LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2021
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 435
- +21 vs. Q3 2021
- Shares held
- 76.8M
- +414.5K (+0.5%) vs. Q3 2021
- Total value
- $12.3B
- +$321.5M (+2.7%) vs. Q3 2021
- New holders
- 74
- 153 more added
- Sold out
- 53
- 156 more reduced
9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Phase 2 Partners, LLC | 36,770 | $5.89M | 3.90% | +36,770 | New |
| Pathstone Family Office, LLC | 37,206 | $5.96M | 0.15% | +678+1.9% | Added |
| Truist Financial Corp | 37,284 | $5.97M | 0.01% | +1,970+5.6% | Added |
| Capitolis Advisors LLC | 39,262 | $6.29M | 0.04% | 00.0% | Unchanged |
| Barclays PLC | 39,435 | $6.31M | 0.00% | +8,153+26.1% | Added |
| Foster Victor Wealth Advisors, LLC | 36,536 | $6.54M | 0.89% | +4,875+15.4% | Added |
| Citigroup Inc | 40,983 | $6.56M | 0.01% | −121−0.3% | Reduced |
| Community Trust & Investment Co | 41,226 | $6.60M | 0.51% | −100−0.2% | Reduced |
| James Investment Research Inc | 41,519 | $6.65M | 0.61% | −2,997−6.7% | Reduced |
| Rafferty Asset Management, LLC | 42,004 | $6.72M | 0.04% | +3,772+9.9% | Added |
| Advantage Alpha Capital Partners LP | 42,849 | $6.86M | 0.98% | +8,192+23.6% | Added |
| Kennedy Capital Management, Inc. | 43,037 | $6.89M | 0.15% | −1,614−3.6% | Reduced |
| AQR Capital Management LLC | 43,676 | $6.99M | 0.01% | −3,608−7.6% | Reduced |
| State of New Jersey Common Pension Fund D | 44,138 | $7.07M | 0.02% | +1,981+4.7% | Added |
| Public Employees Retirement System of Ohio | 45,096 | $7.22M | 0.02% | −2,077−4.4% | Reduced |
| Susquehanna International Group, LLP | 45,325 | $7.26M | 0.01% | +33,913+297.2% | Added |
| Two Sigma Advisers, LP | 45,700 | $7.32M | 0.02% | +1,100+2.5% | Added |
| Nisa Investment Advisors, LLC | 43,085 | $7.42M | 0.06% | −48,099−52.7% | Reduced |
| Cinctive Capital Management LP | 46,630 | $7.46M | 0.35% | +46,630 | New |
| Gradient Investments LLC | 47,591 | $7.62M | 0.19% | +47,591 | New |
| Icon Advisers Inc | 48,932 | $7.83M | 1.26% | +532+1.1% | Added |
| UBS Group AG | 49,394 | $7.91M | 0.00% | +115+0.2% | Added |
| Northwestern Mutual Wealth Management Co | 49,793 | $7.97M | 0.01% | +858+1.8% | Added |
| Janney Montgomery Scott LLC | 50,070 | $8.02M | 0.03% | −271−0.5% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 51,086 | $8.18M | 0.17% | +51,086 | New |
| Balyasny Asset Management LLC | 52,959 | $8.48M | 0.04% | +52,959 | New |
| Putnam Investments LLC | 53,963 | $8.64M | 0.01% | +53,963 | New |
| Brant Point Investment Management LLC | 55,351 | $8.86M | 1.63% | −9,857−15.1% | Reduced |
| US Bancorp | 56,165 | $8.99M | 0.01% | −557−1.0% | Reduced |
| Russell Investments Group, Ltd. | 56,221 | $9.00M | 0.01% | −6,164−9.9% | Reduced |
| Castleark Management LLC | 61,755 | $9.89M | 0.36% | −2,305−3.6% | Reduced |
| Natixis Advisors, L.P. | 62,124 | $9.95M | 0.04% | +1,381+2.3% | Added |
| Point72 Europe (London) LLP | 63,300 | $10.1M | 4.63% | −5,000−7.3% | Reduced |
| Azora Capital LP | 64,624 | $10.3M | 1.62% | +3,967+6.5% | Added |
| Alyeska Investment Group, L.P. | 67,390 | $10.8M | 0.12% | +67,390 | New |
| Venturi Wealth Management, LLC | 67,806 | $10.9M | 0.82% | −404−0.6% | Reduced |
| LPL Financial LLC | 69,397 | $11.1M | 0.01% | +3,594+5.5% | Added |
| Qube Research & Technologies Ltd | 70,160 | $11.2M | 0.09% | +70,160 | New |
| Ameriprise Financial Inc | 73,924 | $11.8M | 0.00% | +16,630+29.0% | Added |
| Rhumbline Advisers | 75,537 | $12.1M | 0.01% | +2,126+2.9% | Added |
| Calamos Advisors LLC | 76,200 | $12.2M | 0.05% | −15,618−17.0% | Reduced |
| Assenagon Asset Management S.A. | 76,369 | $12.2M | 0.05% | −96,635−55.9% | Reduced |
| Comerica Bank | 77,094 | $12.3M | 0.09% | +963+1.3% | Added |
| Credit Suisse AG | 83,194 | $13.3M | 0.01% | −2,719−3.2% | Reduced |
| Legal & General Group Plc | 83,519 | $13.4M | 0.00% | +7,722+10.2% | Added |
| Captrust Financial Advisors | 88,791 | $14.2M | 0.10% | −30,660−25.7% | Reduced |
| Nordea Investment Management AB | 88,349 | $14.3M | 0.02% | −476−0.5% | Reduced |
| ExodusPoint Capital Management, LP | 89,590 | $14.3M | 0.18% | −12,052−11.9% | Reduced |
| Pinebridge Investments, L.P. | 96,474 | $15.4M | 0.16% | −1,986−2.0% | Reduced |
| State Board of Administration of Florida Retirement System | 99,127 | $15.9M | 0.03% | −123−0.1% | Reduced |
| New York State Common Retirement Fund | 101,049 | $16.2M | 0.02% | −97,292−49.1% | Reduced |
| BlueMar Capital Management, LLC | 102,010 | $16.3M | 4.53% | +1,660+1.7% | Added |
| Stifel Financial Corp | 107,606 | $17.2M | 0.02% | +6,266+6.2% | Added |
| Marshall Wace, LLP | 110,674 | $17.7M | 0.04% | +95,653+636.8% | Added |
| California State Teachers Retirement System | 111,942 | $17.9M | 0.02% | −23,311−17.2% | Reduced |
| Morgan Stanley | 115,745 | $18.5M | 0.00% | +23,108+24.9% | Added |
| Royal Bank of Canada | 119,080 | $19.1M | 0.00% | +4,553+4.0% | Added |
| William Blair Investment Management, LLC | 125,004 | $20.0M | 0.05% | +2,304+1.9% | Added |
| Parametric Portfolio Associates LLC | 128,411 | $20.6M | 0.01% | −9,121−6.6% | Reduced |
| Polar Capital Holdings Plc | 129,858 | $20.8M | 0.11% | +129,858 | New |
| Envestnet Asset Management Inc | 130,133 | $20.8M | 0.01% | +6,449+5.2% | Added |
| Allianz Asset Management GmbH | 130,619 | $20.9M | 0.02% | −40,784−23.8% | Reduced |
| Thornburg Investment Management Inc | 133,932 | $21.4M | 0.25% | −42,602−24.1% | Reduced |
| Chiron Investment Management, LLC | 136,433 | $21.8M | 2.49% | −61,726−31.1% | Reduced |
| Reinhart Partners, Inc. | 138,314 | $22.1M | 1.06% | −84,995−38.1% | Reduced |
| Employees Retirement System of Texas | 143,988 | $23.1M | 0.26% | 00.0% | Unchanged |
| Cookson Peirce & Co Inc | 147,938 | $23.7M | 1.32% | +1,461+1.0% | Added |
| SEI Investments Co | 153,800 | $24.6M | 0.05% | −7,707−4.8% | Reduced |
| Boston Partners | 153,743 | $24.6M | 0.03% | −2,933−1.9% | Reduced |
| Man Group plc | 154,725 | $24.8M | 0.08% | +9,036+6.2% | Added |
| Eaton Vance Management | 167,659 | $26.8M | 0.03% | −29,291−14.9% | Reduced |
| California Public Employees Retirement System | 175,440 | $28.1M | 0.02% | −5,971−3.3% | Reduced |
| Swiss National Bank | 176,600 | $28.3M | 0.02% | 00.0% | Unchanged |
| Primecap Management Co | 189,300 | $30.3M | 0.02% | −14,700−7.2% | Reduced |
| Fort Washington Investment Advisors Inc | 199,692 | $32.0M | 0.19% | +1,941+1.0% | Added |
| First Trust Advisors LP | 204,592 | $32.8M | 0.03% | +159,847+357.2% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 205,431 | $32.9M | 0.49% | 00.0% | Unchanged |
| Governors Lane LP | 207,900 | $33.3M | 2.40% | +207,900 | New |
| Point72 Asset Management, L.P. | 211,300 | $33.8M | 0.15% | −306,979−59.2% | Reduced |
| Iridian Asset Management LLC | 214,603 | $34.4M | 2.16% | −268,046−55.5% | Reduced |
| Trillium Asset Management, LLC | 222,414 | $35.6M | 0.84% | +9,277+4.4% | Added |
| Cramer Rosenthal McGlynn LLC | 225,706 | $36.1M | 1.16% | +56,937+33.7% | Added |
| Macquarie Group Ltd | 229,144 | $36.7M | 0.03% | +27,168+13.5% | Added |
| LMR Partners LLP | 251,661 | $40.3M | 0.53% | +64,419+34.4% | Added |
| Goldman Sachs Group Inc | 265,897 | $42.6M | 0.01% | +13,503+5.3% | Added |
| CIBC Asset Management Inc | 279,711 | $44.8M | 0.16% | −31,876−10.2% | Reduced |
| Federated Hermes, Inc. | 317,214 | $50.8M | 0.09% | −5,001−1.6% | Reduced |
| Agf Investments Inc. | 322,183 | $51.6M | 0.37% | 00.0% | Unchanged |
| TD Asset Management Inc | 367,470 | $58.8M | 0.05% | −21,334−5.5% | Reduced |
| Northern Trust Corp | 367,869 | $58.9M | 0.01% | −25,265−6.4% | Reduced |
| Epoch Investment Partners, Inc. | 375,844 | $60.2M | 0.31% | −21,989−5.5% | Reduced |
| Vaughan Nelson Investment Management, L.P. | 427,756 | $68.5M | 0.70% | −132,815−23.7% | Reduced |
| Raymond James & Associates | 434,498 | $69.6M | 0.06% | +5,151+1.2% | Added |
| UBS Asset Management Americas Inc | 447,986 | $71.7M | 0.03% | −47,655−9.6% | Reduced |
| Bank of America Corp | 457,571 | $73.3M | 0.01% | +28,391+6.6% | Added |
| Engle Capital Management, L.P. | 460,000 | $73.6M | 14.88% | −100,000−17.9% | Reduced |
| Wells Fargo & Company | 462,360 | $74.0M | 0.02% | −2,058,451−81.7% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 479,077 | $76.7M | 0.93% | −40,668−7.8% | Reduced |
| Price T Rowe Associates Inc | 485,145 | $77.7M | 0.01% | −136,036−21.9% | Reduced |
| Millennium Management LLC | 530,332 | $84.9M | 0.09% | −235,047−30.7% | Reduced |