LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2022
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 583
- +54 vs. Q2 2022
- Shares held
- 78.7M
- −3.03M (−3.7%) vs. Q2 2022
- Total value
- $17.2B
- +$2.11B (+14.0%) vs. Q2 2022
- New holders
- 93
- 202 more added
- Sold out
- 39
- 218 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rhumbline Advisers | 84,493 | $18.5M | 0.03% | +4,564+5.7% | Added |
| Polar Capital Holdings Plc | 83,673 | $18.3M | 0.15% | −36,589−30.4% | Reduced |
| Aviva PLC | 81,096 | $17.7M | 0.10% | +15,844+24.3% | Added |
| ExodusPoint Capital Management, LP | 79,172 | $17.3M | 0.24% | +79,172 | New |
| Barclays PLC | 77,608 | $17.0M | 0.02% | −6,727−8.0% | Reduced |
| Avalon Investment & Advisory | 76,797 | $16.8M | 0.52% | +76,797 | New |
| D. E. Shaw & Co., Inc. | 75,616 | $16.5M | 0.03% | +73,317+3,189.1% | Added |
| Reinhart Partners, Inc. | 75,203 | $16.4M | 1.01% | −4,702−5.9% | Reduced |
| UBS Group AG | 72,846 | $15.9M | 0.01% | +55,613+322.7% | Added |
| Bamco Inc | 68,692 | $15.0M | 0.05% | +21,292+44.9% | Added |
| Canada Pension Plan Investment Board | 68,565 | $15.0M | 0.03% | +39,965+139.7% | Added |
| Boston Partners | 66,739 | $14.9M | 0.02% | −39,341−37.1% | Reduced |
| LPL Financial LLC | 64,582 | $14.1M | 0.01% | +354+0.6% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 63,971 | $14.0M | 0.06% | +57,164+839.8% | Added |
| Comerica Bank | 52,938 | $12.7M | 0.11% | −10,869−17.0% | Reduced |
| Governors Lane LP | 55,947 | $12.2M | 1.16% | −87,253−60.9% | Reduced |
| Truist Financial Corp | 55,184 | $12.1M | 0.02% | +9,347+20.4% | Added |
| Advisor Group Holdings, Inc. | 54,304 | $11.9M | 0.03% | +10,247+23.3% | Added |
| Venturi Wealth Management, LLC | 53,389 | $11.7M | 1.12% | −4,965−8.5% | Reduced |
| Trexquant Investment LP | 53,208 | $11.6M | 0.41% | +42,507+397.2% | Added |
| Citigroup Inc | 52,800 | $11.5M | 0.02% | −15,799−23.0% | Reduced |
| US Bancorp | 51,416 | $11.2M | 0.02% | −10,955−17.6% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 50,664 | $11.1M | 0.03% | +4,611+10.0% | Added |
| PFS Investments Inc. | 50,124 | $11.0M | 0.24% | +3,932+8.5% | Added |
| Nomura Asset Management Co Ltd | 48,672 | $10.6M | 0.07% | +577+1.2% | Added |
| Calamos Advisors LLC | 47,692 | $10.4M | 0.05% | −6,599−12.2% | Reduced |
| Vestmark Advisory Solutions, Inc. | 47,496 | $10.4M | 0.58% | +1,956+4.3% | Added |
| Natixis Advisors, L.P. | 46,945 | $10.3M | 0.04% | +7,256+18.3% | Added |
| Janney Montgomery Scott LLC | 46,711 | $10.2M | 0.04% | −825−1.7% | Reduced |
| State of New Jersey Common Pension Fund D | 46,225 | $10.1M | 0.04% | +573+1.3% | Added |
| Brant Point Investment Management LLC | 46,100 | $10.1M | 2.60% | −3,600−7.2% | Reduced |
| Great Lakes Advisors, LLC | 45,908 | $10.0M | 0.22% | −930−2.0% | Reduced |
| Icon Advisers Inc | 45,632 | $9.97M | 2.73% | −1,500−3.2% | Reduced |
| State of Wisconsin Investment Board | 45,574 | $9.96M | 0.03% | −10,522−18.8% | Reduced |
| LMR Partners LLP | 44,009 | $9.62M | 0.25% | +6,165+16.3% | Added |
| Mn Services Vermogensbeheer B.V. | 43,800 | $9.57M | 0.10% | −3,300−7.0% | Reduced |
| Moneta Group Investment Advisors LLC | 43,606 | $9.53M | 0.36% | −11,213−20.5% | Reduced |
| Driehaus Capital Management LLC | 43,509 | $9.51M | 0.14% | −47,299−52.1% | Reduced |
| BlueMar Capital Management, LLC | 43,081 | $9.41M | 6.92% | −8,040−15.7% | Reduced |
| Kennedy Capital Management, Inc. | 42,919 | $9.38M | 0.28% | −304−0.7% | Reduced |
| Community Trust & Investment Co | 41,625 | $9.09M | 0.87% | −198−0.5% | Reduced |
| Public Employees Retirement System of Ohio | 41,158 | $8.99M | 0.04% | +669+1.7% | Added |
| GCM Grosvenor Holdings, LLC | 41,000 | $8.96M | 2.12% | +41,000 | New |
| Castleark Management LLC | 39,785 | $8.69M | 0.48% | −8,340−17.3% | Reduced |
| Logan Capital Management Inc | 39,344 | $8.60M | 0.52% | +2,575+7.0% | Added |
| Walleye Capital LLC | 38,332 | $8.38M | 0.19% | −24,584−39.1% | Reduced |
| Great West Life Assurance Co | 38,255 | $8.34M | 0.02% | +17,879+87.7% | Added |
| Ameriprise Financial Inc | 37,802 | $8.26M | 0.00% | −7,741−17.0% | Reduced |
| Foster Victor Wealth Advisors, LLC | 32,845 | $8.09M | 1.18% | −2,823−7.9% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 36,632 | $8.00M | 0.18% | −4,527−11.0% | Reduced |
| Asset Management One Co.,Ltd. | 36,569 | $7.99M | 0.04% | +5,324+17.0% | Added |
| Phase 2 Partners, LLC | 36,334 | $7.94M | 3.77% | −3,598−9.0% | Reduced |
| Forsta Ap-Fonden | 35,900 | $7.84M | 0.10% | +22,400+165.9% | Added |
| Treasurer of the State of North Carolina | 35,180 | $7.69M | 0.05% | +450+1.3% | Added |
| Stamina Capital Management LP | 35,125 | $7.67M | 5.49% | +11,325+47.6% | Added |
| Lisanti Capital Growth, LLC | 34,830 | $7.61M | 1.02% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 34,740 | $7.59M | 0.05% | +33,528+2,766.3% | Added |
| Pathstone Family Office, LLC | 34,725 | $7.59M | 0.14% | −906−2.5% | Reduced |
| Cubist Systematic Strategies, LLC | 33,970 | $7.42M | 0.05% | −713−2.1% | Reduced |
| Verition Fund Management LLC | 31,919 | $6.97M | 0.10% | +7,250+29.4% | Added |
| Swedbank AB | 31,487 | $6.88M | 0.02% | +31,033+6,835.5% | Added |
| Advantage Alpha Capital Partners LP | 31,187 | $6.81M | 1.25% | −1,674−5.1% | Reduced |
| Pictet Asset Management SA | 31,190 | $6.81M | 0.01% | +207+0.7% | Added |
| Principal Financial Group Inc | 29,650 | $6.48M | 0.01% | −3,651−11.0% | Reduced |
| Intech Investment Management LLC | 29,271 | $6.40M | 0.05% | +25,520+680.4% | Added |
| Westpac Banking Corp | 29,006 | $6.34M | 0.10% | −5,532−16.0% | Reduced |
| Storebrand Asset Management AS | 28,778 | $6.29M | 0.04% | +20,114+232.2% | Added |
| KWB Wealth | 28,461 | $6.22M | 1.24% | +263+0.9% | Added |
| James Investment Research Inc | 28,431 | $6.21M | 0.89% | −3,140−9.9% | Reduced |
| Korea Investment CORP | 28,124 | $6.14M | 0.02% | +4,924+21.2% | Added |
| Westwood Holdings Group Inc. | 27,453 | $6.00M | 0.07% | −39,084−58.7% | Reduced |
| Bank of Nova Scotia | 27,432 | $5.99M | 0.02% | +25,312+1,194.0% | Added |
| Buckingham Strategic Partners | 26,781 | $5.85M | 0.35% | +26,781 | New |
| Cannon Global Investment Management, LLC | 26,500 | $5.79M | 9.35% | +26,500 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 25,999 | $5.68M | 0.03% | +19,499+300.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 25,965 | $5.67M | 0.03% | +1,466+6.0% | Added |
| KBC Group NV | 25,849 | $5.65M | 0.03% | +23,693+1,098.9% | Added |
| First Republic Investment Management, Inc. | 25,535 | $5.58M | 0.01% | +3,898+18.0% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 30,100 | $5.55M | 0.07% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 25,036 | $5.47M | 0.05% | +25,036 | New |
| Swiss Life Asset Management Ltd | 24,484 | $5.35M | 0.09% | +4,128+20.3% | Added |
| Aquatic Capital Management LLC | 24,100 | $5.26M | 0.51% | +22,800+1,753.8% | Added |
| Alberta Investment Management Corp | 24,100 | $5.26M | 0.04% | +24,100 | New |
| Ensign Peak Advisors, Inc | 24,010 | $5.25M | 0.01% | +4,710+24.4% | Added |
| Catalyst Capital Advisors LLC | 23,000 | $5.03M | 0.19% | −550−2.3% | Reduced |
| Private Advisor Group, LLC | 22,602 | $4.94M | 0.06% | −3,504−13.4% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 22,580 | $4.93M | 0.02% | +1,943+9.4% | Added |
| Bullseye Asset Management LLC | 22,527 | $4.92M | 2.86% | −242−1.1% | Reduced |
| Susquehanna Fundamental Investments, LLC | 22,210 | $4.85M | 0.08% | +22,210 | New |
| Arizona State Retirement System | 21,956 | $4.80M | 0.05% | −387−1.7% | Reduced |
| Jane Street Group, LLC | 21,916 | $4.79M | 0.01% | +15,775+256.9% | Added |
| Commonwealth Equity Services, LLC | 21,826 | $4.77M | 0.01% | −302−1.4% | Reduced |
| Jupiter Asset Management Ltd | 21,741 | $4.75M | 0.07% | 00.0% | Unchanged |
| MML Investors Services, LLC | 21,532 | $4.70M | 0.04% | +5,212+31.9% | Added |
| Andra AP-fonden | 21,100 | $4.61M | 0.15% | −500−2.3% | Reduced |
| Winthrop Advisory Group LLC | 21,063 | $4.60M | 0.99% | −250−1.2% | Reduced |
| Point72 Europe (London) LLP | 20,676 | $4.52M | 1.44% | −18,000−46.5% | Reduced |
| Bowling Portfolio Management LLC | 20,386 | $4.45M | 1.22% | −241−1.2% | Reduced |
| Candriam Luxembourg S.C.A. | 20,283 | $4.43M | 0.03% | +20,283 | New |
| Chase Investment Counsel Corp | 20,280 | $4.43M | 2.80% | −189−0.9% | Reduced |