LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2022
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 632
- +61 vs. Q3 2022
- Shares held
- 76.5M
- −1.54M (−2.0%) vs. Q3 2022
- Total value
- $16.5B
- −$533.4M (−3.1%) vs. Q3 2022
- New holders
- 122
- 198 more added
- Sold out
- 61
- 263 more reduced
12 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Donoghue Forlines LLC | 5,670 | $1.23M | 0.43% | +2,571+83.0% | Added |
| Meeder Asset Management Inc | 5,673 | $1.23M | 0.11% | +5,665+70,812.5% | Added |
| Fulton Bank, N.A. | 5,718 | $1.24M | 0.07% | +991+21.0% | Added |
| Brinker Capital Investments, LLC | 5,778 | $1.25M | 0.02% | −147−2.5% | Reduced |
| Dynamic Technology Lab Private Ltd | 5,896 | $1.27M | 0.13% | −6,705−53.2% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,000 | $1.30M | 0.02% | +6,000 | New |
| Aquila Investment Management LLC | 6,000 | $1.30M | 1.00% | −3,000−33.3% | Reduced |
| Achmea Investment Management B.V. | 6,430 | $1.30M | 0.04% | 00.0% | Unchanged |
| Van Leeuwen & Company, LLC | 6,043 | $1.31M | 0.90% | −159−2.6% | Reduced |
| Cetera Investment Advisers | 6,077 | $1.31M | 0.01% | +756+14.2% | Added |
| ProShare Advisors LLC | 6,083 | $1.31M | 0.00% | −10,819−64.0% | Reduced |
| Investment Management Corp of Ontario | 6,122 | $1.32M | 0.06% | +6,122 | New |
| Advisors Asset Management, Inc. | 6,231 | $1.35M | 0.03% | −418−6.3% | Reduced |
| Maryland State Retirement & Pension System | 6,259 | $1.35M | 0.04% | +6,259 | New |
| Connectus Wealth, LLC | 6,314 | $1.36M | 0.04% | +6,314 | New |
| Highland Capital Management, LLC | 6,397 | $1.38M | 0.10% | +6,397 | New |
| Dana Investment Advisors, Inc. | 6,686 | $1.45M | 0.08% | −5,664−45.9% | Reduced |
| Sterling Group Wealth Management, LLC | 6,908 | $1.49M | 1.47% | +6,908 | New |
| Mariner, LLC | 6,927 | $1.50M | 0.00% | −441−6.0% | Reduced |
| King Luther Capital Management Corp | 6,985 | $1.51M | 0.01% | −2,721−28.0% | Reduced |
| Prescott Group Capital Management, L.L.C. | 7,000 | $1.51M | 0.33% | 00.0% | Unchanged |
| British Columbia Investment Management Corp | 7,039 | $1.52M | 0.02% | −809−10.3% | Reduced |
| New York State Teachers Retirement System | 7,100 | $1.53M | 0.00% | +4,800+208.7% | Added |
| Susquehanna Fundamental Investments, LLC | 7,170 | $1.55M | 0.03% | −15,040−67.7% | Reduced |
| Cetera Advisor Networks LLC | 7,185 | $1.55M | 0.01% | +3,113+76.4% | Added |
| Gerber Kawasaki Wealth & Investment Management | 7,266 | $1.57M | 0.14% | +2,853+64.6% | Added |
| FDx Advisors, Inc. | 7,280 | $1.57M | 0.07% | −4,866−40.1% | Reduced |
| Pitcairn Co | 7,293 | $1.58M | 0.16% | −256−3.4% | Reduced |
| Wesbanco Bank Inc | 7,323 | $1.58M | 0.07% | +7,323 | New |
| Sumitomo Life Insurance Co | 7,344 | $1.59M | 0.12% | −793−9.7% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7,587 | $1.64M | 0.00% | 00.0% | Unchanged |
| Wealthfront Advisers LLC | 7,743 | $1.67M | 0.01% | +7,743 | New |
| Park Avenue Securities LLC | 7,752 | $1.68M | 0.03% | +201+2.7% | Added |
| AXA S.A. | 7,899 | $1.71M | 0.01% | +6,154+352.7% | Added |
| Triasima Portfolio Management inc. | 7,970 | $1.72M | 0.13% | +7,970 | New |
| Sheaff Brock Investment Advisors, LLC | 7,989 | $1.73M | 0.19% | −70−0.9% | Reduced |
| Laurion Capital Management LP | 8,000 | $1.73M | 0.05% | +8,000 | New |
| Clark Capital Management Group, Inc. | 8,166 | $1.77M | 0.02% | +241+3.0% | Added |
| Trexquant Investment LP | 8,262 | $1.79M | 0.05% | −44,946−84.5% | Reduced |
| Boothbay Fund Management, LLC | 8,280 | $1.79M | 0.06% | −7,324−46.9% | Reduced |
| ClariVest Asset Management LLC | 8,306 | $1.80M | 0.09% | +2,251+37.2% | Added |
| Neuberger Berman Group LLC | 8,320 | $1.80M | 0.00% | −1,791−17.7% | Reduced |
| Nicholas Investment Partners, LP | 8,399 | $1.82M | 0.16% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 8,409 | $1.82M | 0.06% | +3,643+76.4% | Added |
| JustInvest LLC | 8,430 | $1.82M | 0.08% | +328+4.0% | Added |
| Kestra Advisory Services, LLC | 8,568 | $1.85M | 0.02% | +2,154+33.6% | Added |
| Public Sector Pension Investment Board | 8,579 | $1.85M | 0.01% | −10,548−55.1% | Reduced |
| Flynn Zito Capital Management, LLC | 8,634 | $1.87M | 1.56% | −278−3.1% | Reduced |
| PDT Partners, LLC | 8,848 | $1.91M | 0.31% | −2,268−20.4% | Reduced |
| Nissay Asset Management Corp | 8,856 | $1.91M | 0.02% | −198−2.2% | Reduced |
| Strategic Global Advisors, LLC | 8,999 | $1.95M | 0.31% | −150−1.6% | Reduced |
| Daiwa Securities Group Inc. | 9,151 | $1.98M | 0.02% | −3,879−29.8% | Reduced |
| Walleye Trading LLC | 9,201 | $1.99M | 0.05% | +9,201 | New |
| Eqis Capital Management, Inc. | 9,589 | $2.07M | 0.23% | +477+5.2% | Added |
| Public Employees Retirement Association of Colorado | 9,798 | $2.12M | 0.01% | 00.0% | Unchanged |
| CWM Advisors, LLC | 9,934 | $2.15M | 0.28% | +529+5.6% | Added |
| Caldwell Trust Co | 9,965 | $2.15M | 0.30% | −172−1.7% | Reduced |
| EFG Asset Management (Americas) Corp. | 9,976 | $2.16M | 0.53% | +1,208+13.8% | Added |
| LGT Fund Management Co Ltd. | 10,000 | $2.16M | 0.93% | 00.0% | Unchanged |
| Retirement Capital Strategies | 10,111 | $2.19M | 1.07% | +70+0.7% | Added |
| Principal Financial Group Inc | 10,264 | $2.22M | 0.00% | −19,386−65.4% | Reduced |
| Gyon Technologies Capital Management, LP | 10,265 | $2.22M | 0.83% | −2,610−20.3% | Reduced |
| Symphony Financial, Ltd. Co. | 10,751 | $2.29M | 0.61% | +124+1.2% | Added |
| Commonwealth Equity Services, LLC | 10,658 | $2.30M | 0.01% | −11,168−51.2% | Reduced |
| Yorktown Management & Research Co Inc | 10,700 | $2.31M | 2.83% | −1,300−10.8% | Reduced |
| Two Sigma Advisers, LP | 10,800 | $2.33M | 0.01% | −1,200−10.0% | Reduced |
| Xponance, Inc. | 10,866 | $2.35M | 0.04% | +1,449+15.4% | Added |
| Macquarie Group Ltd | 10,886 | $2.35M | 0.00% | +2,064+23.4% | Added |
| Alcosta Capital Management, Inc. | 10,896 | $2.36M | 2.37% | −294−2.6% | Reduced |
| Allianz Asset Management GmbH | 10,941 | $2.37M | 0.01% | −60−0.5% | Reduced |
| DekaBank Deutsche Girozentrale | 10,987 | $2.37M | 0.01% | +2,287+26.3% | Added |
| Wakefield Asset Management LLLP | 11,064 | $2.39M | 1.01% | +11,064 | New |
| Kames Capital plc | 11,190 | $2.42M | 0.04% | +533+5.0% | Added |
| Bridgeway Capital Management, LLC | 11,290 | $2.44M | 0.06% | +11,290 | New |
| Eagle Rock Investment Company, LLC | 11,076 | $2.44M | 0.56% | −31−0.3% | Reduced |
| Natixis | 11,363 | $2.46M | 0.01% | +11,363 | New |
| Atria Investments LLC | 11,536 | $2.49M | 0.05% | −1,944−14.4% | Reduced |
| Tocqueville Asset Management L.P. | 11,583 | $2.50M | 0.05% | −2,487−17.7% | Reduced |
| Handelsbanken Fonder AB | 11,681 | $2.52M | 0.02% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 34,040 | $2.61M | 0.05% | −685−2.0% | Reduced |
| Graham Capital Management, L.P. | 12,075 | $2.61M | 0.10% | +10,972+994.7% | Added |
| TD Private Client Wealth LLC | 12,450 | $2.69M | 0.13% | −5,454−30.5% | Reduced |
| M&G Investment Management Ltd | 12,648 | $2.73M | 0.02% | +11,410+921.6% | Added |
| CIBC World Markets Inc. | 12,637 | $2.73M | 0.01% | −1,081−7.9% | Reduced |
| La Banque Postale Asset Management SA | 12,698 | $2.74M | 0.08% | +12,698 | New |
| Cannon Global Investment Management, LLC | 12,800 | $2.77M | 4.11% | −13,700−51.7% | Reduced |
| Phoenix Holdings Ltd. | 13,041 | $2.82M | 0.05% | +11,130+582.4% | Added |
| Duality Advisers, LP | 13,083 | $2.83M | 0.32% | +13,083 | New |
| DnB Asset Management AS | 13,170 | $2.85M | 0.02% | +60.0% | Added |
| Engineers Gate Manager LP | 13,262 | $2.87M | 0.17% | +13,262 | New |
| Gulf International Bank (UK) Ltd | 13,295 | $2.87M | 0.05% | +65+0.5% | Added |
| Jupiter Asset Management Ltd | 13,564 | $2.93M | 0.04% | −8,177−37.6% | Reduced |
| Renaissance Technologies LLC | 13,700 | $2.96M | 0.00% | +13,700 | New |
| Utah Retirement Systems | 14,063 | $3.04M | 0.05% | −146−1.0% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 14,232 | $3.08M | 0.17% | +376+2.7% | Added |
| Oregon Public Employees Retirement Fund | 14,561 | $3.15M | 0.04% | +7,842+116.7% | Added |
| Compagnie Lombard Odier SCmA | 14,740 | $3.19M | 0.09% | +14,740 | New |
| NewEdge Wealth, LLC | 14,917 | $3.22M | 0.14% | −2,691−15.3% | Reduced |
| Empowered Funds, LLC | 15,017 | $3.25M | 0.21% | +895+6.3% | Added |
| Castleark Management LLC | 15,325 | $3.31M | 0.17% | −24,460−61.5% | Reduced |