LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dynamic Technology Lab Private Ltd | 2,156 | $512.0K | 0.05% | +2,156 | New |
| NBC Securities, Inc. | 2,203 | $523.0K | 0.06% | +2,203 | New |
| Metis Global Partners, LLC | 2,202 | $523.3K | 0.03% | +117+5.6% | Added |
| Ironwood Investment Counsel, LLC | 2,210 | $525.2K | 0.12% | 00.0% | Unchanged |
| National Asset Management, Inc. | 2,211 | $525.4K | 0.01% | +858+63.4% | Added |
| XML Financial, LLC | 2,211 | $525.5K | 0.06% | +10.0% | Added |
| Hamilton Capital Partners Inc. | 2,237 | $531.6K | 0.19% | +47+2.1% | Added |
| London Co of Virginia | 2,270 | $539.5K | 0.00% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 2,351 | $558.7K | 0.00% | +2,351 | New |
| Parallel Advisors, LLC | 2,352 | $559.0K | 0.02% | +43+1.9% | Added |
| FDx Advisors, Inc. | 2,401 | $571.0K | 0.05% | −3,443−58.9% | Reduced |
| McMahon Financial Advisors, LLC | 2,431 | $577.7K | 0.18% | +2,431 | New |
| West Tower Group, LLC | 2,452 | $582.7K | 0.31% | +2,452 | New |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 2,456 | $583.7K | 0.00% | 00.0% | Unchanged |
| Genus Capital Management Inc. | 2,500 | $594.1K | 0.09% | 00.0% | Unchanged |
| Verition Fund Management LLC | 2,582 | $613.6K | 0.01% | +406+18.7% | Added |
| Ossiam | 2,649 | $629.5K | 0.01% | −29,377−91.7% | Reduced |
| Concorde Asset Management, LLC | 2,684 | $638.0K | 0.57% | +11+0.4% | Added |
| Inceptionr LLC | 2,719 | $646.2K | 0.37% | +2,719 | New |
| Stratos Wealth Partners, LTD. | 2,734 | $649.9K | 0.01% | −69−2.5% | Reduced |
| Axxcess Wealth Management, LLC | 2,744 | $652.2K | 0.02% | +137+5.3% | Added |
| Oversea-Chinese Banking CORP Ltd | 2,748 | $653.1K | 0.03% | +2,748 | New |
| The PNC Financial Services Group, Inc. | 2,828 | $672.1K | 0.00% | −86−3.0% | Reduced |
| Alps Advisors Inc | 2,837 | $674.2K | 0.01% | +725+34.3% | Added |
| ACT Advisors, LLC. | 2,900 | $689.2K | 0.43% | 00.0% | Unchanged |
| Crawford Investment Counsel Inc | 2,930 | $696.3K | 0.02% | +2,930 | New |
| Banque Cantonale Vaudoise | 2,952 | $702.0K | 0.04% | −2,248−43.2% | Reduced |
| Transamerica Financial Advisors, Inc. | 2,958 | $703.0K | 0.10% | −244−7.6% | Reduced |
| Bessemer Group Inc | 3,006 | $714.0K | 0.00% | −47−1.5% | Reduced |
| IHT Wealth Management, LLC | 3,043 | $723.1K | 0.04% | +78+2.6% | Added |
| Commonwealth Equity Services, LLC | 3,077 | $731.0K | 0.00% | +489+18.9% | Added |
| B. Metzler seel. Sohn & Co. AG | 3,083 | $732.7K | 0.01% | +520+20.3% | Added |
| LVW Advisors, LLC | 3,163 | $751.7K | 0.16% | −338−9.7% | Reduced |
| Creative Planning | 3,200 | $760.5K | 0.00% | +698+27.9% | Added |
| Engineers Gate Manager LP | 3,217 | $764.5K | 0.03% | −3,960−55.2% | Reduced |
| Fulton Bank, N.A. | 3,217 | $764.5K | 0.04% | −140−4.2% | Reduced |
| Argent Capital Management LLC | 3,250 | $772.4K | 0.03% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 3,254 | $773.3K | 0.10% | +420+14.8% | Added |
| ProShare Advisors LLC | 3,271 | $777.4K | 0.00% | +3,271 | New |
| Vetamer Capital Management, L.P. | 3,337 | $793.0K | 1.46% | +865+35.0% | Added |
| Emerald Advisers, LLC | 3,339 | $793.5K | 0.04% | +3,339 | New |
| Yarbrough Capital, LLC | 3,361 | $798.7K | 0.05% | +1,481+78.8% | Added |
| Globeflex Capital L P | 3,368 | $800.4K | 0.09% | −218−6.1% | Reduced |
| E. Ohman J:or Asset Management AB | 3,400 | $808.0K | 0.03% | −300−8.1% | Reduced |
| Colony Group LLC | 3,403 | $809.0K | 0.01% | −7−0.2% | Reduced |
| Magnetar Financial LLC | 3,426 | $814.2K | 0.02% | +1,578+85.4% | Added |
| Integrated Wealth Concepts LLC | 3,430 | $815.2K | 0.01% | +343+11.1% | Added |
| Pittenger & Anderson Inc | 3,432 | $815.6K | 0.04% | +397+13.1% | Added |
| TownSquare Capital, LLC | 3,433 | $815.9K | 0.01% | +617+21.9% | Added |
| Baird Financial Group, Inc. | 3,459 | $822.0K | 0.00% | +18+0.5% | Added |
| Schonfeld Strategic Advisors LLC | 3,476 | $826.1K | 0.01% | −46,148−93.0% | Reduced |
| Ostrum Asset Management | 3,481 | $827.3K | 0.08% | −24−0.7% | Reduced |
| Castleark Management LLC | 3,675 | $873.4K | 0.04% | −10−0.3% | Reduced |
| Advisors Asset Management, Inc. | 3,749 | $891.0K | 0.02% | −1,299−25.7% | Reduced |
| KB Financial Partners, LLC | 3,796 | $902.0K | 0.26% | +6+0.2% | Added |
| Resources Investment Advisors, LLC. | 3,804 | $904.1K | 0.02% | +10+0.3% | Added |
| GWM Advisors LLC | 3,806 | $904.4K | 0.01% | +1,947+104.7% | Added |
| Oppenheimer Asset Management Inc. | 3,810 | $905.4K | 0.01% | −216−5.4% | Reduced |
| Vestcor Inc | 3,822 | $908.0K | 0.03% | −267−6.5% | Reduced |
| Ritholtz Wealth Management | 3,833 | $910.8K | 0.04% | +233+6.5% | Added |
| Crossmark Global Holdings, Inc. | 3,908 | $927.0K | 0.02% | −421−9.7% | Reduced |
| Mercer Global Advisors Inc | 3,982 | $946.0K | 0.00% | +1,359+51.8% | Added |
| Schroder Investment Management Group | 3,983 | $946.6K | 0.00% | +1,777+80.6% | Added |
| Alera Investment Advisors, LLC | 4,053 | $963.2K | 0.16% | −15−0.4% | Reduced |
| Nomura Holdings Inc | 4,166 | $990.0K | 0.01% | −406−8.9% | Reduced |
| Oregon Public Employees Retirement Fund | 4,189 | $995.5K | 0.01% | −1,958−31.9% | Reduced |
| Shell Asset Management Co | 4,206 | $1.00M | 0.04% | −99−2.3% | Reduced |
| Brinker Capital Investments, LLC | 4,218 | $1.00M | 0.01% | −540−11.3% | Reduced |
| Orion Portfolio Solutions, LLC | 4,218 | $1.00M | 0.01% | −540−11.3% | Reduced |
| Proequities, Inc. | 4,224 | $1.00M | 0.08% | −283−6.3% | Reduced |
| SkyView Investment Advisors, LLC | 4,227 | $1.00M | 0.41% | +104+2.5% | Added |
| Navellier & Associates Inc | 4,233 | $1.01M | 0.17% | +211+5.2% | Added |
| Penserra Capital Management LLC | 4,240 | $1.01M | 0.02% | +3,848+981.6% | Added |
| Advisor Partners II, LLC | 4,349 | $1.03M | 0.04% | +492+12.8% | Added |
| Paragon Advisors, LLC | 4,370 | $1.04M | 0.43% | −2,431−35.7% | Reduced |
| Two Sigma Investments, LP | 4,400 | $1.05M | 0.00% | 00.0% | Unchanged |
| Aureus Asset Management, LLC | 4,455 | $1.06M | 0.09% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 4,456 | $1.06M | 0.01% | +428+10.6% | Added |
| Integrated Investment Consultants, LLC | 4,462 | $1.06M | 0.39% | +1,678+60.3% | Added |
| Cornercap Investment Counsel Inc | 4,466 | $1.06M | 0.19% | +79+1.8% | Added |
| Banque Pictet & Cie SA | 4,588 | $1.09M | 0.01% | −429−8.6% | Reduced |
| Centiva Capital, LP | 4,589 | $1.09M | 0.05% | +4,589 | New |
| Axq Capital, LP | 4,600 | $1.09M | 0.38% | +4,600 | New |
| Cipher Capital LP | 4,693 | $1.12M | 0.79% | +2,649+129.6% | Added |
| Summit Global Investments | 4,736 | $1.13M | 0.07% | −19,545−80.5% | Reduced |
| MetLife Investment Management | 4,795 | $1.14M | 0.01% | +20.0% | Added |
| Bleakley Financial Group, LLC | 4,803 | $1.14M | 0.04% | +198+4.3% | Added |
| Ethic Inc. | 4,912 | $1.17M | 0.04% | +769+18.6% | Added |
| Independent Advisor Alliance | 4,929 | $1.17M | 0.05% | +131+2.7% | Added |
| Manufacturers Life Insurance Company, The | 4,957 | $1.18M | 0.00% | +2,222+81.2% | Added |
| M&T Bank Corp | 4,981 | $1.18M | 0.00% | +34+0.7% | Added |
| Advisor OS, LLC | 4,982 | $1.18M | 0.18% | +181+3.8% | Added |
| Gateway Investment Advisers LLC | 4,995 | $1.19M | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 5,131 | $1.22M | 0.01% | −1,198−18.9% | Reduced |
| QRG Capital Management, Inc. | 5,208 | $1.24M | 0.02% | +5,208 | New |
| Financial Advocates Investment Management | 5,300 | $1.26M | 0.09% | +23+0.4% | Added |
| Estate Counselors, LLC | 5,310 | $1.26M | 0.17% | +20+0.4% | Added |
| King Luther Capital Management Corp | 5,319 | $1.26M | 0.01% | −62−1.2% | Reduced |
| CenterBook Partners LP | 5,389 | $1.28M | 0.16% | −2,369−30.5% | Reduced |
| Kennedy Capital Management, Inc. | 5,400 | $1.28M | 0.03% | +746+16.0% | Added |