LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 67,747 | $13.7M | 0.02% | −6,831−9.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 67,968 | $13.8M | 0.13% | +46,930+223.1% | Added |
| Prudential Financial Inc | 68,868 | $13.9M | 0.02% | +32,398+88.8% | Added |
| Renaissance Technologies LLC | 70,600 | $14.3M | 0.02% | +56,900+415.3% | Added |
| Heron Bay Capital Management | 71,087 | $14.4M | 5.59% | +39,642+126.1% | Added |
| Fort Washington Investment Advisors Inc | 71,314 | $14.4M | 0.11% | 00.0% | Unchanged |
| LPL Financial LLC | 73,163 | $14.8M | 0.01% | −2,620−3.5% | Reduced |
| Voloridge Investment Management, LLC | 73,971 | $15.0M | 0.07% | −49,570−40.1% | Reduced |
| Man Group plc | – | $15.1M | 0.05% | – | – |
| Thornburg Investment Management Inc | 75,583 | $15.3M | 0.25% | 00.0% | Unchanged |
| Aviva PLC | 76,205 | $15.4M | 0.07% | +31,671+71.1% | Added |
| Coronation Fund Managers Ltd. | 78,644 | $15.9M | 0.42% | +49,532+170.1% | Added |
| Storebrand Asset Management AS | 78,752 | $15.9M | 0.08% | −3,087−3.8% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 79,628 | $16.1M | 0.04% | +19,139+31.6% | Added |
| Balyasny Asset Management LLC | 80,853 | $16.4M | 0.05% | −191,060−70.3% | Reduced |
| Quadrature Capital Ltd | 83,025 | $16.8M | 0.46% | +56,081+208.1% | Added |
| AQR Capital Management LLC | 85,185 | $17.0M | 0.04% | +3,826+4.7% | Added |
| Cookson Peirce & Co Inc | 88,370 | $17.9M | 1.15% | −74,218−45.6% | Reduced |
| New York State Common Retirement Fund | 88,594 | $17.9M | 0.02% | −4,076−4.4% | Reduced |
| Teacher Retirement System of Texas | 91,655 | $18.6M | 0.12% | +25,501+38.5% | Added |
| State Board of Administration of Florida Retirement System | 95,589 | $19.3M | 0.04% | −860−0.9% | Reduced |
| Bamco Inc | 96,634 | $19.6M | 0.06% | +46,216+91.7% | Added |
| Rhumbline Advisers | 97,082 | $19.6M | 0.02% | +7,578+8.5% | Added |
| Cramer Rosenthal McGlynn LLC | 98,187 | $19.9M | 0.90% | −28,608−22.6% | Reduced |
| GCM Grosvenor Holdings, LLC | 105,300 | $21.3M | 5.73% | +34,300+48.3% | Added |
| Assenagon Asset Management S.A. | 106,088 | $21.5M | 0.08% | −163,708−60.7% | Reduced |
| Stifel Financial Corp | 106,864 | $21.6M | 0.03% | −4,216−3.8% | Reduced |
| First Trust Advisors LP | 108,833 | $22.0M | 0.03% | −53,062−32.8% | Reduced |
| Canada Pension Plan Investment Board | 108,945 | $22.1M | 0.03% | +10,900+11.1% | Added |
| BNP Paribas Arbitrage, SA | 114,137 | $23.1M | 0.05% | −14,795−11.5% | Reduced |
| Truist Financial Corp | 119,051 | $24.1M | 0.04% | +66,928+128.4% | Added |
| Pinebridge Investments, L.P. | 129,964 | $26.3M | 0.30% | +33,254+34.4% | Added |
| California State Teachers Retirement System | 133,326 | $27.0M | 0.04% | −1,530−1.1% | Reduced |
| Fred Alger Management, LLC | 137,461 | $27.8M | 0.15% | +86,366+169.0% | Added |
| National Pension Service | 143,900 | $28.6M | 0.05% | +25,200+21.2% | Added |
| Primecap Management Co | 150,000 | $30.4M | 0.03% | −33,600−18.3% | Reduced |
| Russell Investments Group, Ltd. | 151,573 | $30.7M | 0.06% | −11,897−7.3% | Reduced |
| Royal Bank of Canada | 153,601 | $31.1M | 0.01% | −6,733−4.2% | Reduced |
| Caisse de Depot Et Placement du Quebec | 160,129 | $32.4M | 0.09% | +85,833+115.5% | Added |
| SEI Investments Co | 161,092 | $32.6M | 0.06% | −46,237−22.3% | Reduced |
| California Public Employees Retirement System | 164,526 | $33.3M | 0.03% | −22,150−11.9% | Reduced |
| Trillium Asset Management, LLC | 161,800 | $33.7M | 0.99% | −1,424−0.9% | Reduced |
| Credit Suisse AG | 167,923 | $34.0M | 0.04% | +17,779+11.8% | Added |
| Cornerstone Investment Partners, LLC | 171,070 | $34.6M | 2.29% | −11,902−6.5% | Reduced |
| Bank of Montreal | 171,630 | $34.8M | 0.02% | −53,888−23.9% | Reduced |
| Amundi | 184,913 | $35.4M | 0.02% | +31,949+20.9% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 176,895 | $35.8M | 0.68% | +5,325+3.1% | Added |
| TD Asset Management Inc | 177,633 | $36.0M | 0.04% | −2,986−1.7% | Reduced |
| Twinbeech Capital LP | 177,972 | $36.0M | 0.73% | +107,883+153.9% | Added |
| Susquehanna International Group, LLP | 179,413 | $36.3M | 0.06% | −82,202−31.4% | Reduced |
| Employees Retirement System of Texas | 182,000 | $36.8M | 0.54% | +26,266+16.9% | Added |
| Epoch Investment Partners, Inc. | 187,412 | $37.9M | 0.23% | −2,687−1.4% | Reduced |
| CIBC Asset Management Inc | 194,937 | $39.5M | 0.16% | +4,697+2.5% | Added |
| Southpoint Capital Advisors LP | 200,000 | $40.5M | 0.92% | −400,000−66.7% | Reduced |
| Commerce Bank | 200,671 | $40.6M | 0.32% | +2,442+1.2% | Added |
| Franklin Resources Inc | 202,708 | $41.0M | 0.02% | −2,648−1.3% | Reduced |
| FIL Ltd | 211,710 | $42.9M | 0.05% | −8,034−3.7% | Reduced |
| Junto Capital Management LP | 220,220 | $44.6M | 1.24% | −125,548−36.3% | Reduced |
| Envestnet Asset Management Inc | 505,548 | $47.1M | 0.02% | +252,465+99.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 239,068 | $48.4M | 0.04% | +17,398+7.8% | Added |
| Qube Research & Technologies Ltd | 256,468 | $51.9M | 0.30% | −7,792−2.9% | Reduced |
| LMR Partners LLP | 262,862 | $53.2M | 1.16% | +228,019+654.4% | Added |
| Azora Capital LP | 281,889 | $57.1M | 8.76% | +22,584+8.7% | Added |
| Marshall Wace, LLP | 283,715 | $57.4M | 0.14% | +260,352+1,114.4% | Added |
| UBS Asset Management Americas Inc | 283,950 | $57.5M | 0.03% | +3,233+1.2% | Added |
| Allspring Global Investments Holdings, LLC | 290,340 | $58.8M | 0.10% | −174,603−37.6% | Reduced |
| Victory Capital Management Inc | 309,093 | $62.6M | 0.07% | +39,065+14.5% | Added |
| Artemis Investment Management LLP | 323,375 | $65.3M | 0.80% | −32,263−9.1% | Reduced |
| Raymond James & Associates | 335,820 | $68.0M | 0.06% | −30,012−8.2% | Reduced |
| Goldman Sachs Group Inc | 338,263 | $68.5M | 0.02% | −640,229−65.4% | Reduced |
| Invesco Ltd. | 360,029 | $72.9M | 0.02% | −312,007−46.4% | Reduced |
| Jackson Square Partners, LLC | 389,820 | $78.9M | 2.13% | −152,611−28.1% | Reduced |
| Citadel Advisors LLC | 401,143 | $81.2M | 0.09% | −92,975−18.8% | Reduced |
| Agf Management Ltd | 405,183 | $82.0M | 0.56% | −35,000−8.0% | Reduced |
| Legal & General Group Plc | 408,957 | $82.8M | 0.03% | +74,650+22.3% | Added |
| American Century Companies Inc | 413,277 | $83.6M | 0.07% | −38,529−8.5% | Reduced |
| Wells Fargo & Company | 424,323 | $85.9M | 0.03% | −8,241−1.9% | Reduced |
| Bank of America Corp | 429,760 | $87.0M | 0.01% | +14,852+3.6% | Added |
| ArrowMark Colorado Holdings LLC | 463,136 | $93.7M | 1.07% | +108,426+30.6% | Added |
| First Pacific Advisors, LP | 481,785 | $97.5M | 1.51% | −15,333−3.1% | Reduced |
| Jacobs Levy Equity Management, Inc | 491,423 | $99.5M | 0.61% | +39,722+8.8% | Added |
| Charles Schwab Investment Management Inc | 497,136 | $100.6M | 0.03% | −1,431−0.3% | Reduced |
| Northern Trust Corp | 506,907 | $102.6M | 0.02% | +43,431+9.4% | Added |
| Deutsche Bank AG | 521,963 | $105.6M | 0.06% | +91,839+21.4% | Added |
| Fairview Capital Investment Management, LLC | 525,127 | $106.3M | 6.94% | −9,588−1.8% | Reduced |
| Price T Rowe Associates Inc | 525,617 | $106.4M | 0.02% | +90,246+20.7% | Added |
| Westfield Capital Management Co LP | 593,157 | $120.1M | 0.85% | +10,373+1.8% | Added |
| Voya Investment Management LLC | 617,123 | $124.9M | 0.13% | −26,720−4.2% | Reduced |
| Darlington Partners Capital Management, LP | 653,266 | $132.2M | 9.94% | +54,272+9.1% | Added |
| Morgan Stanley | 698,418 | $141.4M | 0.02% | +3,993+0.6% | Added |
| Dimensional Fund Advisors LP | 707,966 | $143.3M | 0.05% | −98,427−12.2% | Reduced |
| Eminence Capital, LP | 718,119 | $145.3M | 2.45% | +280,540+64.1% | Added |
| Bank of New York Mellon Corp | 757,784 | $153.4M | 0.03% | +157,317+26.2% | Added |
| Standard Life Aberdeen plc | 765,361 | $154.9M | 0.39% | +62,772+8.9% | Added |
| Eagle Asset Management Inc | 770,018 | $155.9M | 0.91% | −152,269−16.5% | Reduced |
| Capital Research Global Investors | 1,009,106 | $204.2M | 0.06% | −758,650−42.9% | Reduced |
| Norges Bank | 1,018,727 | $206.2M | 0.05% | +11,190+1.1% | Added |
| Egerton Capital (UK) LLP | 1,019,727 | $206.4M | 2.23% | −208,517−17.0% | Reduced |
| Alliancebernstein L.P. | 1,019,968 | $206.4M | 0.09% | −328,068−24.3% | Reduced |
| Nuveen Asset Management, LLC | 1,028,302 | $208.1M | 0.08% | −49,317−4.6% | Reduced |