aigen Investment Management, LP | 1,841 | $419.0K | 0.07% | +1,841 | New |
| Greenleaf Trust | 1,899 | $432.3K | 0.00% | −3−0.2% | Reduced |
| SG Americas Securities, LLC | 1,912 | $435.0K | 0.00% | −6,194−76.4% | Reduced |
| MONECO Advisors, LLC | 1,918 | $436.6K | 0.08% | +14+0.7% | Added |
| Y-Intercept (Hong Kong) Ltd | 1,925 | $438.2K | 0.04% | +1,925 | New |
| PEAK6 Investments LLC | 1,956 | $445.3K | 0.02% | +1,061+118.5% | Added |
| Bessemer Group Inc | 1,975 | $449.0K | 0.00% | −1,031−34.3% | Reduced |
| WJ Wealth Management, LLC | 2,000 | $455.2K | 0.20% | 00.0% | Unchanged |
| Archer Investment Corp | 2,016 | $458.8K | 0.15% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 2,021 | $460.0K | 0.25% | +2,021 | New |
| Ironwood Investment Counsel, LLC | 2,045 | $465.5K | 0.09% | −165−7.5% | Reduced |
| Metis Global Partners, LLC | 2,062 | $469.4K | 0.02% | −140−6.4% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 2,064 | $470.0K | 0.01% | −50,339−96.1% | Reduced |
| United Capital Financial Advisers, LLC | 2,078 | $473.0K | 0.00% | +2,078 | New |
| Tokio Marine Asset Management Co Ltd | 2,104 | $478.9K | 0.03% | +198+10.4% | Added |
| CIBC World Markets Corp | 2,108 | $479.8K | 0.00% | +2,108 | New |
| ProShare Advisors LLC | 2,110 | $480.3K | 0.00% | −1,161−35.5% | Reduced |
| FDx Advisors, Inc. | 2,122 | $483.0K | 0.04% | −279−11.6% | Reduced |
| XTX Topco Ltd | 2,153 | $490.1K | 0.11% | +2,153 | New |
| Martingale Asset Management L P | 2,157 | $491.0K | 0.01% | −10,242−82.6% | Reduced |
| NBC Securities, Inc. | 2,172 | $494.0K | 0.05% | −31−1.4% | Reduced |
| XML Financial, LLC | 2,213 | $503.7K | 0.05% | +2+0.1% | Added |
| Prossimo Advisors, LLC | 2,235 | $509.0K | 1.08% | +2,235 | New |
| London Co of Virginia | 2,270 | $516.7K | 0.00% | 00.0% | Unchanged |
| McMahon Financial Advisors, LLC | 2,365 | $538.3K | 0.15% | −66−2.7% | Reduced |
| Parallel Advisors, LLC | 2,378 | $541.3K | 0.02% | +26+1.1% | Added |
| Principal Securities, Inc. | 2,419 | $550.6K | 0.02% | +2,419 | New |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 2,456 | $559.0K | 0.00% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 2,500 | $569.0K | 0.00% | −11,300−81.9% | Reduced |
| Handelsinvest Investeringsforvaltning | 2,509 | $571.0K | 0.23% | +2,509 | New |
| The PNC Financial Services Group, Inc. | 2,527 | $575.3K | 0.00% | −301−10.6% | Reduced |
| HighPoint Advisor Group LLC | 2,225 | $584.0K | 0.04% | +2,225 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,570 | $585.0K | 0.04% | +740+40.4% | Added |
| APG Asset Management N.V. | 2,865 | $590.4K | 0.00% | −14,735−83.7% | Reduced |
| Ostrum Asset Management | 2,636 | $600.0K | 0.05% | −845−24.3% | Reduced |
| Concorde Asset Management, LLC | 2,651 | $603.5K | 0.41% | −33−1.2% | Reduced |
| Hamilton Capital Partners Inc. | 2,673 | $608.4K | 0.12% | +436+19.5% | Added |
| Ontario Teachers Pension Plan Board | 2,682 | $610.5K | 0.01% | +856+46.9% | Added |
| Proequities, Inc. | 2,684 | $610.9K | 0.04% | −1,540−36.5% | Reduced |
| Alera Investment Advisors, LLC | 2,692 | $612.8K | 0.08% | −1,361−33.6% | Reduced |
| Stratos Wealth Partners, LTD. | 2,699 | $614.5K | 0.01% | −35−1.3% | Reduced |
| Cumberland Partners Ltd | 2,750 | $626.0K | 0.06% | +750+37.5% | Added |
| Transamerica Financial Advisors, Inc. | 2,760 | $629.0K | 0.09% | −198−6.7% | Reduced |
| E. Ohman J:or Asset Management AB | 2,800 | $637.3K | 0.02% | −600−17.6% | Reduced |
| Tudor Investment Corp Et Al | 2,819 | $641.7K | 0.01% | −46,298−94.3% | Reduced |
| Creative Planning | 2,865 | $652.1K | 0.00% | −335−10.5% | Reduced |
| Oregon Public Employees Retirement Fund | 2,918 | $664.2K | 0.01% | −1,271−30.3% | Reduced |
| Fulton Bank, N.A. | 2,919 | $664.4K | 0.03% | −298−9.3% | Reduced |
| Ossiam | 2,975 | $677.2K | 0.01% | +326+12.3% | Added |
| IHT Wealth Management, LLC | 2,979 | $678.2K | 0.03% | −64−2.1% | Reduced |
| Catalyst Capital Advisors LLC | 3,005 | $684.0K | 0.02% | +3,005 | New |
| B. Metzler seel. Sohn & Co. AG | 3,083 | $701.8K | 0.01% | 00.0% | Unchanged |
| LVW Advisors, LLC | 3,184 | $724.7K | 0.14% | +21+0.7% | Added |
| Summit Global Investments | 3,189 | $726.0K | 0.05% | −1,547−32.7% | Reduced |
| Argent Capital Management LLC | 3,250 | $739.8K | 0.02% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 3,265 | $743.1K | 0.01% | −165−4.8% | Reduced |
| Ritholtz Wealth Management | 3,277 | $745.8K | 0.03% | −556−14.5% | Reduced |
| Emerald Advisers, LLC | 3,282 | $747.0K | 0.03% | −57−1.7% | Reduced |
| Advisors Asset Management, Inc. | 3,290 | $748.9K | 0.02% | −459−12.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 3,306 | $753.0K | 0.00% | +1,454+78.5% | Added |
| Yarbrough Capital, LLC | 3,361 | $765.0K | 0.04% | 00.0% | Unchanged |
| Globeflex Capital L P | 3,368 | $766.6K | 0.08% | 00.0% | Unchanged |
| Shell Asset Management Co | 3,392 | $772.0K | 0.04% | −814−19.4% | Reduced |
| Oversea-Chinese Banking CORP Ltd | 3,403 | $774.6K | 0.03% | +655+23.8% | Added |
| Colony Group, LLC | 3,403 | $775.0K | 0.01% | +3,403 | New |
| Pittenger & Anderson Inc | 3,432 | $781.2K | 0.03% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 3,489 | $794.2K | 0.15% | +3,489 | New |
| Axq Capital, LP | 3,575 | $813.7K | 0.22% | −1,025−22.3% | Reduced |
| Clark Capital Management Group, Inc. | 3,674 | $836.3K | 0.01% | −4,262−53.7% | Reduced |
| Balyasny Asset Management LLC | 3,697 | $841.5K | 0.00% | −352,806−99.0% | Reduced |
| Otter Creek Advisors, LLC | 3,715 | $844.0K | 0.72% | +3,715 | New |
| Oppenheimer Asset Management Inc. | 3,722 | $847.2K | 0.01% | −88−2.3% | Reduced |
| University of Texas/Texas Am Investment Managment Co | 3,744 | $852.2K | 0.23% | +3,744 | New |
| Cetera Investment Advisers | 3,780 | $860.4K | 0.01% | −1,694−30.9% | Reduced |
| Resources Investment Advisors, LLC. | 3,831 | $872.1K | 0.02% | +27+0.7% | Added |
| Centiva Capital, LP | 3,909 | $889.8K | 0.06% | −680−14.8% | Reduced |
| Crawford Investment Counsel Inc | 3,980 | $905.9K | 0.02% | +1,050+35.8% | Added |
| Schroder Investment Management Group | 3,983 | $906.6K | 0.00% | 00.0% | Unchanged |
| Independent Advisor Alliance | 4,008 | $912.2K | 0.03% | −921−18.7% | Reduced |
| Verition Fund Management LLC | 4,018 | $914.6K | 0.01% | +1,436+55.6% | Added |
| Achmea Investment Management B.V. | 4,033 | $918.0K | 0.02% | +4,033 | New |
| Commonwealth Equity Services, LLC | 4,093 | $932.0K | 0.00% | +1,016+33.0% | Added |
| TownSquare Capital, LLC | 4,147 | $944.0K | 0.02% | +714+20.8% | Added |
| Ethic Inc. | 4,170 | $949.2K | 0.03% | −742−15.1% | Reduced |
| Walleye Trading LLC | 4,190 | $953.7K | 0.01% | +4,190 | New |
| Cresset Asset Management, LLC | 4,197 | $955.2K | 0.01% | −259−5.8% | Reduced |
| M&T Bank Corp | 4,240 | $965.0K | 0.00% | −741−14.9% | Reduced |
| CenterBook Partners LP | 4,260 | $969.7K | 0.12% | −1,129−21.0% | Reduced |
| Cubist Systematic Strategies, LLC | 4,263 | $970.3K | 0.01% | −1,757−29.2% | Reduced |
| Castleark Management LLC | 4,335 | $986.7K | 0.04% | +660+18.0% | Added |
| GWM Advisors LLC | 4,311 | $1.00M | 0.01% | +505+13.3% | Added |
| Versor Investments LP | 4,445 | $1.01M | 0.21% | −2,153−32.6% | Reduced |
| Aureus Asset Management, LLC | 4,455 | $1.01M | 0.07% | 00.0% | Unchanged |
| MetLife Investment Management | 4,570 | $1.04M | 0.01% | −225−4.7% | Reduced |
| Cornercap Investment Counsel Inc | 4,583 | $1.04M | 0.17% | +117+2.6% | Added |
| Crossmark Global Holdings, Inc. | 4,597 | $1.05M | 0.02% | +689+17.6% | Added |