LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 80,866 | $19.2M | 0.01% | +7,746+10.6% | Added |
| Cramer Rosenthal McGlynn LLC | 85,009 | $20.2M | 1.13% | −4,362−4.9% | Reduced |
| Interval Partners, LP | 85,183 | $20.2M | 0.83% | +49,242+137.0% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 86,842 | $20.6M | 0.05% | −7,313−7.8% | Reduced |
| AQR Capital Management LLC | 93,675 | $22.3M | 0.05% | −48,525−34.1% | Reduced |
| Heron Bay Capital Management | 94,741 | $22.5M | 6.06% | +437+0.5% | Added |
| State Board of Administration of Florida Retirement System | 104,752 | $24.9M | 0.06% | +11,487+12.3% | Added |
| GCM Grosvenor Holdings, LLC | 105,300 | $25.0M | 4.98% | 00.0% | Unchanged |
| Weiss Multi-Strategy Advisers LLC | 105,886 | $25.2M | 0.61% | −41,685−28.2% | Reduced |
| Stifel Financial Corp | 107,772 | $25.6M | 0.04% | +1,305+1.2% | Added |
| Bamco Inc | 110,354 | $26.2M | 0.08% | +1,271+1.2% | Added |
| Alyeska Investment Group, L.P. | 112,055 | $26.6M | 0.18% | +112,055 | New |
| National Pension Service | 114,200 | $27.1M | 0.04% | −11,200−8.9% | Reduced |
| Rhumbline Advisers | 116,982 | $27.8M | 0.03% | −851−0.7% | Reduced |
| UBS Group AG | 117,895 | $28.0M | 0.01% | +26,931+29.6% | Added |
| Korea Investment CORP | 118,057 | $28.1M | 0.08% | +91,054+337.2% | Added |
| California State Teachers Retirement System | 121,643 | $28.9M | 0.04% | −6,551−5.1% | Reduced |
| SEI Investments Co | 126,948 | $30.2M | 0.05% | −37,418−22.8% | Reduced |
| Credit Suisse AG | 129,796 | $30.8M | 0.03% | −5,270−3.9% | Reduced |
| Truist Financial Corp | 131,532 | $31.3M | 0.05% | +7,953+6.4% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 134,495 | $32.0M | 0.65% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 135,389 | $32.2M | 0.06% | +14,622+12.1% | Added |
| Bank of Montreal | 132,228 | $32.7M | 0.02% | +48,991+58.9% | Added |
| Pinebridge Investments, L.P. | 145,820 | $34.7M | 0.38% | −20,809−12.5% | Reduced |
| Primecap Management Co | 150,000 | $35.6M | 0.03% | 00.0% | Unchanged |
| California Public Employees Retirement System | 151,696 | $36.1M | 0.03% | −1,118−0.7% | Reduced |
| Prudential Financial Inc | 155,641 | $37.0M | 0.06% | +5,388+3.6% | Added |
| Marshall Wace, LLP | 156,127 | $37.1M | 0.08% | −326,826−67.7% | Reduced |
| HSBC Holdings PLC | 161,196 | $38.3M | 0.04% | +186+0.1% | Added |
| Trillium Asset Management, LLC | 186,432 | $44.3M | 1.34% | +12,816+7.4% | Added |
| Southpoint Capital Advisors LP | 190,000 | $45.2M | 1.01% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 194,784 | $46.3M | 0.04% | −18,584−8.7% | Reduced |
| Commerce Bank | 194,986 | $46.3M | 0.36% | −412−0.2% | Reduced |
| North Peak Capital Management, LLC | 197,227 | $46.9M | 5.77% | +197,227 | New |
| TD Asset Management Inc | 214,577 | $51.0M | 0.06% | +4,875+2.3% | Added |
| Employees Retirement System of Texas | 218,000 | $51.8M | 0.77% | +36,000+19.8% | Added |
| HM Payson & Co | 228,933 | $54.4M | 1.28% | +228,933 | New |
| Victory Capital Management Inc | 233,205 | $55.4M | 0.06% | +8,570+3.8% | Added |
| Waratah Capital Advisors Ltd. | 238,222 | $56.6M | 2.60% | +238,222 | New |
| Panagora Asset Management Inc | 244,528 | $58.1M | 0.36% | +172,044+237.4% | Added |
| Royal Bank of Canada | 248,909 | $59.2M | 0.02% | +92,980+59.6% | Added |
| Artemis Investment Management LLP | 255,317 | $60.6M | 0.85% | −33,531−11.6% | Reduced |
| Deutsche Bank AG | 260,405 | $61.9M | 0.04% | −165,679−38.9% | Reduced |
| Franklin Resources Inc | 269,943 | $64.2M | 0.03% | +55,212+25.7% | Added |
| Ameriprise Financial Inc | 273,140 | $64.9M | 0.02% | +229,434+524.9% | Added |
| Wellington Management Group LLP | 281,210 | $66.8M | 0.01% | −356,979−55.9% | Reduced |
| Charles Schwab Investment Management Inc | 283,932 | $67.5M | 0.02% | −206,307−42.1% | Reduced |
| Millennium Management LLC | 299,456 | $71.2M | 0.07% | −257,966−46.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 300,610 | $71.4M | 0.13% | −7,159−2.3% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 301,264 | $71.6M | 0.86% | +174,205+137.1% | Added |
| Azora Capital LP | 323,148 | $76.8M | 8.46% | +96,730+42.7% | Added |
| Goldman Sachs Group Inc | 328,690 | $78.1M | 0.02% | +7,261+2.3% | Added |
| Jackson Square Partners, LLC | 334,382 | $79.5M | 2.65% | −23,102−6.5% | Reduced |
| Envestnet Asset Management Inc | 337,699 | $80.3M | 0.04% | +62,431+22.7% | Added |
| Balyasny Asset Management LLC | 356,503 | $84.7M | 0.24% | −120,342−25.2% | Reduced |
| Raymond James & Associates | 372,531 | $88.5M | 0.07% | +1,976+0.5% | Added |
| Legal & General Group Plc | 388,533 | $92.3M | 0.03% | −8,524−2.1% | Reduced |
| Agf Management Ltd | 408,183 | $97.0M | 0.69% | 00.0% | Unchanged |
| Epoch Investment Partners, Inc. | 409,700 | $97.4M | 0.62% | −10,857−2.6% | Reduced |
| Jacobs Levy Equity Management, Inc | 411,287 | $97.7M | 0.58% | +85,684+26.3% | Added |
| Junto Capital Management LP | 413,397 | $98.2M | 2.33% | −137,158−24.9% | Reduced |
| Alliancebernstein L.P. | 421,699 | $100.2M | 0.04% | −44,046−9.5% | Reduced |
| Invesco Ltd. | 424,786 | $101.0M | 0.03% | +79,632+23.1% | Added |
| Holocene Advisors, LP | 436,086 | $103.6M | 0.46% | +72,035+19.8% | Added |
| Canada Pension Plan Investment Board | 456,990 | $108.6M | 0.16% | +357,245+358.2% | Added |
| UBS Asset Management Americas Inc | 464,974 | $110.5M | 0.05% | +181,024+63.8% | Added |
| First Pacific Advisors, LP | 480,645 | $114.2M | 1.79% | −855−0.2% | Reduced |
| Wells Fargo & Company | 484,352 | $115.1M | 0.04% | +54,384+12.6% | Added |
| Northern Trust Corp | 498,405 | $118.4M | 0.02% | +31,402+6.7% | Added |
| Morgan Stanley | 500,432 | $118.9M | 0.01% | −117,787−19.1% | Reduced |
| Fairview Capital Investment Management, LLC | 508,125 | $120.8M | 7.73% | −5,613−1.1% | Reduced |
| American Century Companies Inc | 567,856 | $135.0M | 0.10% | +35,088+6.6% | Added |
| Massachusetts Financial Services Co | 568,292 | $135.1M | 0.05% | +537,272+1,732.0% | Added |
| Westfield Capital Management Co LP | 599,104 | $142.4M | 0.97% | −51,345−7.9% | Reduced |
| ArrowMark Colorado Holdings LLC | 680,730 | $161.8M | 1.97% | +92,367+15.7% | Added |
| Bank of America Corp | 688,938 | $163.7M | 0.02% | +54,444+8.6% | Added |
| Eminence Capital, LP | 698,598 | $166.0M | 3.29% | −85,627−10.9% | Reduced |
| Nuveen Asset Management, LLC | 713,378 | $169.5M | 0.06% | −233,191−24.6% | Reduced |
| Voya Investment Management LLC | 714,970 | $169.9M | 0.19% | −29,100−3.9% | Reduced |
| Darlington Partners Capital Management, LP | 722,617 | $171.7M | 10.57% | +17,149+2.4% | Added |
| Dimensional Fund Advisors LP | 729,004 | $173.3M | 0.06% | +10,531+1.5% | Added |
| Eagle Asset Management Inc | 734,690 | $174.6M | 1.03% | −2,542−0.3% | Reduced |
| Standard Life Aberdeen plc | 778,764 | $185.1M | 0.47% | −39,823−4.9% | Reduced |
| D. E. Shaw & Co., Inc. | 831,134 | $197.5M | 0.33% | −270,445−24.6% | Reduced |
| Boston Partners | 845,127 | $200.8M | 0.28% | −2,333−0.3% | Reduced |
| Norges Bank | 892,614 | $212.1M | 0.04% | −150,371−14.4% | Reduced |
| Bank of New York Mellon Corp | 1,099,608 | $261.3M | 0.06% | +161,485+17.2% | Added |
| JPMorgan Chase & Co | 1,199,577 | $285.1M | 0.03% | −41,074−3.3% | Reduced |
| Geode Capital Management, LLC | 1,330,533 | $315.8M | 0.04% | +11,710+0.9% | Added |
| Samlyn Capital, LLC | 1,379,789 | $327.9M | 5.80% | −463,436−25.1% | Reduced |
| Clarkston Capital Partners, LLC | 1,490,998 | $354.3M | 6.96% | −10,865−0.7% | Reduced |
| State Street Corp | 1,738,451 | $413.1M | 0.02% | +27,206+1.6% | Added |
| Lone Pine Capital LLCSuperinvestorLone Pine Capital | 1,840,114 | $437.3M | 4.22% | −162,944−8.1% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 2,145,780 | $509.9M | 1.45% | +79,869+3.9% | Added |
| FMR LLC | 2,272,931 | $540.2M | 0.05% | −153,371−6.3% | Reduced |
| Capital Research Global Investors | 2,334,076 | $554.7M | 0.15% | +136,231+6.2% | Added |
| WCM Investment Management, LLC | 2,457,027 | $583.9M | 1.71% | +10,182+0.4% | Added |
| Price T Rowe Associates Inc | 2,625,509 | $624.0M | 0.09% | +2,085,719+386.4% | Added |
| Janus Henderson Group PLC | 3,078,768 | $731.7M | 0.48% | −301,300−8.9% | Reduced |
| BlackRock Inc. | 6,344,261 | $1.51B | 0.04% | +66,418+1.1% | Added |