LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Retirement Partners, LLC | 659 | $123.7K | 0.01% | +109+19.8% | Added |
| Eagle Bay Advisors LLC | 619 | $125.3K | 0.07% | +71+13.0% | Added |
| United Community Bank | 645 | $130.5K | 0.12% | 00.0% | Unchanged |
| Kapitalo Investimentos Ltda | 671 | $135.8K | 0.04% | +671 | New |
| Steward Partners Investment Advisory, LLC | 748 | $151.4K | 0.00% | +106+16.5% | Added |
| Systematic Alpha Investments, LLC | 760 | $153.8K | 0.01% | +760 | New |
| Ossiam | 761 | $154.0K | 0.00% | −2−0.3% | Reduced |
| Quent Capital, LLC | 775 | $156.4K | 0.03% | +7+0.9% | Added |
| Lindbrook Capital, LLC | 839 | $169.8K | 0.02% | −163−16.3% | Reduced |
| TSFG, LLC | 859 | $174.0K | 0.06% | +1+0.1% | Added |
| Elgethun Capital Management | 958 | $192.2K | 0.06% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 990 | $200.4K | 0.01% | −41−4.0% | Reduced |
| SRS Capital Advisors, Inc. | 995 | $201.4K | 0.03% | +22+2.3% | Added |
| WJ Wealth Management, LLC | 1,000 | $202.4K | 0.14% | −1,000−50.0% | Reduced |
| Forum Financial Management, LP | 1,004 | $203.2K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 1,009 | $204.0K | 0.00% | −112−10.0% | Reduced |
| Hutchens & Kramer Investment Management Group, LLC | 1,008 | $204.0K | 0.18% | −9−0.9% | Reduced |
| AE Wealth Management LLC | 1,012 | $204.9K | 0.00% | +1,012 | New |
| SG Americas Securities, LLC | 1,019 | $206.0K | 0.00% | +1,019 | New |
| Fox Run Management, L.L.C. | 1,033 | $209.1K | 0.07% | −1,681−61.9% | Reduced |
| Oppenheimer & Co Inc | 1,036 | $209.7K | 0.00% | −77−6.9% | Reduced |
| Beacon Pointe Advisors, LLC | 1,060 | $214.6K | 0.00% | +1,060 | New |
| Point72 Middle East FZE | 1,064 | $215.4K | 0.01% | +1,064 | New |
| Veritable, L.P. | 1,091 | $220.8K | 0.00% | +1,091 | New |
| Kestra Private Wealth Services, LLC | 1,093 | $221.3K | 0.01% | +1,093 | New |
| Thrive Wealth Management, LLC | 1,098 | $222.2K | 0.06% | +101+10.1% | Added |
| Prospera Financial Services Inc | 1,102 | $224.0K | 0.01% | +19+1.8% | Added |
| Frontier Capital Management Co LLC | 1,110 | $224.7K | 0.00% | −263,281−99.6% | Reduced |
| Dorsey & Whitney Trust CO LLC | 1,131 | $228.9K | 0.02% | −85−7.0% | Reduced |
| Wetherby Asset Management Inc | 1,140 | $230.7K | 0.01% | −96−7.8% | Reduced |
| CTC Capital Management, LLC | 1,150 | $232.8K | 0.49% | −50−4.2% | Reduced |
| Great Diamond Partners, LLC | 1,171 | $237.0K | 0.07% | −5−0.4% | Reduced |
| American International Group, Inc. | 1,184 | $239.6K | 0.00% | −35−2.9% | Reduced |
| BTC Capital Management, Inc. | 1,197 | $241.3K | 0.03% | −551−31.5% | Reduced |
| Abn Amro Investment Solutions | 1,205 | $243.9K | 0.01% | +1,205 | New |
| Capital Asset Advisory Services LLC | 1,227 | $248.4K | 0.02% | −554−31.1% | Reduced |
| HMS Capital Management, LLC | 1,253 | $253.6K | 0.16% | −86−6.4% | Reduced |
| Atria Wealth Solutions, Inc. | 1,306 | $264.2K | 0.00% | −1,594−55.0% | Reduced |
| Future Fund LLC | 1,314 | $266.0K | 0.87% | −135−9.3% | Reduced |
| DGS Capital Management, LLC | 1,315 | $266.2K | 0.15% | +169+14.7% | Added |
| Symmetry Partners, LLC | 1,324 | $268.0K | 0.01% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 1,345 | $272.2K | 0.01% | −10,730−88.9% | Reduced |
| Root Financial Partners, LLC | 1,346 | $272.4K | 0.19% | +1,346 | New |
| Gladstone Institutional Advisory LLC | 1,364 | $276.1K | 0.02% | +1,364 | New |
| Belpointe Asset Management LLC | 1,366 | $276.5K | 0.01% | +504+58.5% | Added |
| Nebula Research & Development LLC | 1,369 | $277.1K | 0.49% | +1,369 | New |
| Wolverine Trading, LLC | 1,404 | $279.0K | 0.01% | −887−38.7% | Reduced |
| Signaturefd, LLC | 1,379 | $279.1K | 0.01% | +321+30.3% | Added |
| Mount Yale Investment Advisors, LLC | 1,429 | $289.2K | 0.03% | +1,429 | New |
| Intrust Bank NA | 1,431 | $289.6K | 0.04% | −183−11.3% | Reduced |
| Prelude Capital Management, LLC | 1,435 | $290.4K | 0.02% | +1,435 | New |
| CIBC Private Wealth Group, LLC | 1,453 | $294.1K | 0.00% | −73,892−98.1% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 1,470 | $297.5K | 0.00% | −301−17.0% | Reduced |
| XTX Topco Ltd | 1,478 | $299.1K | 0.06% | −1,446−49.5% | Reduced |
| National Asset Management, Inc. | 1,525 | $308.7K | 0.01% | −5−0.3% | Reduced |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $310.1K | 0.11% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 1,534 | $310.5K | 0.00% | 00.0% | Unchanged |
| Pennsylvania Capital Management Inc | 1,572 | $318.2K | 0.15% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,575 | $318.9K | 0.14% | +2+0.1% | Added |
| Thrivent Financial for Lutherans | 1,607 | $320.0K | 0.00% | −1,199−42.7% | Reduced |
| Lombard Odier Asset Management (Switzerland) SA | 1,606 | $325.1K | 0.03% | +1,606 | New |
| Level Four Advisory Services, LLC | 1,641 | $332.1K | 0.02% | −847−34.0% | Reduced |
| Alps Advisors Inc | 1,654 | $334.8K | 0.00% | +1,654 | New |
| HighVista Strategies LLC | 1,700 | $344.1K | 0.28% | +1,700 | New |
| Alberta Investment Management Corp | 1,700 | $344.1K | 0.00% | +1,700 | New |
| Tokio Marine Asset Management Co Ltd | 1,707 | $345.5K | 0.02% | +421+32.7% | Added |
| Yousif Capital Management, LLC | 1,720 | $348.1K | 0.00% | −85−4.7% | Reduced |
| Coastal Investment Advisors, Inc. | 1,726 | $349.3K | 0.09% | −630−26.7% | Reduced |
| Achmea Investment Management B.V. | 1,761 | $356.0K | 0.01% | −4,669−72.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,769 | $358.0K | 0.00% | +35+2.0% | Added |
| Lido Advisors, LLC | 1,797 | $363.7K | 0.01% | +95+5.6% | Added |
| Moody Lynn & Lieberson, LLC | 1,800 | $364.3K | 0.03% | 00.0% | Unchanged |
| Lincoln National Corp | 1,805 | $365.4K | 0.01% | −212−10.5% | Reduced |
| Banco Santander, S.A. | 1,811 | $366.5K | 0.01% | +1,811 | New |
| MONECO Advisors, LLC | 1,827 | $369.8K | 0.11% | +63+3.6% | Added |
| Wealth Alliance | 1,828 | $370.0K | 0.06% | −66−3.5% | Reduced |
| Davenport & Co LLC | 1,848 | $374.0K | 0.00% | +99+5.7% | Added |
| Rockefeller Capital Management L.P. | 1,893 | $383.0K | 0.00% | +1,526+415.8% | Added |
| Ieq Capital, LLC | 1,923 | $389.2K | 0.01% | −136−6.6% | Reduced |
| Inceptionr LLC | 1,931 | $390.8K | 0.13% | +1,931 | New |
| Pzena Investment Management LLC | 1,937 | $392.0K | 0.00% | −1,497−43.6% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 1,976 | $399.9K | 0.05% | +1,976 | New |
| Edgestream Partners, L.P. | 1,988 | $402.4K | 0.04% | +1,034+108.4% | Added |
| Leuthold Group, LLC | 1,989 | $402.6K | 0.05% | −112−5.3% | Reduced |
| Merit Financial Group, LLC | 1,989 | $402.7K | 0.01% | −5−0.3% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,003 | $405.4K | 0.03% | −234−10.5% | Reduced |
| First County Bank | 2,045 | $413.9K | 0.20% | −66−3.1% | Reduced |
| Metis Global Partners, LLC | 2,059 | $416.7K | 0.03% | +637+44.8% | Added |
| Globeflex Capital L P | 2,086 | $422.2K | 0.05% | 00.0% | Unchanged |
| Greenleaf Trust | 2,087 | $422.4K | 0.00% | −8−0.4% | Reduced |
| Hamilton Capital Partners Inc. | 2,190 | $443.3K | 0.16% | −2,558−53.9% | Reduced |
| Hillsdale Investment Management Inc. | 2,205 | $446.3K | 0.04% | −50−2.2% | Reduced |
| XML Financial, LLC | 2,207 | $446.6K | 0.05% | +1,028+87.2% | Added |
| Ironwood Investment Counsel, LLC | 2,210 | $447.3K | 0.11% | +75+3.5% | Added |
| Change Path, LLC | 2,219 | $449.0K | 0.02% | −29−1.3% | Reduced |
| London Co of Virginia | 2,270 | $459.4K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,283 | $462.1K | 0.06% | −103−4.3% | Reduced |
| Boothbay Fund Management, LLC | 2,320 | $469.6K | 0.01% | −5,960−72.0% | Reduced |
| Parallel Advisors, LLC | 2,381 | $481.9K | 0.02% | +132+5.9% | Added |
| TrimTabs Asset Management, LLC | 2,393 | $484.3K | 0.26% | −1,750−42.2% | Reduced |