LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2022
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 583
- +54 vs. Q2 2022
- Shares held
- 78.7M
- −3.03M (−3.7%) vs. Q2 2022
- Total value
- $17.2B
- +$2.11B (+14.0%) vs. Q2 2022
- New holders
- 93
- 202 more added
- Sold out
- 39
- 218 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HSBC Holdings PLC | 19,957 | $4.37M | 0.01% | +3,179+18.9% | Added |
| Illinois Municipal Retirement Fund | 19,686 | $4.30M | 0.11% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 19,127 | $4.18M | 0.04% | +19,127 | New |
| Bridgewater Associates, LP | 18,971 | $4.14M | 0.02% | +12,547+195.3% | Added |
| Captrust Financial Advisors | 18,487 | $4.04M | 0.02% | −2,041−9.9% | Reduced |
| Amalgamated Bank | 18,321 | $4.00M | 0.04% | −2,552−12.2% | Reduced |
| Heron Bay Capital Management | 18,153 | $3.97M | 2.70% | +1,000+5.8% | Added |
| Otter Creek Advisors, LLC | 17,948 | $3.92M | 3.81% | −1,668−8.5% | Reduced |
| TD Private Client Wealth LLC | 17,904 | $3.91M | 0.20% | −633−3.4% | Reduced |
| NewEdge Wealth, LLC | 17,608 | $3.85M | 0.18% | +1,099+6.7% | Added |
| Verdence Capital Advisors LLC | 17,250 | $3.77M | 0.52% | −70.0% | Reduced |
| Cornerstone Wealth Management, LLC | 17,047 | $3.73M | 0.41% | +313+1.9% | Added |
| ProShare Advisors LLC | 16,902 | $3.69M | 0.01% | +11,239+198.5% | Added |
| Toronto Dominion Bank | 16,818 | $3.67M | 0.01% | −1,047−5.9% | Reduced |
| EFG Asset Management (North America) Corp. | 16,726 | $3.65M | 0.84% | +16,726 | New |
| O'Shaughnessy Asset Management, LLC | 16,123 | $3.52M | 0.07% | +1,358+9.2% | Added |
| Tredje AP-fonden | 15,711 | $3.43M | 0.07% | +15,711 | New |
| Mirae Asset Global Investments Co., Ltd. | 15,689 | $3.43M | 0.01% | +5,501+54.0% | Added |
| Congress Asset Management Co | 15,683 | $3.43M | 0.04% | +1,599+11.4% | Added |
| Boothbay Fund Management, LLC | 15,604 | $3.41M | 0.12% | +15,604 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 15,248 | $3.33M | 0.17% | +15,248 | New |
| Banco Bilbao Vizcaya Argentaria, S.A. | 15,094 | $3.30M | 0.05% | +15,094 | New |
| Formuepleje A/S | 14,522 | $3.17M | 0.26% | +14,522 | New |
| Utah Retirement Systems | 14,209 | $3.10M | 0.05% | 00.0% | Unchanged |
| IFM Investors Pty Ltd | 14,195 | $3.10M | 0.06% | +575+4.2% | Added |
| Empowered Funds, LLC | 14,122 | $3.08M | 0.30% | +14,122 | New |
| Gradient Investments LLC | 14,078 | $3.08M | 0.09% | −12,202−46.4% | Reduced |
| Tocqueville Asset Management L.P. | 14,070 | $3.07M | 0.06% | 00.0% | Unchanged |
| Nomura Holdings Inc | 13,952 | $3.05M | 0.03% | −1,979−12.4% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 13,856 | $3.03M | 0.18% | +11,406+465.6% | Added |
| CIBC World Markets Inc. | 13,718 | $3.00M | 0.01% | +985+7.7% | Added |
| Atria Investments LLC | 13,480 | $2.94M | 0.07% | +980+7.8% | Added |
| Gulf International Bank (UK) Ltd | 13,230 | $2.89M | 0.05% | 00.0% | Unchanged |
| DnB Asset Management AS | 13,164 | $2.88M | 0.02% | +13,164 | New |
| Daiwa Securities Group Inc. | 13,030 | $2.85M | 0.02% | −2,647−16.9% | Reduced |
| Gyon Technologies Capital Management, LP | 12,875 | $2.81M | 0.88% | +12,875 | New |
| Skandinaviska Enskilda Banken AB (publ) | 12,775 | $2.79M | 0.02% | +665+5.5% | Added |
| Dynamic Technology Lab Private Ltd | 12,601 | $2.75M | 0.27% | +9,021+252.0% | Added |
| NWK Group, Inc. | 12,584 | $2.75M | 2.13% | +12,584 | New |
| Bokf, NA | 12,497 | $2.73M | 0.06% | +1,643+15.1% | Added |
| Dana Investment Advisors, Inc. | 12,350 | $2.70M | 0.15% | −1,541−11.1% | Reduced |
| FDx Advisors, Inc. | 12,146 | $2.65M | 0.12% | −429−3.4% | Reduced |
| Two Sigma Advisers, LP | 12,000 | $2.62M | 0.01% | −3,400−22.1% | Reduced |
| Yorktown Management & Research Co Inc | 12,000 | $2.62M | 3.40% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 11,908 | $2.60M | 0.47% | +11,908 | New |
| Handelsbanken Fonder AB | 11,681 | $2.55M | 0.02% | 00.0% | Unchanged |
| National Bank of Canada | 11,632 | $2.53M | 0.01% | −170−1.4% | Reduced |
| Teacher Retirement System of Texas | 11,423 | $2.50M | 0.02% | −914−7.4% | Reduced |
| Alcosta Capital Management, Inc. | 11,190 | $2.44M | 2.40% | +11,190 | New |
| PDT Partners, LLC | 11,116 | $2.43M | 0.37% | −12,731−53.4% | Reduced |
| Eagle Rock Investment Company, LLC | 11,107 | $2.43M | 0.63% | +115+1.0% | Added |
| Allianz Asset Management GmbH | 11,001 | $2.40M | 0.01% | −43,512−79.8% | Reduced |
| Lincoln National Corp | 10,943 | $2.39M | 0.06% | +1,621+17.4% | Added |
| Prudential Financial Inc | 10,757 | $2.33M | 0.00% | +1,337+14.2% | Added |
| Kames Capital plc | 10,657 | $2.33M | 0.05% | −3,484−24.6% | Reduced |
| Symphony Financial, Ltd. Co. | 10,627 | $2.30M | 0.75% | 00.0% | Unchanged |
| Caldwell Trust Co | 10,137 | $2.21M | 0.33% | −287−2.8% | Reduced |
| Neuberger Berman Group LLC | 10,111 | $2.21M | 0.00% | +416+4.3% | Added |
| Retirement Capital Strategies | 10,041 | $2.19M | 1.00% | 00.0% | Unchanged |
| LGT Fund Management Co Ltd. | 10,000 | $2.19M | 1.03% | 00.0% | Unchanged |
| Crestline Management, LP | 10,000 | $2.19M | 0.30% | +10,000 | New |
| Public Employees Retirement Association of Colorado | 9,798 | $2.14M | 0.01% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 9,785 | $2.14M | 0.08% | −13,868−58.6% | Reduced |
| King Luther Capital Management Corp | 9,706 | $2.12M | 0.01% | +2,451+33.8% | Added |
| Xponance, Inc. | 9,417 | $2.06M | 0.04% | −10.0% | Reduced |
| CWM Advisors, LLC | 9,405 | $2.06M | 0.29% | +7,765+473.5% | Added |
| Strategic Global Advisors, LLC | 9,149 | $2.00M | 0.33% | +9,149 | New |
| Eqis Capital Management, Inc. | 9,112 | $1.99M | 0.23% | +209+2.3% | Added |
| Fifth Lane Capital, LP | 9,059 | $1.98M | 1.12% | +9,059 | New |
| Nissay Asset Management Corp | 9,054 | $1.98M | 0.02% | +321+3.7% | Added |
| Aquila Investment Management LLC | 9,000 | $1.97M | 1.47% | 00.0% | Unchanged |
| Flynn Zito Capital Management, LLC | 8,912 | $1.95M | 1.93% | +8,912 | New |
| Macquarie Group Ltd | 8,822 | $1.93M | 0.00% | +1,735+24.5% | Added |
| EFG Asset Management (Americas) Corp. | 8,768 | $1.92M | 0.48% | +8,768 | New |
| DekaBank Deutsche Girozentrale | 8,700 | $1.87M | 0.01% | +824+10.5% | Added |
| Congress Wealth Management LLC | 8,487 | $1.85M | 0.05% | +605+7.7% | Added |
| Nicholas Investment Partners, LP | 8,399 | $1.83M | 0.17% | 00.0% | Unchanged |
| Sumitomo Life Insurance Co | 8,137 | $1.78M | 0.08% | +218+2.8% | Added |
| JustInvest LLC | 8,102 | $1.77M | 0.08% | +316+4.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 8,059 | $1.76M | 0.21% | −3,131−28.0% | Reduced |
| Tower Research Capital LLC (TRC) | 8,061 | $1.76M | 0.03% | +7,796+2,941.9% | Added |
| Arrowstreet Capital, Limited Partnership | 8,052 | $1.76M | 0.00% | +8,052 | New |
| Clark Capital Management Group, Inc. | 7,925 | $1.73M | 0.02% | +39+0.5% | Added |
| British Columbia Investment Management Corp | 7,848 | $1.72M | 0.02% | −1,437−15.5% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7,587 | $1.66M | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 7,513 | $1.65M | 0.00% | −12,795−63.0% | Reduced |
| Park Avenue Securities LLC | 7,551 | $1.65M | 0.03% | +889+13.3% | Added |
| Pitcairn Co | 7,549 | $1.65M | 0.18% | +24+0.3% | Added |
| Mariner, LLC | 7,368 | $1.61M | 0.01% | +7,368 | New |
| Prescott Group Capital Management, L.L.C. | 7,000 | $1.53M | 0.47% | 00.0% | Unchanged |
| Caisse de Depot Et Placement du Quebec | 6,873 | $1.50M | 0.00% | +3,873+129.1% | Added |
| Oregon Public Employees Retirement Fund | 6,719 | $1.47M | 0.02% | +419+6.7% | Added |
| Advisors Asset Management, Inc. | 6,649 | $1.45M | 0.03% | −1,014−13.2% | Reduced |
| Achmea Investment Management B.V. | 6,430 | $1.41M | 0.05% | +6,284+4,304.1% | Added |
| Kestra Advisory Services, LLC | 6,414 | $1.40M | 0.01% | +164+2.6% | Added |
| Toroso Investments, LLC | 6,394 | $1.40M | 0.06% | +6,394 | New |
| Oppenheimer Asset Management Inc. | 6,356 | $1.39M | 0.02% | −610−8.8% | Reduced |
| TrimTabs Asset Management, LLC | 6,285 | $1.37M | 0.95% | −1,534−19.6% | Reduced |
| Vaughan Nelson Investment Management, L.P. | 6,286 | $1.37M | 0.02% | +1,660+35.9% | Added |
| Van Leeuwen & Company, LLC | 6,202 | $1.35M | 1.08% | −695−10.1% | Reduced |